SIHY Fees and Costs — Harbor Scientific Alpha High-Yield ETF
Data updated: 2026-09-25
The net expense ratio is 0.48%. There are no sales loads or redemption fees. Portfolio turnover was 48%.
SIHY Fees and Expenses
Annual operating expenses and sales charges of SIHY. Prospectus, as of October 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.48% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.48% |
| Fee waiver | — |
| Net expense ratio | 0.48% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
SIHY Costs Over Time
On $10,000 invested in SIHY, assuming 5% a year before costs, total costs come to $303 over 5 years, cutting the return by 0.50% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.48%) | $50 | $158 | $276 |
| Lost growth on money paid in costs | $0 | $8 | $28 |
| Total costs | $50 | $166 | $303 |
| Value after costs | $10,450 | $11,410 | $12,459 |
| Impact on return, per year | 0.50% | 0.50% | 0.50% |
SIHY Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): —
- Total broker commissions: —
- Bought from dealers (principal trades, not a cost): $290.3M
- Portfolio turnover (prospectus): 48%
- Securities lending: none during the year
SIHY Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| J.P. Morgan Securities LLC | $101.6M | 35.63% |
| Goldman Sachs & Co. LLC | $64.4M | 22.57% |
| MarketAxess Corporation | $39.2M | 13.73% |
| Morgan Stanley & Co. LLC | $19.9M | 6.98% |
| Barclays Capital Inc. | $17.0M | 5.95% |
| Jefferies LLC | $15.8M | 5.54% |
| Citigroup Global Markets Inc. | $10.6M | 3.71% |
| BofA Securities, Inc. | $8.6M | 3.02% |
| BNY Capital Markets, LLC | $4.3M | 1.49% |
| RBC Capital Markets, LLC | $4.0M | 1.39% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.