ROIS Fees and Costs — Hartford Multifactor International Small Company ETF
Data updated: 2025-05-22
The net expense ratio is 0.49%. There are no sales loads or redemption fees. In fiscal 2024 the fund paid $2K in broker commissions, 0.0338% of average net assets, and portfolio turnover was 28%.
ROIS Fees and Expenses
Annual operating expenses and sales charges of ROIS. Prospectus, as of January 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.49% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.49% |
| Fee waiver | — |
| Net expense ratio | 0.49% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
ROIS Costs Over Time
On $10,000 invested in ROIS, assuming 5% a year before costs, total costs come to $331 over 5 years, cutting the return by 0.55% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.49%) | $51 | $161 | $281 |
| Trading costs (broker commissions) | $4 | $11 | $19 |
| Lost growth on money paid in costs | $0 | $9 | $30 |
| Total costs | $55 | $181 | $331 |
| Value after costs | $10,445 | $11,395 | $12,432 |
| Impact on return, per year | 0.55% | 0.55% | 0.55% |
ROIS Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending September 30, 2024.
- Explicit cost rate (commissions ÷ average net assets): 0.0338%
- Total broker commissions: $2K
- Bought from dealers (principal trades, not a cost): $4.1M
- Portfolio turnover (prospectus): 28%
- Securities on loan, average value: $30K
- Net income from securities lending: $187 (0.004% of average net assets)
ROIS Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $759 | 44.15% |
| BofA Securities, Inc. | $639 | 37.14% |
| J.P. Morgan Securities LLC | $180 | 10.46% |
| UBS Securities LLC | $83 | 4.82% |
| Morgan Stanley & Co. LLC | $21 | 1.23% |
| HSBC Securities (USA) Inc. | $13 | 0.75% |
| SG Americas Securities, LLC | $11 | 0.61% |
| Nomura Securities International, Inc. | $8 | 0.46% |
| Citigroup Global Markets Inc. | $5 | 0.27% |
| CLSA Americas, LLC | $2 | 0.12% |
ROIS Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| BofA Securities, Inc. | $4.1M | 100.00% |
| UBS Securities LLC | $12 | 0.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.