SEGPX Fees and Costs — Guggenheim Large Cap Value Fund, Class P
Data updated: 2024-12-13
The net expense ratio is 1.12%: a 0.65% management fee, a 0.25% 12b-1 fee plus 0.80% other expenses, less a 0.58% fee waiver. There are no sales loads or redemption fees. In fiscal 2024 the fund paid $8K in broker commissions, 0.0217% of average net assets, and portfolio turnover was 19%.
SEGPX Fees and Expenses
Annual operating expenses and sales charges of SEGPX. Prospectus, as of January 31, 2024.
| Annual operating expenses | |
|---|---|
| Management fee | 0.65% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.80% |
| Gross expense ratio | 1.70% |
| Fee waiver | −0.58% |
| Net expense ratio | 1.12% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
SEGPX Costs Over Time
On $10,000 invested in SEGPX, assuming 5% a year before costs, total costs come to $712 over 5 years, cutting the return by 1.20% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.12%) | $118 | $366 | $634 |
| Trading costs (broker commissions) | $2 | $7 | $12 |
| Lost growth on money paid in costs | $0 | $19 | $65 |
| Total costs | $120 | $392 | $712 |
| Value after costs | $10,380 | $11,184 | $12,051 |
| Impact on return, per year | 1.20% | 1.20% | 1.20% |
SEGPX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending September 30, 2024.
- Explicit cost rate (commissions ÷ average net assets): 0.0217%
- Total broker commissions: $8K
- Bought from dealers (principal trades, not a cost): —
- Portfolio turnover (prospectus): 19%
- Securities lending: none during the year
SEGPX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| WELLS FARGO SECURITIES, LLC | $2K | 23.87% |
| STEPHENS INC. | $1K | 17.65% |
| JEFFERIES LLC | $1K | 15.36% |
| Piper Sandler & Co. | $693 | 8.98% |
| BMO Capital Markets Corp., New York Branch | $561 | 7.26% |
| COWEN AND COMPANY | $529 | 6.86% |
| NEEDHAM & COMPANY, LLC | $430 | 5.57% |
| ROBERT W. BAIRD & CO. INCORPORATED | $411 | 5.33% |
| Stifel, Nicolaus & Company, Incorporated | $373 | 4.83% |
| TRUIST SECURITIES, INC. | $333 | 4.32% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.