RKEMX — Rothko Emerging Markets Equity Fund

RKEMX Fund Overview

RKEMX — Rothko Emerging Markets Equity Fund is a US mutual fund managed by Gallery Trust, categorised as Europe Real Estate. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

• Type: US mutual fund
• Manager: Gallery Trust
• Category: Europe Real Estate
• Assets under management: $5.01M
• Ticker: RKEMX
• SEC CIK: 0001651872
• SEC series ID: S000063815
• Share class ID: C000206729

RKEMX Investment Objective and Strategy

Rothko Emerging Markets Equity Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Gallery Trust.

Investment objective

"The Rothko Emerging Markets Equity Fund (the ""Fund"") seeks long-term total return."

Principal investment strategy

"Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of emerging market companies. This investment policy can be changed by the Fund upon 60 days' prior written notice to shareholders. For purposes of the Fund's 80% investment policy, equity securities do not include convertible securities that are not immediately convertible into equity securities. Equity securities include, but are not limited to, common stocks, preferred stocks, convertible securities, private placements, rights and warrants, master limited partnerships (""MLPs""), real estate investment trusts (""REITs"") and American, European or Global depositary receipts, which are certificates typically issued by a bank or trust company that represent ownership interests in securities of non-U.S.

or U.S. companies, or other securities representing underlying shares of non-U.S. issuers. Equity securities also include derivatives and other investment companies (including mutual funds, closed-end funds and exchange-traded funds (""ETFs"")) with economic characteristics similar to equity securities. The Fund may invest in securities of companies with any market capitalization and, to the extent that the Fund invests in convertible securities, those securities may have any credit rating. The Fund may invest in securities issued in any currency and may utilize derivatives, principally forward foreign currency exchange contracts, to seek to hedge ( i.e. offset) currency risk. In addition, the Fund may, from time to time, hold non-U.S. currencies in order to facilitate or expedite settlement of portfolio transactions, or to minimize the impact of currency value fluctuations.

The Fund considers a company to be an emerging market company if: (1) the company's principal securities trading market is in an emerging market country; (2) while traded in any market, alone or on a consolidated basis, the company derives 50% or more of its annual revenues or annual profits from either goods produced, sales made or services performed in emerging market countries; (3) the company has 50% or more of its assets located in an emerging market country; or (4) the company is organized under the laws of, and has a principal office in, an emerging market country. The Fund considers an ""emerging market country"" to be any country except the United States, Canada, and those in the MSCI EAFE Index. From time to time, the Fund may focus its investments in a particular country or geographic region.

Under normal circumstances, no more than 10% of the Fund's assets will be invested in debt securities issued by governments or by their agencies, instrumentalities or political sub-divisions, or by corporate entities, all of which may be high-yield, high-risk fixed income securities rated lower than BBB by S&P and Baa by Moody's or, if unrated, considered to be of equivalent quality by the Adviser. The Adviser's approach in selecting investments for the Fund is primarily oriented to individual stock selection and is value driven. The systematic stock selection methodology is based on fundamental rules designed to isolate securities with desirable qualities that have potential for long-term capital appreciation. The process is driven by a bottom-up stock selection and is intended to be consistent over time.

Size of individual holdings is limited and country/sector weights are controlled with a bias towards historically defensive sectors. The Adviser's general management strategy for the Fund emphasizes long-term holding of securities, although securities may be sold in the Adviser's discretion without regard to the length of time that they have been held."

RKEMX Costs and Fees

RKEMX costs about $92 per $10,000 invested per year in fund expenses.

• Net expense ratio: 0.92%
• Gross expense ratio: 2.56%
• Portfolio turnover: 1%
• Brokerage commissions: 5.63 bps of average net assets (SEC N-CEN)

RKEMX Cashflows

Over the 12 months to 2020-07, Rothko Emerging Markets Equity Fund had net inflows of $0, from monthly SEC N-PORT filings.

RKEMX Debt Constituents

No individual debt constituents are reported in Rothko Emerging Markets Equity Fund's latest SEC N-PORT filing.

RKEMX Prospectus and SEC Filings

Official Rothko Emerging Markets Equity Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

• Prospectus (485BPOS) — filed 2020-03-13
• Prospectus (485BPOS) — filed 2019-03-19
• Prospectus supplement (497) — filed 2019-01-04
• Portfolio holdings (N-PORT) — filed 2020-09-25
• Portfolio holdings (N-PORT) — filed 2020-06-26
• Annual census (N-CEN) — filed 2020-01-14

Related Funds

Other Europe Real Estate funds tracked on ABC INVEST:

• Orinda Income Opportunities Fund (OIOAX)
• OShares FTSE Europe Quality Dividend ETF (OEUR)
• Goldman Sachs Data Enhanced International Equity ETF (GIEQ)
• FT Vest Nasdaq-100 Dual Directional Buffer ETF - December (DQDE)
• FT Vest Nasdaq-100 Dual Directional Buffer ETF - March (DQMR)

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.