UUPP — Principal CLO ETF
Data updated: 2026-08-11
UUPP — Principal CLO ETF. Long Securitized (MBS/ABS/CMBS) Bond · $15.11M AUM · 0.19% expense ratio. Holdings, fees, performance and SEC filings.
UUPP Fund Overview
UUPP — Principal CLO ETF is a US ETF managed by Principal Exchange-Traded Funds, categorised as Long Securitized (MBS/ABS/CMBS) Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: Principal Exchange-Traded Funds
- Category: Long Securitized (MBS/ABS/CMBS) Bond
- Assets under management: $15.11M
- Ticker: UUPP
- SEC CIK: 0001572661
- SEC series ID: S000103001
- Share class ID: C000273533
UUPP Holdings
Top 10 holdings of Principal CLO ETF by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Apidos CLO | 4.64% |
| Brant Point CLO Ltd | 4.64% |
| ARES CLO Ltd | 4.64% |
| Madison Park Funding Ltd | 4.64% |
| Elmwood CLO 16 Ltd | 4.64% |
| Brant Point CLO Ltd | 4.63% |
| Venture CDO Ltd | 4.63% |
| KKR Financial CLO Ltd | 4.63% |
| RIN Ltd | 4.63% |
| Capital Four US CLO | 4.62% |
UUPP Portfolio Allocation
Asset-class allocation of Principal CLO ETF by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Securitized | 94.2% |
| Fixed Income | 4.3% |
| Cash & Equivalents | 0.5% |
UUPP Performance
Total returns for UUPP (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 0.7% |
UUPP Costs and Fees
UUPP costs about $19 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.19%
- Gross expense ratio: 0.19%
UUPP Cashflows
Over the 12 months to 2026-06, Principal CLO ETF had net inflows of $15.00M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | $0 |
| 2026-05 | $15.00M |
UUPP Debt Constituents
Largest debt holdings of Principal CLO ETF by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| United States Treasury | 4.30% |
UUPP Prospectus and SEC Filings
Official Principal CLO ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Long Securitized (MBS/ABS/CMBS) Bond funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.