SRIAX Fees and Costs — Gabelli SRI Fund, Inc., Class A
Data updated: 2026-08-31
The net expense ratio is 0.90%: a 1.00% management fee, a 0.25% 12b-1 fee plus 0.99% other expenses, less a 1.34% fee waiver. This share class carries a maximum front-end sales load of 5.75% and a redemption fee of 2.00%. In fiscal 2025 the fund paid $7K in broker commissions, 0.0300% of average net assets, and portfolio turnover was 20%.
SRIAX Fees and Expenses
Annual operating expenses and sales charges of SRIAX. Prospectus, as of April 30, 2026.
| Annual operating expenses | |
|---|---|
| Management fee | 1.00% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.99% |
| Gross expense ratio | 2.24% |
| Fee waiver | −1.34% |
| Net expense ratio | 0.90% |
| Sales charges | |
|---|---|
| Max front load | 5.75% |
| Max deferred load | 0.00% |
| Redemption fee | 2.00% |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
SRIAX Costs Over Time
On $10,000 invested in SRIAX, assuming 5% a year before costs, total costs come to $1,283 over 5 years, cutting the return by 2.20% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $575 | $575 | $575 |
| Fund expenses (net expense ratio 0.90%) | $89 | $278 | $483 |
| Trading costs (broker commissions) | $3 | $9 | $16 |
| Lost growth on money paid in costs | $29 | $105 | $209 |
| Total costs | $696 | $967 | $1,283 |
| Value after costs | $9,804 | $10,609 | $11,480 |
| Impact on return, per year | 6.96% | 3.01% | 2.20% |
SRIAX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0300%
- Total broker commissions: $7K
- Bought from dealers (principal trades, not a cost): $4.8M
- Portfolio turnover (prospectus): 20%
- Securities lending: none during the year
SRIAX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| THE WOODBRIDGE COMPANY LIMITED | $2K | 34.63% |
| PIPER SANDLER & CO. | $716 | 13.75% |
| J.P. Morgan Securities LLC | $426 | 8.18% |
| RBC CAPITAL MARKETS, LLC | $391 | 7.51% |
| BARCLAYS CAPITAL, INC. | $382 | 7.34% |
| TD SECURITIES (USA) LLC | $349 | 6.70% |
| ODDO ET CIE | $336 | 6.45% |
| CJS SECURITIES, INC. | $320 | 6.15% |
| JEFFERIES LLC | $305 | 5.86% |
| ROTHSCHILD & CO | $179 | 3.44% |
SRIAX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| BMO Nesbitt Burns Securities Ltd. | $1.7M | 36.00% |
| Daiwa Capital Markets America, Inc. | $1.3M | 27.73% |
| BARCLAYS CAPITAL, INC. | $628K | 13.01% |
| GOLDMAN SACHS & CO. LLC | $626K | 12.98% |
| NOMURA SECURITIES INTERNATIONAL, INC. | $496K | 10.27% |
Gabelli SRI Fund, Inc. Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| SRIAX | Class A | 0.90% | 5.75% |
| SRICX | Class C | 0.90% | none |
| SRIDX | Class I | 0.90% | none |
| SRIGX | Class Aaa | 0.90% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.