CCMMX Fees and Costs — Conestoga Mid Cap Fund, Investor Class
Data updated: 2026-02-27
The net expense ratio is 1.05% (13.67% before fee waivers). There are no sales loads or redemption fees. In fiscal 2025 the fund paid $219 in broker commissions, 0.0069% of average net assets, and portfolio turnover was 5%.
CCMMX Fees and Expenses
Annual operating expenses and sales charges of CCMMX. Prospectus, as of January 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.80% |
| 12b-1 fee | 0.25% |
| Other expenses | 12.37% |
| Gross expense ratio | 13.67% |
| Fee waiver | −12.62% |
| Net expense ratio | 1.05% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
CCMMX Costs Over Time
On $10,000 invested in CCMMX, assuming 5% a year before costs, total costs come to $660 over 5 years, cutting the return by 1.11% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.05%) | $110 | $344 | $596 |
| Trading costs (broker commissions) | $1 | $2 | $4 |
| Lost growth on money paid in costs | $0 | $17 | $61 |
| Total costs | $111 | $363 | $660 |
| Value after costs | $10,389 | $11,213 | $12,102 |
| Impact on return, per year | 1.11% | 1.11% | 1.11% |
CCMMX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending September 30, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0069%
- Total broker commissions: $219
- Bought from dealers (principal trades, not a cost): —
- Portfolio turnover (prospectus): 5%
- Securities lending: none during the year
CCMMX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| BOFA SECURITIES, INC. | $76 | 34.50% |
| BLOOMBERG TRADEBOOK LLC | $74 | 33.73% |
| VIRTU AMERICAS LLC | $30 | 13.75% |
| SANFORD C. BERNSTEIN & CO. LLC | $22 | 9.91% |
| LIQUIDNET, INC. | $7 | 3.32% |
| MORGAN STANLEY & CO., LLC | $6 | 2.56% |
| STATE STREET GLOBAL MARKETS LLC | $4 | 1.73% |
| EVERCORE GROUP LLC | $1 | 0.49% |
Conestoga Mid Cap Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| CCMAX | Institutional Class | 0.80% | — |
| CCMMX | Investor Class | 1.05% | — |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.