SHIGX — Stone Harbor Investment Grade Fund

SHIGX Fund Overview

SHIGX — Stone Harbor Investment Grade Fund is a US mutual fund managed by Stone Harbor Investment Funds, categorised as Corporate Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

• Type: US mutual fund
• Manager: Stone Harbor Investment Funds
• Category: Corporate Bond
• Assets under management: $10.59M
• 1-year return: 2.8%
• Ticker: SHIGX
• SEC CIK: 0001391673
• SEC series ID: S000040824
• Share class ID: C000126605

SHIGX Investment Objective and Strategy

Stone Harbor Investment Grade Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Stone Harbor Investment Funds.

Investment objective

The Fund seeks to maximize total return, which consists of income on its investments and capital appreciation.

Principal investment strategy

The Fund invests in various types of fixed income securities and under normal market conditions will invest at least 80% of its net assets (plus any borrowings made for investment purposes) in Investment Grade Debt Securities. Investment Grade Debt Securities include fixed income securities that are rated investment grade by any of Moodys Investors Services, Inc., S&P Global Inc., Fitch Ratings Limited, DBRS or other qualified ratings agencies or, if unrated, are determined by the Adviser to be of comparable quality, and derivative instruments related to those securities. The types of fixed income securities in which the Fund may invest include, but are not limited to, government securities; corporate debt securities; mortgage-backed or asset-backed securities issued or guaranteed by various governmental and non-governmental entities; secured and unsecured senior and subordinated loans and loan participations, including mortgages; Rule 144A securities; municipal securities; debentures, notes (including structured notes and promissory notes), and derivatives related to these types of securities.

The Fund may invest all or a substantial portion of its assets in securities issued by non-U.S. entities, including emerging market countries. The Funds investments may be issued by any U.S. or non-U.S. public- or private-sector entity, and may be denominated in any currency, U.S. or non-U.S. The Fund considers emerging market countries to include countries identified by the World Bank Group as being low income economies or which are included in a JP Morgan emerging market bond index. Although the Fund is not limited in the types of derivatives it can use, the Fund currently expects that its derivatives investments will consist primarily of the following instruments and transactions: futures, options, swaps, including credit default swaps, and credit linked notes. The Fund may use derivatives to a significant extent.

The Fund may invest in fixed income securities and derivative instruments rated below investment grade (or, if unrated, of comparable quality as determined by the Adviser). These types of securities and instruments are commonly referred to as high yield securities or junk bonds. The Fund may also invest in preferred securities. Maturity and Duration. The Adviser normally maintains an average portfolio duration of between 2 and 7 years. However, the Funds average duration may be outside this range, and the Fund may invest in securities of any duration and maturity.

SHIGX Performance

Total returns for SHIGX (as of 2026-10-01), from SEC filings.

SHIGX Risk Information

Risk metrics for SHIGX, derived from monthly returns in SEC filings.

• 1-year volatility (annualised): 6.2%

SHIGX Costs and Fees

SHIGX costs about $51 per $10,000 invested per year in fund expenses.

• Net expense ratio: 0.51%
• Gross expense ratio: 1.97%
• Portfolio turnover: 54%
• Brokerage commissions: 0.00 bps of average net assets (SEC N-CEN)

SHIGX Cashflows

Over the 12 months to 2021-02, Stone Harbor Investment Grade Fund had net outflows of $649.48K, from monthly SEC N-PORT filings.

SHIGX Debt Constituents

No individual debt constituents are reported in Stone Harbor Investment Grade Fund's latest SEC N-PORT filing.

SHIGX Prospectus and SEC Filings

Official Stone Harbor Investment Grade Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

• Prospectus (485BPOS) — filed 2020-09-28
• Prospectus (485BPOS) — filed 2019-10-16
• Prospectus (485BPOS) — filed 2018-10-16
• Portfolio holdings (N-PORT) — filed 2021-04-28
• Portfolio holdings (N-PORT) — filed 2021-01-28
• Portfolio holdings (N-PORT) — filed 2020-10-28
• Annual census (N-CEN) — filed 2020-08-12
• Annual census (N-CEN) — filed 2019-08-14

Related Funds

Other Corporate Bond funds tracked on ABC INVEST:

• First Trust Preferred Securities and Income ETF (FPE)
• Nuveen Preferred Securities and Income Fund (NPSAX)
• Spectrum Preferred and Capital Securities Income Fund (PNARX)
• Invesco Variable Rate Preferred ETF (VRP)
• First Trust Institutional Preferred Securities and Income ETF (FPEI)

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.