VTSIX Holdings — Vanguard Tax-Managed Small-Cap Fund

All 604 reported holdings of Vanguard Tax-Managed Small-Cap Fund (VTSIX) by percentage of net assets, from the fund's latest SEC N-PORT filing.

Holding% of net assetsValue (USD)
FormFactor Inc0.70%$80.31M
Viasat Inc0.66%$75.37M
Molina Healthcare Inc0.63%$72.29M
Element Solutions Inc0.59%$68.07M
Argan Inc0.58%$66.61M
MaxLinear Inc0.57%$65.69M
BrightSpring Health Services Inc0.55%$62.92M
Krystal Biotech Inc0.53%$61.01M
ESCO Technologies Inc0.50%$57.33M
Alkermes PLC0.49%$56.36M
Everus Construction Group Inc0.48%$55.17M
Ralliant Corp0.47%$53.63M
Corcept Therapeutics Inc0.47%$53.54M
Eastman Chemical Co0.46%$52.39M
Enpro Inc0.46%$52.37M
Federal Signal Corp0.45%$52.21M
Glaukos Corp0.45%$52.14M
Etsy Inc0.45%$51.77M
MYR Group Inc0.45%$51.72M
Vanguard Cmt Funds-Vanguard Market Liquidity Fund0.45%$51.49M
Powell Industries Inc0.45%$51.46M
Match Group Inc0.45%$51.35M
Ryman Hospitality Properties Inc0.45%$51.28M
StoneX Group Inc0.45%$51.21M
Plexus Corp0.44%$50.94M
CarMax Inc0.44%$50.66M
Protagonist Therapeutics Inc0.43%$49.03M
TG Therapeutics Inc0.42%$48.30M
Arcosa Inc0.41%$47.12M
Lumen Technologies Inc0.40%$46.42M
John Bean Technologies Corp0.40%$46.34M
Brinker International Inc0.40%$46.27M
Zurn Elkay Water Solutions Corp0.40%$45.52M
Archrock Inc0.39%$45.21M
Qorvo Inc0.39%$44.68M
Armstrong World Industries Inc0.39%$44.59M
Madison Square Garden Sports Corp0.39%$44.28M
Kulicke & Soffa Industries Inc0.39%$44.27M
Ultra Clean Holdings Inc0.38%$43.43M
Victoria's Secret & Co0.38%$43.13M
Vishay Intertechnology Inc0.38%$43.05M
Terreno Realty Corp0.37%$42.75M
Macerich Co/The0.37%$42.45M
Gates Industrial Corp PLC0.37%$42.40M
Kodiak Gas Services Inc0.37%$42.35M
LKQ Corp0.37%$42.30M
Jackson Financial Inc0.37%$42.21M
Granite Construction Inc0.36%$41.87M
Enphase Energy Inc0.36%$41.80M
PTC Therapeutics Inc0.36%$41.69M
Caesars Entertainment Inc0.36%$40.84M
Mercury Systems Inc0.35%$40.46M
Lincoln National Corp0.35%$39.72M
ACM Research Inc0.35%$39.68M
Ligand Pharmaceuticals Inc0.34%$39.55M
Iridium Communications Inc0.34%$39.31M
Materion Corp0.34%$39.00M
Matson Inc0.34%$38.76M
VSE Corp0.33%$38.06M
Atlantic Union Bankshares Corp0.33%$37.69M
Frontdoor Inc0.33%$37.69M
Enova International Inc0.33%$37.63M
Essential Properties Realty Trust Inc0.32%$37.16M
Teleflex Inc0.32%$37.12M
Axcelis Technologies Inc0.32%$36.78M
Mohawk Industries Inc0.32%$36.68M
Ameris Bancorp0.32%$36.66M
Pool Corp0.32%$36.42M
AAR Corp0.31%$35.99M
Axos Financial Inc0.31%$35.98M
Radian Group Inc0.31%$35.78M
Balchem Corp0.31%$35.65M
Meritage Homes Corp0.31%$35.42M
Paycom Software Inc0.31%$35.35M
Installed Building Products Inc0.31%$35.13M
Phillips Edison & Co Inc0.31%$35.04M
Casella Waste Systems Inc0.30%$34.69M
ACI Worldwide Inc0.30%$34.63M
Conagra Brands Inc0.30%$34.58M
Sensient Technologies Corp0.30%$34.28M
Lamb Weston Holdings Inc0.30%$34.07M
Lyft Inc0.30%$34.01M
Diodes Inc0.29%$33.82M
Clear Secure Inc0.29%$33.81M
Celanese Corp0.29%$33.48M
MARA Holdings Inc0.29%$33.26M
Life Time Group Holdings Inc0.29%$33.17M
SM Energy Co0.28%$32.65M
Versant Media Group Inc0.28%$32.59M
Virtu Financial Inc0.28%$32.32M
Champion Homes Inc0.28%$32.14M
Piper Sandler Cos0.28%$31.71M
Magnolia Oil & Gas Corp0.28%$31.63M
Boot Barn Holdings Inc0.28%$31.60M
PriceSmart Inc0.27%$31.46M
Power Integrations Inc0.27%$31.25M
Tanger Inc0.27%$31.19M
HA Sustainable Infrastructure Capital Inc0.27%$31.09M
Liquidia Corp0.27%$30.94M
Indivior Pharmaceuticals Inc0.27%$30.84M
RXO Inc0.27%$30.63M
Moelis & Co0.26%$30.36M
Cathay General Bancorp0.26%$30.21M
Bread Financial Holdings Inc0.26%$30.22M
Cavco Industries Inc0.26%$30.16M
AZZ Inc0.26%$30.16M
Rithm Capital Corp0.26%$30.14M
Noble Corp PLC0.26%$30.10M
Veracyte Inc0.26%$29.85M
Outfront Media Inc0.26%$29.69M
M/I Homes Inc0.26%$29.48M
Extreme Networks Inc0.26%$29.46M
Millrose Properties Inc0.26%$29.33M
Badger Meter Inc0.25%$28.96M
Veeco Instruments Inc0.25%$28.96M
Fulton Financial Corp0.25%$28.94M
Franklin Electric Co Inc0.25%$28.65M
Rush Enterprises Inc0.25%$28.60M
WSFS Financial Corp0.25%$28.59M
OPENLANE Inc0.25%$28.55M
Oceaneering International Inc0.24%$27.87M
Resideo Technologies Inc0.24%$27.81M
Warrior Met Coal Inc0.24%$27.77M
Merit Medical Systems Inc0.24%$27.60M
ServisFirst Bancshares Inc0.24%$27.57M
Kontoor Brands Inc0.24%$27.49M
Primoris Services Corp0.24%$27.43M
Standex International Corp0.24%$27.41M
MDU Resources Group Inc0.24%$27.42M
Covista Inc0.24%$27.21M
RadNet Inc0.24%$27.20M
GEO Group Inc/The0.24%$27.08M
Genworth Financial Inc0.24%$27.08M
WillScot Holdings Corp0.24%$27.02M
Life360 Inc0.24%$26.99M
Cleanspark Inc0.23%$26.95M
SkyWest Inc0.23%$26.89M
Mirion Technologies Inc0.23%$26.86M
MarketAxess Holdings Inc0.23%$26.79M
Laureate Education Inc0.23%$26.77M
Clearway Energy Inc0.23%$26.66M
Liberty Energy Inc0.23%$26.61M
United Community Banks Inc/GA0.23%$26.42M
Assured Guaranty Ltd0.23%$26.38M
Asbury Automotive Group Inc0.23%$26.38M
CONSOL Energy Inc0.23%$26.32M
Ichor Holdings Ltd0.23%$26.15M
BGC Group Inc0.23%$25.99M
Mueller Water Products Inc0.23%$25.98M
Itron Inc0.23%$25.82M
First BanCorp/Puerto Rico0.22%$25.65M
Otter Tail Corp0.22%$25.33M
First Hawaiian Inc0.22%$25.28M
Brady Corp0.22%$25.27M
Penguin Solutions Inc0.22%$25.19M
Renasant Corp0.22%$25.11M
Sphere Entertainment Co0.22%$24.93M
Cheesecake Factory Inc/The0.22%$24.79M
Box Inc0.22%$24.77M
Apple Hospitality REIT Inc0.22%$24.70M
SL Green Realty Corp0.21%$24.66M
California Resources Corp0.21%$24.52M
Dorman Products Inc0.21%$24.51M
Stride Inc0.21%$24.45M
UniFirst Corp/MA0.21%$24.29M
Telephone and Data Systems Inc0.21%$24.23M
Cal-Maine Foods Inc0.21%$24.23M
Griffon Corp0.21%$24.13M
Urban Outfitters Inc0.21%$24.11M
Independent Bank Corp0.21%$24.02M
Campbell's Company/The0.21%$23.96M
Knowles Corp0.21%$23.79M
Lazard Inc0.21%$23.72M
Impinj Inc0.21%$23.65M
ICU Medical Inc0.21%$23.62M
Eastern Bankshares Inc0.20%$23.48M
Benchmark Electronics Inc0.20%$23.46M
Catalyst Pharmaceuticals Inc0.20%$23.45M
Insight Enterprises Inc0.20%$23.43M
Adeia Inc0.20%$23.40M
EPAM Systems Inc0.20%$23.32M
CSW Industrials Inc0.20%$23.09M
Chefs' Warehouse Inc/The0.20%$22.88M
BankUnited Inc0.20%$22.72M
PJT Partners Inc0.20%$22.71M
First Interstate BancSystem Inc0.20%$22.66M
Cactus Inc0.20%$22.61M
Chemours Co/The0.20%$22.42M
Cohu Inc0.19%$22.31M
Signet Jewelers Ltd0.19%$22.18M
Atmus Filtration Technologies Inc0.19%$22.08M
Community Financial System Inc0.19%$22.02M
Korn Ferry0.19%$21.98M
Integer Holdings Corp0.19%$21.96M
California Water Service Group0.19%$21.79M
Group 1 Automotive Inc0.19%$21.73M
Victory Capital Holdings Inc0.19%$21.72M
Highwoods Properties Inc0.19%$21.70M
Patterson-UTI Energy Inc0.19%$21.69M
Palomar Holdings Inc0.19%$21.65M
Cinemark Holdings Inc0.19%$21.65M
Teradata Corp0.19%$21.62M
Concentra Group Holdings Parent Inc0.19%$21.63M
NCR Atleos Corp0.19%$21.52M
OSI Systems Inc0.19%$21.42M
Penn Entertainment Inc0.19%$21.31M
HB Fuller Co0.18%$21.18M
Acadia Healthcare Co Inc0.18%$21.12M
Cushman & Wakefield Ltd0.18%$21.01M
Acushnet Holdings Corp0.18%$20.87M
Academy Sports & Outdoors Inc0.18%$20.79M
WD-40 Co0.18%$20.78M
WaFd Inc0.18%$20.68M
Patrick Industries Inc0.18%$20.67M
Amentum Holdings Inc0.18%$20.60M
People Inc0.18%$20.54M
ACADIA Pharmaceuticals Inc0.18%$20.54M
Advance Auto Parts Inc0.18%$20.54M
American States Water Co0.18%$20.49M
Helmerich & Payne Inc0.18%$20.49M
Dave Inc0.18%$20.46M
LXP Industrial Trust0.18%$20.43M
SolarEdge Technologies Inc0.18%$20.42M
Avista Corp0.18%$20.38M
ArcBest Corp0.18%$20.29M
Sunrun Inc0.18%$20.19M
International Seaways Inc0.17%$20.08M
Steven Madden Ltd0.17%$19.98M
Alignment Healthcare Inc0.17%$19.96M
Bank of Hawaii Corp0.17%$19.92M
NMI Holdings Inc0.17%$19.76M
Phinia Inc0.17%$19.75M
Urban Edge Properties0.17%$19.62M
Bright Horizons Family Solutions Inc0.17%$19.51M
MGE Energy Inc0.17%$19.36M
Dana Inc0.17%$19.33M
Broadstone Net Lease Inc0.17%$19.33M
Boise Cascade Co0.17%$19.29M
Cargurus Inc0.17%$19.27M
CoreCivic Inc0.17%$19.22M
ADT Inc0.17%$19.17M
First Financial Bancorp0.17%$19.16M
Par Pacific Holdings Inc0.17%$19.14M
Remitly Global Inc0.17%$19.12M
Mercury General Corp0.17%$19.09M
Marriott Vacations Worldwide Corp0.17%$19.05M
Kaiser Aluminum Corp0.17%$19.03M
Trustmark Corp0.16%$18.90M
Blackstone Mortgage Trust Inc0.16%$18.89M
Provident Financial Services Inc0.16%$18.82M
Digi International Inc0.16%$18.80M
Curbline Properties Corp0.16%$18.67M
Freshpet Inc0.16%$18.63M
Chesapeake Utilities Corp0.16%$18.56M
Hawkins Inc0.16%$18.49M
First Bancorp/Southern Pines NC0.16%$18.40M
StepStone Group Inc0.16%$18.33M
United Natural Foods Inc0.16%$18.32M
Hayward Holdings Inc0.16%$18.32M
Park National Corp0.16%$18.29M
Hub Group Inc0.16%$18.29M
Medical Properties Trust Inc0.16%$18.16M
Trinity Industries Inc0.16%$18.15M
ABM Industries Inc0.16%$18.12M
CVB Financial Corp0.16%$18.10M
Rogers Corp0.16%$18.03M
Peabody Energy Corp0.16%$18.02M
Privia Health Group Inc0.16%$18.00M
Callaway Golf Co0.16%$17.96M
Sezzle Inc0.16%$17.91M
Banc of California Inc0.16%$17.83M
Kadant Inc0.15%$17.70M
RingCentral Inc0.15%$17.60M
Werner Enterprises Inc0.15%$17.58M
WesBanco Inc0.15%$17.51M
Supernus Pharmaceuticals Inc0.15%$17.46M
Seacoast Banking Corp of Florida0.15%$17.45M
LCI Industries0.15%$17.36M
Western Union Co/The0.15%$17.32M
National Health Investors Inc0.15%$17.30M
Q2 Holdings Inc0.15%$17.28M
American Eagle Outfitters Inc0.15%$17.15M
Red Rock Resorts Inc0.15%$17.11M
A10 Networks Inc0.15%$17.07M
Acadia Realty Trust0.15%$16.99M
Customers Bancorp Inc0.15%$16.92M
Pitney Bowes Inc0.15%$16.87M
Credit Acceptance Corp0.15%$16.83M
St Joe Co/The0.15%$16.80M
Bancorp Inc/The0.15%$16.78M
Ingevity Corp0.15%$16.69M
Organon & Co0.15%$16.67M
National HealthCare Corp0.14%$16.53M
NBT Bancorp Inc0.14%$16.43M
DiamondRock Hospitality Co0.14%$16.27M
Century Aluminum Co0.14%$16.18M
LiveRamp Holdings Inc0.14%$16.16M
Kennametal Inc0.14%$16.10M
Crescent Energy Co0.14%$16.09M
Pebblebrook Hotel Trust0.14%$15.84M
Allegiant Travel Co0.14%$15.84M
Versigent PLC0.14%$15.83M
Vita Coco Co Inc/The0.14%$15.80M
Minerals Technologies Inc0.14%$15.67M
Agilysys Inc0.14%$15.66M
Green Brick Partners Inc0.14%$15.61M
Banner Corp0.13%$15.39M
Four Corners Property Trust Inc0.13%$15.35M
Warby Parker Inc0.13%$15.28M
Albany International Corp0.13%$15.24M
Encore Capital Group Inc0.13%$15.20M
Beacon Financial Corp0.13%$15.18M
Tidewater Inc0.13%$15.12M
Sunstone Hotel Investors Inc0.13%$14.97M
Alarm.com Holdings Inc0.13%$14.94M
Simmons First National Corp0.13%$14.94M
Shake Shack Inc0.13%$14.92M
Waystar Holding Corp0.13%$14.91M
Arcus Biosciences Inc0.13%$14.91M
OneSpaWorld Holdings Ltd0.13%$14.86M
Andersons Inc/The0.13%$14.79M
Artisan Partners Asset Management Inc0.13%$14.77M
SiriusPoint Ltd0.13%$14.74M
SPS Commerce Inc0.13%$14.73M
First Commonwealth Financial Corp0.13%$14.59M
Progyny Inc0.13%$14.58M
BancFirst Corp0.12%$14.34M
TransMedics Group Inc0.12%$14.33M
Central Garden & Pet Co0.12%$14.29M
City Holding Co0.12%$14.27M
FB Financial Corp0.12%$14.21M
Xenia Hotels & Resorts Inc0.12%$14.15M
Prestige Consumer Healthcare Inc0.12%$14.15M
Diebold Nixdorf Inc0.12%$14.10M
Astrana Health Inc0.12%$14.09M
HNI Corp0.12%$14.08M
Nicolet Bankshares Inc0.12%$14.04M
LGI Homes Inc0.12%$14.03M
Calix Inc0.12%$14.02M
Masterbrand Inc0.12%$14.00M
PDF Solutions Inc0.12%$13.95M
Vericel Corp0.12%$13.92M
Robert Half Inc0.12%$13.88M
Interparfums Inc0.12%$13.86M
Uniti Group Inc0.12%$13.80M
Brightsphere Investment Group Inc0.12%$13.79M
DNOW Inc0.12%$13.77M
Rush Street Interactive Inc0.12%$13.77M
ePlus Inc0.12%$13.76M
Pediatrix Medical Group Inc0.12%$13.74M
ARMOUR Residential REIT Inc0.12%$13.73M
Neogen Corp0.12%$13.67M
Innospec Inc0.12%$13.58M
Douglas Emmett Inc0.12%$13.56M
Horace Mann Educators Corp0.12%$13.56M
DXP Enterprises Inc/TX0.12%$13.51M
Interface Inc0.12%$13.51M
CTS Corp0.12%$13.50M
John Wiley & Sons Inc0.12%$13.48M
OFG Bancorp0.12%$13.42M
Perdoceo Education Corp0.12%$13.39M
LeMaitre Vascular Inc0.12%$13.40M
NeoGenomics Inc0.12%$13.31M
UFP Technologies Inc0.12%$13.32M
Enerpac Tool Group Corp0.12%$13.20M
Kinetik Holdings Inc0.12%$13.20M
Hawaiian Electric Industries Inc0.11%$13.16M
ADMA Biologics Inc0.11%$13.10M
NetScout Systems Inc0.11%$12.99M
Harmonic Inc0.11%$12.95M
Walker & Dunlop Inc0.11%$12.95M
Cohen & Steers Inc0.11%$12.87M
Stewart Information Services Corp0.11%$12.83M
Kohl's Corp0.11%$12.82M
Northern Oil & Gas Inc0.11%$12.75M
Global Net Lease Inc0.11%$12.70M
Proto Labs Inc0.11%$12.68M
S&T Bancorp Inc0.11%$12.64M
Sarepta Therapeutics Inc0.11%$12.57M
Amneal Pharmaceuticals Inc0.11%$12.51M
Triumph Financial Inc0.11%$12.44M
EZCORP Inc0.11%$12.37M
Quaker Chemical Corp0.11%$12.37M
WisdomTree Inc0.11%$12.31M
EVERTEC Inc0.11%$12.28M
PROG Holdings Inc0.11%$12.25M
Strategic Education Inc0.11%$12.21M
Select Medical Holdings Corp0.11%$12.20M
Photronics Inc0.11%$12.15M
Stellar Bancorp Inc0.11%$12.10M
ManpowerGroup Inc0.11%$12.08M
Six Flags Entertainment Corp0.10%$12.01M
Pathward Financial Inc0.10%$11.98M
JetBlue Airways Corp0.10%$11.95M
Addus HomeCare Corp0.10%$11.91M
Under Armour Inc0.10%$11.85M
Northwest Bancshares Inc0.10%$11.77M
Alamo Group Inc0.10%$11.78M
Vestis Corp0.10%$11.75M
National Bank Holdings Corp0.10%$11.67M
InvenTrust Properties Corp0.10%$11.65M
Healthcare Services Group Inc0.10%$11.60M
CorVel Corp0.10%$11.56M
World Kinect Corp0.10%$11.48M
Carter's Inc0.10%$11.46M
Century Communities Inc0.10%$11.45M
Insperity Inc0.10%$11.25M
Cracker Barrel Old Country Store Inc0.10%$11.12M
LTC Properties Inc0.10%$11.12M
Tennant Co0.10%$11.11M
Schneider National Inc0.10%$10.96M
La-Z-Boy Inc0.10%$10.93M
Perrigo Co PLC0.09%$10.83M
Monarch Casino & Resort Inc0.09%$10.83M
Omnicell Inc0.09%$10.79M
Worthington Enterprises Inc0.09%$10.75M
Yelp Inc0.09%$10.70M
Wendy's Co/The0.09%$10.64M
Ziff Davis Inc0.09%$10.59M
Greenbrier Cos Inc/The0.09%$10.53M
Getty Realty Corp0.09%$10.48M
Hilltop Holdings Inc0.09%$10.45M
TripAdvisor Inc0.09%$10.40M
Adient PLC0.09%$10.40M
H2O America0.09%$10.34M
Northwest Natural Holding Co0.09%$10.33M
HCI Group Inc0.09%$10.24M
Leggett & Platt Inc0.09%$10.04M
Newell Brands Inc0.09%$10.01M
Talos Energy Inc0.09%$9.95M
Progress Software Corp0.09%$9.93M
Millerknoll Inc0.09%$9.93M
Dime Commercial Bancshares Inc0.09%$9.84M
Two Harbors Investment Corp0.08%$9.69M
Payoneer Global Inc0.08%$9.58M
Westamerica BanCorp0.08%$9.55M
Peloton Interactive Inc0.08%$9.50M
AMN Healthcare Services Inc0.08%$9.49M
ANI Pharmaceuticals Inc0.08%$9.41M
Employers Holdings Inc0.08%$9.32M
Lindsay Corp0.08%$9.19M
DoubleVerify Holdings Inc0.08%$9.19M
Gibraltar Industries Inc0.08%$9.19M
Innoviva Inc0.08%$9.15M
BJ's Restaurants Inc0.08%$9.16M
Preferred Bank/Los Angeles CA0.08%$9.14M
Harmony Biosciences Holdings Inc0.08%$9.13M
Upbound Group Inc0.08%$9.00M
Arlo Technologies Inc0.08%$8.99M
Hope Bancorp Inc0.08%$8.98M
STAAR Surgical Co0.08%$8.96M
JBG SMITH Properties0.08%$8.83M
Comstock Resources Inc0.08%$8.82M
Sally Beauty Holdings Inc0.08%$8.79M
Sylvamo Corp0.08%$8.72M
G-III Apparel Group Ltd0.08%$8.65M
Astec Industries Inc0.08%$8.66M
Wolverine World Wide Inc0.08%$8.64M
J & J Snack Foods Corp0.08%$8.62M
REX American Resources Corp0.07%$8.54M
Dorian LPG Ltd0.07%$8.49M
BioLife Solutions Inc0.07%$8.44M
Universal Corp/VA0.07%$8.44M
LifeStance Health Group Inc0.07%$8.39M
Goosehead Insurance Inc0.07%$8.33M
Sonic Automotive Inc0.07%$8.32M
American Assets Trust Inc0.07%$8.27M
Helix Energy Solutions Group Inc0.07%$8.24M
Collegium Pharmaceutical Inc0.07%$8.13M
Universal Technical Institute Inc0.07%$7.95M
Azenta Inc0.07%$7.94M
Viad Corp0.07%$7.79M
Atlas Energy Solutions Inc0.07%$7.74M
QuidelOrtho Corp0.07%$7.65M
Fortrea Holdings Inc0.07%$7.61M
Enact Holdings Inc0.07%$7.52M
CONMED Corp0.07%$7.52M
Flowers Foods Inc0.07%$7.50M
Kemper Corp0.06%$7.42M
XPEL Inc0.06%$7.34M
Donnelley Financial Solutions Inc0.06%$7.33M
Ellington Financial Inc0.06%$7.32M
Apogee Enterprises Inc0.06%$7.08M
Enovis Corp0.06%$7.07M
Alpha Metallurgical Resources Inc0.06%$7.07M
Worthington Steel Inc0.06%$7.06M
NETSTREIT Corp0.06%$7.05M
Safety Insurance Group Inc0.06%$7.03M
PennyMac Mortgage Investment Trust0.06%$6.97M
US Physical Therapy Inc0.06%$6.94M
Vir Biotechnology Inc0.06%$6.90M
Tandem Diabetes Care Inc0.06%$6.87M
United Fire Group Inc0.06%$6.85M
Tompkins Financial Corp0.06%$6.77M
Lakeland Financial Corp0.06%$6.75M
ScanSource Inc0.06%$6.72M
Scholastic Corp0.06%$6.71M
Buckle Inc/The0.06%$6.69M
CVR Energy Inc0.06%$6.68M
Marten Transport Ltd0.06%$6.67M

VTSIX overview: performance, fees, allocation and SEC filings