ROAM Fees and Costs — Hartford Multifactor Emerging Markets ETF
Data updated: 2026-10-13
The net expense ratio is 0.44%. There are no sales loads or redemption fees. In fiscal 2026 the fund paid $88K in broker commissions, 0.1164% of average net assets, and portfolio turnover was 32%.
ROAM Fees and Expenses
Annual operating expenses and sales charges of ROAM. Prospectus, as of July 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.44% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.44% |
| Fee waiver | — |
| Net expense ratio | 0.44% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
ROAM Costs Over Time
On $10,000 invested in ROAM, assuming 5% a year before costs, total costs come to $351 over 5 years, cutting the return by 0.58% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.44%) | $46 | $145 | $252 |
| Trading costs (broker commissions) | $12 | $38 | $67 |
| Lost growth on money paid in costs | $0 | $9 | $32 |
| Total costs | $58 | $192 | $351 |
| Value after costs | $10,442 | $11,384 | $12,412 |
| Impact on return, per year | 0.58% | 0.58% | 0.58% |
ROAM Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending July 31, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.1164%
- Total broker commissions: $88K
- Bought from dealers (principal trades, not a cost): $11.7M
- Portfolio turnover (prospectus): 32%
ROAM Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $39K | 44.88% |
| UBS Securities LLC | $16K | 18.67% |
| J.P. Morgan Securities LLC | $12K | 13.49% |
| BofA Securities, Inc. | $9K | 9.80% |
| HSBC Securities (USA) Inc. | $6K | 6.36% |
| Agora Corretora de Titulos e Valores Mobiliarios S.A. | $3K | 2.91% |
| Credicorp Capital Asset Management S.A. Administradora General de Fondos | $1K | 1.35% |
| Morgan Stanley & Co. LLC | $1K | 1.30% |
| Citigroup Global Markets Inc. | $804 | 0.92% |
| Macquarie Capital (USA) Inc. | $290 | 0.33% |
ROAM Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| J.P. Morgan Securities LLC | $6.4M | 55.04% |
| UBS Securities LLC | $2.8M | 24.32% |
| Goldman Sachs & Co. LLC | $2.0M | 17.42% |
| Virtu Americas LLC | $377K | 3.22% |
| Larrainvial Securities US LLC | $3 | 0.00% |
| Santander Securities LLC | $1 | 0.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.