SUFCX Fees and Costs — Guggenheim StylePlus-Mid Growth Fund, Class C
Data updated: 2024-12-13
The net expense ratio is 2.58% (2.59% before fee waivers). This share class carries a deferred sales charge of up to 1.00%. In fiscal 2024 the fund paid $13K in broker commissions, 0.0173% of average net assets, and portfolio turnover was 82%.
SUFCX Fees and Expenses
Annual operating expenses and sales charges of SUFCX. Prospectus, as of January 31, 2024.
| Annual operating expenses | |
|---|---|
| Management fee | 0.75% |
| 12b-1 fee | 1.00% |
| Other expenses | 0.74% |
| Gross expense ratio | 2.59% |
| Fee waiver | −0.01% |
| Net expense ratio | 2.58% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 1.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
SUFCX Costs Over Time
On $10,000 invested in SUFCX, assuming 5% a year before costs, total costs come to $1,574 over 5 years, cutting the return by 2.73% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $102 | $0 | $0 |
| Fund expenses (net expense ratio 2.58%) | $271 | $831 | $1,417 |
| Trading costs (broker commissions) | $2 | $6 | $10 |
| Lost growth on money paid in costs | $0 | $42 | $147 |
| Total costs | $375 | $879 | $1,574 |
| Value after costs | $10,125 | $10,697 | $11,189 |
| Impact on return, per year | 3.75% | 2.73% | 2.73% |
SUFCX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending September 30, 2024.
- Explicit cost rate (commissions ÷ average net assets): 0.0173%
- Total broker commissions: $13K
- Bought from dealers (principal trades, not a cost): $13.6M
- Portfolio turnover (prospectus): 82%
- Securities lending: none during the year
SUFCX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Citigroup Global Markets Inc. | $10K | 82.09% |
| WILLIAM BLAIR | $2K | 15.08% |
| Morgan Stanley & Co. LLC | $359 | 2.83% |
SUFCX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| WELLS FARGO SECURITIES, LLC | $13.2M | 96.91% |
| Morgan Stanley & Co. LLC | $422K | 3.09% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.