First Trust/Dow Jones Dividend & Income Allocation Portfolio
Data updated: 2026-05-28
C000111397 — First Trust/Dow Jones Dividend & Income Allocation Portfolio data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. Total Return Allocation · $726.44M AUM · 1.18% expense ratio · 3.9% 1-yr return. From SEC regulatory filings.
C000111397 Fund Overview
First Trust/Dow Jones Dividend & Income Allocation Portfolio is a US mutual fund managed by First Trust Variable Insurance Trust, categorised as Total Return Allocation. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: First Trust Variable Insurance Trust
- Category: Total Return Allocation
- Assets under management: $726.44M
- 1-year return: 3.9%
- SEC CIK: 0001537395
- SEC series ID: S000036417
- Share class ID: C000111397
C000111397 Holdings
Top 10 holdings of First Trust/Dow Jones Dividend & Income Allocation Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Goldman Sachs Group, Inc. | 0.69% |
| CF Industries Holdings, Inc. | 0.58% |
| American Water Capital Corp | 0.56% |
| Morgan Stanley Institutional Liquidity Funds | 0.54% |
| Sabine Pass Liquefaction, LLC | 0.51% |
| Cheniere Energy Inc | 0.50% |
| Magnolia Oil & Gas Corp. | 0.50% |
| UnitedHealth Group Inc. | 0.50% |
| Bank of America Corp. | 0.49% |
| Exxon Mobil Corp. | 0.48% |
C000111397 Portfolio Allocation
Asset-class allocation of First Trust/Dow Jones Dividend & Income Allocation Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 50.9% |
| Fixed Income | 48.2% |
| Cash & Equivalents | 0.5% |
C000111397 Performance
Total returns for C000111397 (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -0.2% |
| 1 year | 3.9% |
| 3 years (annualised) | 6.4% |
| 5 years (annualised) | 3.3% |
C000111397 Risk Information
Risk metrics for C000111397, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 5.8%
C000111397 Costs and Fees
C000111397 costs about $118 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.18%
- Gross expense ratio: 1.18%
- Portfolio turnover: 67%
- Brokerage commissions: 1.29 bps of average net assets (SEC N-CEN)
C000111397 Cashflows
Over the 12 months to 2026-03, First Trust/Dow Jones Dividend & Income Allocation Portfolio had net outflows of $79.26M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-03 | −$10.36M |
| 2026-02 | −$8.64M |
| 2026-01 | −$7.12M |
| 2025-12 | $3.10M |
| 2025-11 | −$6.89M |
| 2025-10 | −$55.43M |
C000111397 Debt Constituents
Largest debt holdings of First Trust/Dow Jones Dividend & Income Allocation Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| Goldman Sachs Group, Inc. | 0.69% |
| American Water Capital Corp | 0.56% |
| Sabine Pass Liquefaction, LLC | 0.51% |
| UnitedHealth Group Inc. | 0.50% |
| Bank of America Corp. | 0.49% |
| PECO Energy Co. | 0.45% |
| Morgan Stanley Private Bank National Association | 0.41% |
| Wells Fargo & Co. | 0.41% |
| American Express Company | 0.41% |
| Amgen Inc. | 0.41% |
C000111397 Prospectus and SEC Filings
Official First Trust/Dow Jones Dividend & Income Allocation Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Total Return Allocation funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.