SMCCX — ALPS | Smith Credit Opportunities Fund
Data updated: 2026-06-22
SMCCX — ALPS | Smith Credit Opportunities Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. Intermediate Corporate Bond · $67.75M AUM · 1.90% expense ratio · -6.0% 1-yr return. From SEC regulatory filings.
SMCCX Fund Overview
SMCCX — ALPS | Smith Credit Opportunities Fund is a US mutual fund managed by Financial Investors Trust, categorised as Intermediate Corporate Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Financial Investors Trust
- Category: Intermediate Corporate Bond
- Assets under management: $67.75M
- 1-year return: -6.0%
- Ticker: SMCCX
- SEC CIK: 0000915802
- SEC series ID: S000069461
- Share class ID: C000221744
SMCCX Holdings
Top 10 holdings of ALPS | Smith Credit Opportunities Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Msilf Government Portfolio | 3.12% |
| Us Treasury N/b | 2.85% |
| Us Treasury N/b | 1.99% |
| First Citizens Bancshare | 1.56% |
| Kennedy-wilson Inc | 1.46% |
| Us Treasury N/b | 1.34% |
| Macy's Retail Hldgs Llc | 1.33% |
| Ubs Group Ag | 1.25% |
| Kohl's Corporation | 1.17% |
| Hilcorp Energy I/hilcorp | 1.12% |
SMCCX Portfolio Allocation
Asset-class allocation of ALPS | Smith Credit Opportunities Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Fixed Income | 84.4% |
| Securitized | 10.6% |
| Cash & Equivalents | 3.1% |
| Equity | 0.8% |
SMCCX Performance
Total returns for SMCCX (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -3.0% |
| 1 year | -6.0% |
| 3 years (annualised) | -6.4% |
| 5 years (annualised) | -10.1% |
SMCCX Risk Information
Risk metrics for SMCCX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 2.6%
SMCCX Costs and Fees
SMCCX costs about $190 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.90%
- Gross expense ratio: 1.99%
- Portfolio turnover: 140%
- Brokerage commissions: 0.01 bps of average net assets (SEC N-CEN)
SMCCX Cashflows
Over the 12 months to 2026-04, ALPS | Smith Credit Opportunities Fund had net outflows of $79.11M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | −$1.64M |
| 2026-03 | −$40.97M |
| 2026-02 | −$57.14K |
| 2026-01 | −$68.43K |
| 2025-12 | −$803.24K |
| 2025-11 | $168.64K |
SMCCX Debt Constituents
Largest debt holdings of ALPS | Smith Credit Opportunities Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| Us Treasury N/b | 2.85% |
| Us Treasury N/b | 1.99% |
| First Citizens Bancshare | 1.56% |
| Kennedy-wilson Inc | 1.46% |
| Us Treasury N/b | 1.34% |
| Macy's Retail Hldgs Llc | 1.33% |
| Ubs Group Ag | 1.25% |
| Kohl's Corporation | 1.17% |
| Hilcorp Energy I/hilcorp | 1.12% |
| Occidental Petroleum Cor | 1.12% |
SMCCX Prospectus and SEC Filings
Official ALPS | Smith Credit Opportunities Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Intermediate Corporate Bond funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.