C000111397 Performance — First Trust/Dow Jones Dividend & Income Allocation Portfolio, Class I
Data updated: 2026-08-21
C000111397 returned +3.63% year to date and +5.79% over one year to Jun 2026. Annualised returns are +7.44% over 3 years and +3.29% over 5 years. The fund trailed its Moderate Allocation category average: $100 invested three years ago grew to $124, against $136 for the category, and to $106 over one year, against $112. Volatility over the past three years was 9.05% a year. In the 12 months to Jun 2026 the fund lost a net $90.1M, and assets reached $733.73M.
C000111397 Growth of $100
What $100 invested in First Trust/Dow Jones Dividend & Income Allocation Portfolio grew to, compounded from monthly returns reported on SEC Form N-PORT, against the Moderate Allocation category average over the same months.
| Period | C000111397 | Category average |
|---|---|---|
| 1 year (Jul 2025 – Jun 2026) | $106 | $112 |
| 3 years (Jul 2023 – Jun 2026) | $124 | $136 |
| 5 years (Jul 2021 – Jun 2026) | $118 | $129 |
| Since data start (Jul 2019 – Jun 2026) | $144 | $154 |
C000111397 Trailing Returns
Total returns to Jun 2026, from SEC N-PORT.
| Period | Total return |
|---|---|
| YTD | +3.63% |
| 1 year | +5.79% |
| 3 years (annualised) | +7.44% |
| 5 years (annualised) | +3.29% |
C000111397 Annual Returns
Calendar-year total returns of First Trust/Dow Jones Dividend & Income Allocation Portfolio, compounded from monthly SEC N-PORT returns. Partial years show the months covered.
| Year | Total return |
|---|---|
| 2026 (Jan–Jun) | +3.63% |
| 2025 | +5.31% |
| 2024 | +6.01% |
| 2023 | +10.51% |
| 2022 | −12.20% |
| 2021 | +12.26% |
| 2020 | +7.81% |
| 2019 (Jul–Dec) | +5.86% |
C000111397 Monthly Returns
Monthly total returns as reported on SEC Form N-PORT.
| Year | Jan | Feb | Mar | Apr | May | Jun | Jul | Aug | Sep | Oct | Nov | Dec |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026 | +1.6% | +1.4% | −3.1% | +2.3% | −0.7% | +2.2% | — | — | — | — | — | — |
| 2025 | +1.7% | +0.8% | −1.3% | −1.2% | +1.7% | +1.5% | −0.2% | +2.4% | +0.3% | −1.9% | +1.5% | +0.1% |
| 2024 | −0.4% | +0.8% | +2.7% | −3.9% | +2.4% | −0.3% | +4.7% | +1.3% | +1.5% | −2.0% | +4.4% | −5.0% |
| 2023 | +4.8% | −2.5% | +0.1% | −0.1% | −2.9% | +3.8% | +2.8% | −1.8% | −3.5% | −2.2% | +6.7% | +5.4% |
| 2022 | −4.3% | −1.6% | −0.4% | −5.8% | +1.2% | −4.9% | +5.6% | −3.6% | −6.0% | +5.1% | +5.6% | −2.8% |
| 2021 | −1.7% | +1.6% | +3.4% | +2.4% | +1.4% | −0.1% | +1.1% | +1.1% | −2.8% | +3.4% | −1.4% | +3.5% |
| 2020 | −0.2% | −4.9% | −11.1% | +7.3% | +3.2% | +0.8% | +3.2% | +1.4% | −1.9% | +0.7% | +8.0% | +2.6% |
| 2019 | — | — | — | — | — | — | +1.1% | +0.1% | +1.0% | +0.8% | +1.9% | +0.8% |
C000111397 Risk
Risk measures from monthly returns over Jul 2023 – Jun 2026.
- 3-year volatility (annualised): 9.05%
- 3-year Sharpe ratio: 0.32 (vs 4.5% risk-free rate)
- Best month: +6.72% (Nov 2023)
- Worst month: −4.98% (Dec 2024)
C000111397 Fund Flows
Monthly money in and out of First Trust/Dow Jones Dividend & Income Allocation Portfolio, from SEC Form N-PORT.
- 12-month net flow: −$90.1M
- 12-month gross sales (incl. reinvestments): $75.3M
- Sales ÷ redemptions: 0.46×
| Month | Sales | Redemptions | Net flow |
|---|---|---|---|
| Jun 2026 | $42.5M | $10.1M | $32.4M |
| May 2026 | $1.4M | $9.1M | −$7.6M |
| Apr 2026 | $4.8M | $8.8M | −$4.0M |
| Mar 2026 | $3.0M | $13.4M | −$10.4M |
| Feb 2026 | $1.8M | $10.5M | −$8.6M |
| Jan 2026 | $1.1M | $8.3M | −$7.1M |
| Dec 2025 | $10.4M | $7.3M | $3.1M |
| Nov 2025 | $1.9M | $8.8M | −$6.9M |
| Oct 2025 | $2.0M | $57.4M | −$55.4M |
| Sep 2025 | $2.6M | $11.8M | −$9.2M |
| Aug 2025 | $1.8M | $9.5M | −$7.8M |
| Jul 2025 | $2.0M | $10.7M | −$8.6M |
C000111397 Assets Under Management
Net assets of First Trust/Dow Jones Dividend & Income Allocation Portfolio by report date, from SEC N-PORT filings.
| Report date | Net assets |
|---|---|
| 2026-06-30 | $733.73M |
| 2026-03-31 | $726.44M |
| 2025-12-31 | $753.05M |
| 2025-09-30 | $823.65M |
| 2025-06-30 | $828.89M |
| 2025-03-31 | $838.34M |
| 2024-12-31 | $854.61M |
| 2024-09-30 | $909.60M |
| 2024-06-28 | $870.54M |
| 2024-03-28 | $912.09M |
| 2023-12-29 | $911.70M |
| 2023-09-29 | $858.13M |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.