RKSIX Fees and Costs — Rockefeller US Small Cap Core Fund, Class I
Data updated: 2026-10-15
The net expense ratio is 1.05% (1.19% before fee waivers). There are no sales loads or redemption fees. In fiscal 2025 the fund paid $64K in broker commissions, 0.0626% of average net assets, and portfolio turnover was 73%.
RKSIX Fees and Expenses
Annual operating expenses and sales charges of RKSIX. Prospectus, as of March 31, 2026.
| Annual operating expenses | |
|---|---|
| Management fee | 0.85% |
| 12b-1 fee | 0.00% |
| Other expenses | — |
| Gross expense ratio | 1.19% |
| Fee waiver | −0.14% |
| Net expense ratio | 1.05% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
RKSIX Costs Over Time
On $10,000 invested in RKSIX, assuming 5% a year before costs, total costs come to $694 over 5 years, cutting the return by 1.17% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.05%) | $110 | $344 | $595 |
| Trading costs (broker commissions) | $7 | $20 | $35 |
| Lost growth on money paid in costs | $0 | $18 | $64 |
| Total costs | $117 | $382 | $694 |
| Value after costs | $10,383 | $11,194 | $12,068 |
| Impact on return, per year | 1.17% | 1.17% | 1.17% |
RKSIX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending November 30, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0626%
- Total broker commissions: $64K
- Bought from dealers (principal trades, not a cost): —
- Portfolio turnover (prospectus): 73%
- Securities lending: none during the year
RKSIX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | $10K | 18.62% |
| RAYMOND JAMES & ASSOCIATES INC. | $7K | 13.29% |
| MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED | $7K | 13.24% |
| JEFFERIES LLC | $6K | 10.57% |
| WILLIAM BLAIR & COMPANY L.L.C. | $6K | 10.32% |
| UBS SECURITIES LLC | $5K | 9.27% |
| MORGAN STANLEY & CO. LLC | $4K | 6.42% |
| SANFORD C. BERNSTEIN & CO., LLC | $3K | 6.38% |
| PIPER JAFFRAY & CO. | $3K | 6.14% |
| LIQUIDNET, INC. | $3K | 5.74% |
Rockefeller US Small Cap Core Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| RKSIX | Class I | 1.05% | none |
| RKSYX | C000243608 | 1.20% | none |
| RKSAX | Class A | 1.30% | 5.25% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.