SMASX — ALPS/Smith Short Duration Bond Fund
Data updated: 2026-06-22
SMASX — ALPS/Smith Short Duration Bond Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. Short Corporate Bond · $628.54M AUM · 0.79% expense ratio · -21.6% 1-yr return. From SEC regulatory filings.
SMASX Fund Overview
SMASX — ALPS/Smith Short Duration Bond Fund is a US mutual fund managed by Financial Investors Trust, categorised as Short Corporate Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Financial Investors Trust
- Category: Short Corporate Bond
- Assets under management: $628.54M
- 1-year return: -21.6%
- Ticker: SMASX
- SEC CIK: 0000915802
- SEC series ID: S000062209
- Share class ID: C000201375
SMASX Holdings
Top 10 holdings of ALPS/Smith Short Duration Bond Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Us Treasury N/b | 6.24% |
| Us Treasury N/b | 4.22% |
| Us Treasury N/b | 2.85% |
| Us Treasury N/b | 2.33% |
| Us Treasury N/b | 2.31% |
| Wells Fargo & Company | 1.61% |
| Ubs Group Ag | 1.13% |
| L3harris Tech Inc | 1.04% |
| Kohl's Corporation | 1.03% |
| Hyundai Capital America | 1.00% |
SMASX Portfolio Allocation
Asset-class allocation of ALPS/Smith Short Duration Bond Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Fixed Income | 97.6% |
| Loans | 0.7% |
| Securitized | 0.4% |
| Cash & Equivalents | 0.4% |
SMASX Performance
Total returns for SMASX (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -8.4% |
| 1 year | -21.6% |
| 3 years (annualised) | -20.5% |
| 5 years (annualised) | -22.1% |
SMASX Risk Information
Risk metrics for SMASX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 1.3%
SMASX Costs and Fees
SMASX costs about $79 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.79%
- Gross expense ratio: 0.80%
- Portfolio turnover: 109%
- Brokerage commissions: 0.00 bps of average net assets (SEC N-CEN)
SMASX Cashflows
Over the 12 months to 2026-04, ALPS/Smith Short Duration Bond Fund had net inflows of $14.11M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | −$4.76M |
| 2026-03 | −$5.24M |
| 2026-02 | $5.91M |
| 2026-01 | $6.46M |
| 2025-12 | $23.46M |
| 2025-11 | −$4.39M |
SMASX Debt Constituents
Largest debt holdings of ALPS/Smith Short Duration Bond Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| Us Treasury N/b | 6.24% |
| Us Treasury N/b | 4.22% |
| Us Treasury N/b | 2.85% |
| Us Treasury N/b | 2.33% |
| Us Treasury N/b | 2.31% |
| Wells Fargo & Company | 1.61% |
| Ubs Group Ag | 1.13% |
| L3harris Tech Inc | 1.04% |
| Kohl's Corporation | 1.03% |
| Hyundai Capital America | 1.00% |
SMASX Prospectus and SEC Filings
Official ALPS/Smith Short Duration Bond Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Short Corporate Bond funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.