ROKT Fees and Costs — State Street(R) SPDR(R) S&P Kensho Final Frontiers ETF
Data updated: 2026-09-11
The net expense ratio is 0.45%. There are no sales loads or redemption fees. In fiscal 2026 the fund paid $8K in broker commissions, 0.0098% of average net assets, and portfolio turnover was 21%.
ROKT Fees and Expenses
Annual operating expenses and sales charges of ROKT. Prospectus, as of June 30, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.45% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.45% |
| Fee waiver | — |
| Net expense ratio | 0.45% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
ROKT Costs Over Time
On $10,000 invested in ROKT, assuming 5% a year before costs, total costs come to $291 over 5 years, cutting the return by 0.48% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.45%) | $47 | $148 | $259 |
| Trading costs (broker commissions) | $1 | $3 | $6 |
| Lost growth on money paid in costs | $0 | $7 | $27 |
| Total costs | $48 | $159 | $291 |
| Value after costs | $10,452 | $11,417 | $12,472 |
| Impact on return, per year | 0.48% | 0.48% | 0.48% |
ROKT Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending June 30, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.0098%
- Total broker commissions: $8K
- Bought from dealers (principal trades, not a cost): $2.3M
- Portfolio turnover (prospectus): 21%
- Securities on loan, average value: $7.3M
- Net income from securities lending: $19K (0.022% of average net assets)
ROKT Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| BofA Securities, Inc. | $5K | 60.37% |
| J.P. Morgan Securities LLC | $3K | 39.15% |
| Fidelity Brokerage Services LLC | $29 | 0.35% |
| Nomura Securities International, Inc. | $6 | 0.08% |
| Virtu Americas LLC | $2 | 0.03% |
| Citadel Securities LLC | $1 | 0.01% |
| Citigroup Global Markets Inc. | $0 | 0.00% |
| Bestex Research Securities, LLC | $0 | 0.00% |
| Goldman Sachs & Co. LLC | $0 | 0.00% |
| The Williams Capital Group, L.P. | $0 | 0.00% |
ROKT Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $2.3M | 100.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.