XCLR Holdings — Global X S&P 500 Collar 95-110 ETF

All 500 reported holdings of Global X S&P 500 Collar 95-110 ETF (XCLR) by percentage of net assets, from the fund's latest SEC N-PORT filing.

Holding% of net assetsValue (USD)
NVIDIA Corporation8.01%$260.44K
Apple Inc.6.59%$214.10K
Microsoft Corporation5.01%$162.70K
Amazon.com, Inc.4.29%$139.42K
Alphabet Inc.3.71%$120.44K
Broadcom Inc.3.27%$106.44K
Alphabet Inc.2.95%$95.87K
Meta Platforms, Inc.2.20%$71.59K
Tesla, Inc.1.77%$57.63K
Berkshire Hathaway Inc.1.44%$46.89K
JPMorgan Chase & Co.1.40%$45.42K
Eli Lilly And Company1.24%$40.19K
Exxon Mobil Corporation1.06%$34.57K
Micron Technology, Inc.0.95%$31.03K
Walmart Inc.0.95%$31.00K
Advanced Micro Devices, Inc.0.95%$30.84K
Visa Inc.0.91%$29.69K
Johnson & Johnson0.91%$29.65K
Costco Wholesale Corporation0.75%$24.35K
Intel Corporation0.71%$23.15K
Caterpillar Inc.0.68%$22.25K
Mastercard Incorporated0.68%$22.13K
Netflix, Inc.0.65%$21.16K
Abbvie Inc.0.61%$19.86K
Chevron Corporation0.59%$19.33K
Cisco Systems, Inc.0.59%$19.31K
Bank Of America Corporation0.58%$18.92K
The Procter & Gamble Company0.56%$18.24K
Unitedhealth Group Incorporated0.55%$17.78K
The Home Depot, Inc.0.54%$17.43K
Lam Research Corporation0.53%$17.28K
Palantir Technologies Inc.0.52%$16.97K
Applied Materials, Inc.0.52%$16.96K
The Coca-Cola Company0.50%$16.30K
General Electric Company0.50%$16.24K
Ge Vernova Inc.0.47%$15.17K
Oracle Corporation0.46%$14.85K
The Goldman Sachs Group, Inc.0.45%$14.78K
Merck & Co., Inc.0.44%$14.41K
Philip Morris International Inc.0.42%$13.70K
Wells Fargo & Company0.42%$13.57K
Texas Instruments Incorporated0.42%$13.49K
Rtx Corporation0.40%$12.85K
Linde Public Limited Company0.39%$12.53K
Kla Corporation0.38%$12.25K
Morgan Stanley0.38%$12.20K
Citigroup Inc.0.37%$11.90K
Pepsico, Inc.0.36%$11.57K
International Business Machines Corporation0.36%$11.55K
Mcdonald's Corporation0.34%$11.16K
Nextera Energy, Inc.0.33%$10.86K
Verizon Communications Inc.0.33%$10.81K
Analog Devices, Inc.0.32%$10.46K
Qualcomm Incorporated0.31%$10.24K
Amgen Inc.0.31%$10.04K
Amphenol Corporation0.30%$9.87K
The Boeing Company0.30%$9.85K
The Walt Disney Company0.30%$9.75K
At&t Inc.0.30%$9.72K
Arista Networks, Inc.0.30%$9.67K
Thermo Fisher Scientific Incorporated0.29%$9.58K
American Express Company0.29%$9.37K
The Tjx Companies, Inc.0.28%$9.25K
Eaton Corporation Public Limited Company0.28%$9.09K
Salesforce, Inc.0.27%$8.83K
Sandisk Corporation0.27%$8.77K
Intuitive Surgical, Inc.0.27%$8.69K
Gilead Sciences, Inc.0.27%$8.64K
Union Pacific Corporation0.27%$8.62K
Blackrock, Inc.0.26%$8.52K
Abbott Laboratories0.26%$8.35K
The Charles Schwab Corporation0.26%$8.34K
Pfizer Inc.0.26%$8.30K
Welltower Inc.0.25%$8.26K
Conocophillips0.25%$8.18K
Uber Technologies, Inc.0.25%$8.13K
Seagate Technology Holdings Public Limited Company0.25%$8.08K
Palo Alto Networks, Inc.0.24%$7.89K
Western Digital Corporation0.24%$7.82K
Deere & Company0.24%$7.67K
Honeywell International Incorporation0.22%$7.29K
Prologis, Inc.0.22%$7.24K
Booking Holdings Inc.0.22%$7.24K
Lowe's Companies, Inc.0.22%$7.16K
Corning Incorporated0.22%$7.06K
S&P Global Inc.0.21%$6.90K
Bristol-Myers Squibb Company0.21%$6.73K
Applovin Corporation0.21%$6.70K
Altria Group, Inc.0.21%$6.68K
Newmont Corporation0.21%$6.67K
Vertiv Holdings Co.0.20%$6.57K
Chubb Limited0.20%$6.54K
Starbucks Corporation0.20%$6.53K
The Progressive Corporation0.20%$6.44K
Parker-Hannifin Corporation0.20%$6.37K
Capital One Financial Corporation0.19%$6.31K
Danaher Corporation0.19%$6.08K
Accenture Public Limited Company0.19%$6.08K
Trane Technologies PLC0.18%$5.91K
Intuit Inc.0.18%$5.83K
Quanta Services, Inc.0.18%$5.82K
The Southern Company0.18%$5.80K
Crowdstrike Holdings, Inc.0.18%$5.79K
Cvs Health Corporation0.18%$5.75K
Mckesson Corporation0.18%$5.71K
Lockheed Martin Corporation0.18%$5.70K
Stryker Corporation0.17%$5.67K
Medtronic Public Limited Company0.17%$5.67K
Vertex Pharmaceuticals Incorporated0.17%$5.56K
Cme Group Inc.0.17%$5.47K
Duke Energy Corporation0.17%$5.44K
Adobe Inc.0.17%$5.41K
Equinix, Inc.0.17%$5.41K
Howmet Aerospace Inc.0.16%$5.35K
Constellation Energy Corporation.0.16%$5.32K
The Williams Companies, Inc.0.16%$5.11K
Comcast Corporation0.16%$5.11K
The Bank of New York Mellon Corporation0.16%$5.11K
T-Mobile Us, Inc.0.16%$5.08K
Servicenow, Inc.0.15%$5.03K
Blackstone Inc.0.15%$5.02K
Cadence Design Systems, Inc.0.15%$4.94K
Intercontinental Exchange, Inc.0.15%$4.90K
Monolithic Power Systems, Inc.0.15%$4.84K
Fedex Corporation0.15%$4.84K
Synopsys, Inc.0.15%$4.83K
Johnson Controls International Public Limited Company0.15%$4.82K
General Dynamics Corporation0.15%$4.82K
U.s. Bancorp0.15%$4.82K
American Tower Corporation0.15%$4.75K
Slb N.v.0.15%$4.72K
Cummins Inc.0.14%$4.70K
The Pnc Financial Services Group, Inc.0.14%$4.68K
Boston Scientific Corporation0.14%$4.67K
Automatic Data Processing, Inc.0.14%$4.66K
Waste Management, Inc.0.14%$4.65K
CSX Corporation0.14%$4.63K
O'Reilly Automotive, Inc.0.14%$4.57K
Marsh & Mclennan Companies, Inc.0.14%$4.53K
Elevance Health, Inc.0.14%$4.52K
Freeport-Mcmoran Inc.0.14%$4.51K
Crh Public Limited Company0.13%$4.38K
United Parcel Service, Inc.0.13%$4.35K
Emerson Electric Co.0.13%$4.35K
Marriott International, Inc.0.13%$4.34K
Mondelez International, Inc.0.13%$4.30K
Valero Energy Corporation0.13%$4.29K
3m Company0.13%$4.25K
Ciena Corporation0.13%$4.22K
Eog Resources, Inc.0.13%$4.22K
NXP Semiconductors N.V.0.13%$4.11K
Ross Stores, Inc.0.13%$4.10K
The Cigna Group0.13%$4.07K
Northrop Grumman Corporation0.12%$4.06K
Marathon Petroleum Corporation0.12%$3.97K
Motorola Solutions, Inc.0.12%$3.95K
Phillips 660.12%$3.94K
Hilton Worldwide Holdings Inc.0.12%$3.89K
Kkr & Co. Inc.0.12%$3.86K
The Sherwin-Williams Company0.12%$3.86K
American Electric Power Company, Inc.0.12%$3.84K
Norfolk Southern Corporation0.12%$3.79K
Baker Hughes Company0.12%$3.76K
Colgate-Palmolive Company0.12%$3.76K
Autozone, Inc.0.11%$3.70K
Moody's Corporation0.11%$3.69K
Royal Caribbean Cruises Ltd.0.11%$3.69K
Comfort Systems Usa, Inc.0.11%$3.68K
Simon Property Group, Inc.0.11%$3.67K
The Travelers Companies, Inc.0.11%$3.66K
Warner Bros. Discovery, Inc.0.11%$3.65K
Ecolab Inc.0.11%$3.65K
Digital Realty Trust, Inc.0.11%$3.62K
General Motors Company0.11%$3.61K
Illinois Tool Works Inc.0.11%$3.61K
Lumentum Holdings Inc.0.11%$3.61K
Truist Financial Corporation0.11%$3.60K
Air Products And Chemicals, Inc.0.11%$3.60K
Doordash, Inc.0.11%$3.54K
Regeneron Pharmaceuticals, Inc.0.11%$3.54K
Kinder Morgan, Inc.0.11%$3.52K
Transdigm Group Incorporated0.11%$3.48K
Hca Healthcare, Inc.0.11%$3.48K
Paccar, Inc.0.11%$3.45K
Aon Public Limited Company0.11%$3.43K
Sempra0.11%$3.42K
Te Connectivity Public Limited Company0.10%$3.39K
Dell Technologies Inc.0.10%$3.34K
Cintas Corporation0.10%$3.32K
Target Corporation0.10%$3.24K
Apollo Global Management, Inc.0.10%$3.22K
Realty Income Corporation0.10%$3.21K
L3harris Technologies, Inc.0.10%$3.21K
Coherent Corp.0.10%$3.20K
Carvana Co.0.10%$3.17K
Keysight Technologies, Inc.0.10%$3.15K
Oneok, Inc.0.10%$3.14K
Robinhood Markets, Inc.0.10%$3.13K
Targa Resources Corp.0.10%$3.12K
Airbnb, Inc.0.10%$3.09K
Cencora, Inc.0.09%$3.08K
Ametek, Inc.0.09%$3.06K
The Allstate Corporation0.09%$3.04K
Dominion Energy, Inc.0.09%$3.03K
Monster Beverage Corporation0.09%$3.01K
Corteva, Inc.0.09%$3.00K
Arthur J. Gallagher & Co.0.09%$2.89K
Carrier Global Corporation0.09%$2.89K
Nike, Inc.0.09%$2.88K
United Rentals, Inc.0.09%$2.88K
Fortinet, Inc.0.09%$2.87K
Fastenal Company0.09%$2.83K
Entergy Corporation0.09%$2.83K
Teradyne, Inc.0.08%$2.75K
Aflac Incorporated0.08%$2.73K
Public Storage.0.08%$2.72K
Nucor Corporation0.08%$2.70K
Microchip Technology Incorporated0.08%$2.69K
Vistra Corp.0.08%$2.68K
Edwards Lifesciences Corporation0.08%$2.67K
Xcel Energy Inc.0.08%$2.65K
Autodesk, Inc.0.08%$2.61K
Ebay Inc.0.08%$2.59K
Ford Motor Company0.08%$2.57K
Paypal Holdings, Inc.0.08%$2.56K
Zoetis Inc.0.08%$2.53K
Exelon Corporation0.08%$2.53K
Cardinal Health, Inc.0.08%$2.51K
Rockwell Automation, Inc.0.08%$2.45K
Chipotle Mexican Grill, Inc.0.08%$2.45K
Fifth Third Bancorp0.07%$2.44K
Westinghouse Air Brake Technologies Corporation0.07%$2.43K
Electronic Arts Inc.0.07%$2.43K
Metlife, Inc.0.07%$2.40K
YUM! Brands, Inc.0.07%$2.39K
Becton, Dickinson And Company0.07%$2.38K
Datadog, Inc.0.07%$2.38K
Delta Air Lines, Inc.0.07%$2.38K
Ameriprise Financial, Inc.0.07%$2.37K
Ventas, Inc.0.07%$2.37K
MSCI Inc.0.07%$2.37K
Occidental Petroleum Corporation0.07%$2.36K
W.w. Grainger, Inc.0.07%$2.32K
D.r. Horton, Inc.0.07%$2.31K
Republic Services, Inc.0.07%$2.30K
Nasdaq, Inc.0.07%$2.30K
State Street Corporation0.07%$2.29K
Cbre Group, Inc.0.07%$2.28K
Garmin Ltd.0.07%$2.26K
Coinbase Global, Inc.0.07%$2.25K
The Kroger Co.0.07%$2.25K
Idexx Laboratories, Inc.0.07%$2.24K
Consolidated Edison, Inc.0.07%$2.23K
On Semiconductor Corporation0.07%$2.22K
Public Service Enterprise Group Incorporated0.07%$2.20K
Keurig Dr Pepper Inc.0.07%$2.18K
Crown Castle Inc.0.07%$2.13K
Roper Technologies, Inc.0.07%$2.13K
Old Dominion Freight Line, Inc.0.07%$2.12K
Wec Energy Group Inc.0.07%$2.12K
Block, Inc.0.07%$2.12K
Vulcan Materials Company0.07%$2.11K
Hewlett Packard Enterprise Company0.06%$2.07K
Diamondback Energy, Inc.0.06%$2.06K
The Hartford Insurance Group, Inc.0.06%$2.05K
Eqt Corporation0.06%$2.04K
Jabil Inc.0.06%$2.02K
American International Group, Inc.0.06%$2.02K
Iron Mountain Incorporated0.06%$2.02K
Pg&e Corporation0.06%$1.98K
Halliburton Company0.06%$1.95K
Sysco Corporation0.06%$1.94K
Take-Two Interactive Software, Inc.0.06%$1.92K
Interactive Brokers Group, Inc.0.06%$1.91K
Prudential Financial, Inc.0.06%$1.86K
Martin Marietta Materials, Inc.0.06%$1.86K
Northern Trust Corporation0.06%$1.83K
Steel Dynamics, Inc.0.06%$1.83K
Kenvue Inc.0.06%$1.82K
Fiserv, Inc.0.06%$1.82K
Cboe Global Markets, Inc.0.06%$1.80K
Emcor Group, Inc.0.05%$1.78K
Kimberly-Clark Corporation0.05%$1.77K
M&t Bank Corporation0.05%$1.75K
Devon Energy Corporation0.05%$1.75K
Extra Space Storage Inc.0.05%$1.72K
Nrg Energy, Inc.0.05%$1.71K
Archer-Daniels-Midland Company.0.05%$1.71K
Atmos Energy Corporation0.05%$1.71K
Resmed Inc.0.05%$1.71K
Arch Capital Group Ltd.0.05%$1.70K
Vici Properties Inc.0.05%$1.69K
Dte Energy Company0.05%$1.67K
Paychex, Inc.0.05%$1.67K
Humana Inc.0.05%$1.66K
Casey's General Stores, Inc.0.05%$1.64K
Otis Worldwide Corporation0.05%$1.64K
United Airlines Holdings, Inc.0.05%$1.62K
Agilent Technologies, Inc.0.05%$1.62K
Axon Enterprise, Inc.0.05%$1.61K
Tapestry, Inc.0.05%$1.60K
Ingersoll Rand Inc.0.05%$1.60K
Ameren Corporation0.05%$1.59K
Copart, Inc.0.05%$1.59K
Dover Corporation0.05%$1.58K
Raymond James Financial, Inc.0.05%$1.58K
Iqvia Holdings, Inc.0.05%$1.58K
Carnival Corporation0.05%$1.56K
Waters Corporation0.05%$1.55K
Qnity Electronics, Inc.0.05%$1.55K
Dow Inc.0.05%$1.54K
Xylem Inc.0.05%$1.54K
Centerpoint Energy, Inc.0.05%$1.53K
Synchrony Financial0.05%$1.52K
Hubbell Incorporated0.05%$1.52K
Ge Healthcare Technologies Inc.0.05%$1.52K
Biogen Inc.0.05%$1.51K
Dollar General Corporation0.05%$1.51K
Ppl Corporation0.05%$1.50K
Citizens Financial Group, Inc.0.05%$1.50K
Expedia Group, Inc.0.05%$1.49K
The Hershey Company0.05%$1.49K
Verisk Analytics, Inc.0.05%$1.48K
Coterra Energy Inc.0.05%$1.47K
Workday, Inc.0.05%$1.47K
Avalonbay Communities, Inc.0.04%$1.46K
Edison International0.04%$1.46K
Huntington Bancshares Incorporated0.04%$1.42K
Live Nation Entertainment, Inc.0.04%$1.42K
Eversource Energy0.04%$1.41K
American Water Works Company, Inc.0.04%$1.41K
Centene Corporation0.04%$1.40K
Omnicom Group Inc.0.04%$1.38K
Albemarle Corporation0.04%$1.38K
Cognizant Technology Solutions Corporation0.04%$1.38K
Quest Diagnostics Incorporated0.04%$1.36K
Pultegroup, Inc.0.04%$1.35K
Verisign, Inc.0.04%$1.34K
Regions Financial Corporation0.04%$1.34K
Expand Energy Corporation0.04%$1.33K
Texas Pacific Land Corporation0.04%$1.33K
Firstenergy Corp.0.04%$1.33K
Sba Communications Corporation0.04%$1.33K
Cincinnati Financial Corporation0.04%$1.31K
Ppg Industries, Inc.0.04%$1.30K
Fidelity National Information Services, Inc.0.04%$1.30K
Teledyne Technologies Incorporated0.04%$1.29K
Labcorp Holdings Inc.0.04%$1.28K
Willis Towers Watson Public Limited Company0.04%$1.28K
Mettler-Toledo International Inc.0.04%$1.28K
C.h. Robinson Worldwide, Inc.0.04%$1.27K
Williams-Sonoma, Inc.0.04%$1.27K
Church & Dwight Co., Inc.0.04%$1.26K
Nisource Inc.0.04%$1.26K
Dexcom, Inc.0.04%$1.25K
Constellation Brands, Inc.0.04%$1.25K
Equity Residential0.04%$1.24K
T. Rowe Price Group, Inc.0.04%$1.23K
Cms Energy Corporation0.04%$1.23K
Corpay, Inc.0.04%$1.23K
Equifax Inc.0.04%$1.22K
Netapp, Inc.0.04%$1.22K
First Solar, Inc.0.04%$1.21K
Darden Restaurants, Inc.0.04%$1.20K
West Pharmaceutical Services, Inc.0.04%$1.19K
Expeditors International Of Washington, Inc.0.04%$1.18K
Ares Management Corporation0.04%$1.17K
Snap-On Incorporated0.04%$1.15K
Veralto Corporation0.04%$1.15K
LyondellBasell Industries N.V.0.03%$1.12K
Principal Financial Group, Inc.0.03%$1.11K
Keycorp0.03%$1.11K
Southwest Airlines Co.0.03%$1.10K
Idex Corporation0.03%$1.09K
Steris Public Limited Company0.03%$1.08K
Lennar Corporation0.03%$1.08K
Fortive Corporation0.03%$1.08K
Evergy, Inc.0.03%$1.08K
Smurfit Westrock Public Limited Company0.03%$1.07K
Ulta Beauty, Inc.0.03%$1.07K
Lennox International Inc.0.03%$1.07K
W. R. Berkley Corporation0.03%$1.07K
Packaging Corporation Of America0.03%$1.07K
Hp Inc.0.03%$1.06K
Essex Property Trust, Inc.0.03%$1.05K
International Flavors & Fragrances Inc.0.03%$1.05K
Dupont De Nemours, Inc.0.03%$1.05K
The Kraft Heinz Company0.03%$1.04K
Leidos Holdings, Inc.0.03%$1.04K
Generac Holdings Inc.0.03%$1.04K
Alliant Energy Corporation0.03%$1.03K
General Mills, Inc.0.03%$1.02K
Tyson Foods, Incorporated0.03%$1.03K
Fair Isaac Corporation0.03%$1.02K
Tractor Supply Company0.03%$1.02K
Loews Corporation0.03%$1.01K
J. B. Hunt Transport Services, Inc.0.03%$1.01K
The Estee Lauder Companies Inc.0.03%$997
Cf Industries Holdings, Inc.0.03%$994
Dollar Tree, Inc.0.03%$971
F5, Inc.0.03%$972
Brown & Brown, Inc.0.03%$962
Cdw Corporation0.03%$958
Weyerhaeuser Company0.03%$956
Ptc Inc.0.03%$954
Global Payments Inc.0.03%$935
Broadridge Financial Solutions, Inc.0.03%$924
Deckers Outdoor Corporation0.03%$920
Zimmer Biomet Holdings, Inc.0.03%$907
Jacobs Solutions Inc.0.03%$906
Rollins, Inc.0.03%$892
Bunge Global SA0.03%$889
International Paper Company0.03%$882
Trimble Inc.0.03%$875
Las Vegas Sands Corp.0.03%$874
Moderna, Inc.0.03%$873
Nordson Corporation0.03%$865
Textron Inc.0.03%$864
Invitation Homes Inc.0.03%$863
Genuine Parts Company0.03%$858
Incyte Corporation0.03%$857
Kimco Realty Corporation.0.03%$851
Viatris Inc.0.03%$852
Charter Communications, Inc.0.03%$826
Lululemon Athletica Inc.0.03%$826
Akamai Technologies, Inc.0.03%$824
Avery Dennison Corporation0.03%$820
Costar Group, Inc.0.02%$796
Masco Corporation0.02%$790
Mid-America Apartment Communities, Inc.0.02%$775
Apa Corporation0.02%$774
Amcor PLC0.02%$761
The Cooper Companies, Inc.0.02%$755
Tko Group Holdings, Inc.0.02%$744
Super Micro Computer, Inc.0.02%$740
Echostar Corporation0.02%$739
Ball Corporation0.02%$733
Huntington Ingalls Industries, Inc.0.02%$729
Pentair Public Limited Company0.02%$726
Best Buy Co., Inc.0.02%$726
Host Hotels & Resorts, Inc.0.02%$718
Ralph Lauren Corporation0.02%$717
Everest Group, Ltd.0.02%$714
Mccormick & Company, Incorporated0.02%$712
Assurant, Inc.0.02%$709
Regency Centers Corporation0.02%$701
Fox Corporation0.02%$698
Godaddy Inc.0.02%$694
Insulet Corporation0.02%$689
Tyler Technologies, Inc.0.02%$682
Domino's Pizza, Inc.0.02%$679
Zebra Technologies Corporation0.02%$679
The Aes Corporation0.02%$679
The Clorox Company0.02%$675
Camden Property Trust0.02%$630
Invesco Ltd.0.02%$629
Stanley Black & Decker, Inc.0.02%$625
Pinnacle West Capital Corporation0.02%$622
Globe Life Inc.0.02%$617
Jack Henry & Associates, Inc.0.02%$615
Solventum Corporation0.02%$606
Aptiv PLC0.02%$603
Healthpeak Properties, Inc.0.02%$598
Gartner, Inc.0.02%$594
The J. M. Smucker Company0.02%$588
Udr, Inc.0.02%$581
Gen Digital Inc.0.02%$579
The Trade Desk, Inc.0.02%$566
Skyworks Solutions, Inc.0.02%$561
Allegion Public Limited Company0.02%$550
Align Technology, Inc.0.02%$528
News Corporation0.02%$526
Revvity, Inc.0.02%$520
Universal Health Services, Inc.0.02%$505
Franklin Resources, Inc.0.01%$480
Baxter International Inc.0.01%$475
Builders Firstsource, Inc.0.01%$475
Bxp, Inc.0.01%$468
Factset Research Systems Inc.0.01%$455
Henry Schein, Inc.0.01%$448
Alexandria Real Estate Equities, Inc.0.01%$446
Bio-Techne Corporation0.01%$443
Federal Realty Investment Trust0.01%$444
Norwegian Cruise Line Holdings Ltd.0.01%$436
Mgm Resorts International0.01%$428
Wynn Resorts, Limited0.01%$428
Pool Corporation0.01%$427
The Mosaic Company0.01%$396
Molson Coors Beverage Company0.01%$385
Conagra Brands, Inc.0.01%$359
Epam Systems, Inc.0.01%$341
Charles River Laboratories International, Inc.0.01%$334
Hormel Foods Corporation0.01%$322
Hasbro, Inc.0.01%$288
A. O. Smith Corporation0.01%$247
Brown-Forman Corporation0.01%$232
Erie Indemnity Company0.01%$219
The Campbell's Company0.01%$208
News Corporation0.01%$183
Paramount Skydance Corporation0.01%$174

XCLR overview: performance, fees, allocation and SEC filings