PSMHX — Small-MidCap Growth Fund
Data updated: 2023-07-25
PSMHX — Small-MidCap Growth Fund. United States Mid Cap Growth Equity · $8.23M AUM · 0.83% expense ratio. Holdings, fees, performance and SEC filings.
PSMHX Fund Overview
PSMHX — Small-MidCap Growth Fund is a US mutual fund managed by Principal Funds, Inc., categorised as United States Mid Cap Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Principal Funds, Inc.
- Category: United States Mid Cap Growth Equity
- Assets under management: $8.23M
- 1-year return: -2.0%
- Ticker: PSMHX
- SEC CIK: 0000898745
- SEC series ID: S000065709
- Share class ID: C000212531
PSMHX Investment Objective and Strategy
Small-MidCap Growth Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Principal Funds, Inc..
Investment objective
The Fund seeks long-term growth of capital.
Principal investment strategy
Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small-to-medium market capitalizations at the time of purchase. For this Fund, companies with small-to-medium market capitalizations are those with market capitalizations within the range of companies in the Russell 2500 Growth Index (as of November 30, 2022, this was between approximately $6 million and $21.5 billion). The Fund invests in growth equity securities, which emphasizes buying equity securities of companies whose potential for growth of capital and earnings is expected to be above average. To identify such companies, those managing the Funds investments use leading indicators of company-specific business trends (which can include various leading economic indicators, such as unemployment claims and energy prices) to determine a companys potential for growth and earnings to exceed analysts current estimates.
The Funds strategies may result in the active and frequent trading of the Funds portfolio securities.
PSMHX Performance
Total returns for PSMHX (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | -2.0% |
| 3 years (annualised) | 8.5% |
PSMHX Risk Information
Risk metrics for PSMHX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 21.2%
PSMHX Costs and Fees
PSMHX costs about $83 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.83%
- Gross expense ratio: 1.18%
- Portfolio turnover: 162%
- Brokerage commissions: 25.02 bps of average net assets (SEC N-CEN)
PSMHX Cashflows
Over the 12 months to 2023-05, Small-MidCap Growth Fund had net inflows of $49.70K, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2023-05 | $22.88K |
| 2023-04 | −$19 |
| 2023-03 | −$19 |
| 2023-02 | $47.16K |
| 2023-01 | −$29 |
| 2022-12 | −$22 |
PSMHX Debt Constituents
No individual debt constituents are reported in Small-MidCap Growth Fund's latest SEC N-PORT filing.
PSMHX Prospectus and SEC Filings
Official Small-MidCap Growth Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2022-12-21
- Prospectus (485BPOS) — filed 2021-12-28
- Prospectus (485BPOS) — filed 2020-12-28
- Portfolio holdings (N-PORT) — filed 2023-07-25
- Portfolio holdings (N-PORT) — filed 2023-04-25
- Portfolio holdings (N-PORT) — filed 2023-01-25
- Annual census (N-CEN) — filed 2022-11-10
- Annual census (N-CEN) — filed 2021-11-12
Related Funds
Other United States Mid Cap Growth Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.