ROSC Fees and Costs — Hartford Multifactor Small Cap ETF
Data updated: 2026-10-13
The net expense ratio is 0.34%. There are no sales loads or redemption fees. In fiscal 2026 the fund paid $8K in broker commissions, 0.0172% of average net assets, and portfolio turnover was 25%.
ROSC Fees and Expenses
Annual operating expenses and sales charges of ROSC. Prospectus, as of July 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.34% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.34% |
| Fee waiver | — |
| Net expense ratio | 0.34% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
ROSC Costs Over Time
On $10,000 invested in ROSC, assuming 5% a year before costs, total costs come to $226 over 5 years, cutting the return by 0.38% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.34%) | $36 | $112 | $196 |
| Trading costs (broker commissions) | $2 | $6 | $10 |
| Lost growth on money paid in costs | $0 | $6 | $21 |
| Total costs | $38 | $124 | $226 |
| Value after costs | $10,462 | $11,453 | $12,536 |
| Impact on return, per year | 0.38% | 0.38% | 0.38% |
ROSC Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending July 31, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.0172%
- Total broker commissions: $8K
- Bought from dealers (principal trades, not a cost): $46.3M
- Portfolio turnover (prospectus): 25%
ROSC Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Morgan Stanley & Co. LLC | $5K | 66.68% |
| BofA Securities, Inc. | $2K | 25.43% |
| J.P. Morgan Securities LLC | $180 | 2.37% |
| UBS Securities LLC | $137 | 1.80% |
| Goldman Sachs & Co. LLC | $134 | 1.76% |
| Macquarie Capital (USA) Inc. | $43 | 0.57% |
| Nomura Securities International, Inc. | $39 | 0.51% |
| Barclays Capital Inc. | $30 | 0.39% |
| Piper Sandler & Co. | $23 | 0.31% |
| Penserra Securities LLC | $13 | 0.18% |
ROSC Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| National Securities Clearing Corporation | $45.1M | 97.59% |
| Barclays Capital Inc. | $594K | 1.28% |
| Goldman Sachs & Co. LLC | $456K | 0.99% |
| Macquarie Capital (USA) Inc. | $65K | 0.14% |
| Penserra Securities LLC | $1K | 0.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.