OAIW — OpenAI Lab Ecosystem ETF

OAIW Fund Overview

OAIW — OpenAI Lab Ecosystem ETF is a US ETF managed by Harbor ETF Trust, categorised as Emerging Markets Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

• Type: US ETF
• Manager: Harbor ETF Trust
• Category: Emerging Markets Growth Equity
• Ticker: OAIW
• SEC CIK: 0001860434
• SEC series ID: S000107260
• Share class ID: C000278164

OAIW Investment Objective and Strategy

OpenAI Lab Ecosystem ETF describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Harbor ETF Trust.

Investment objective

The Fund seeks to provide exposure to the portfolio-eligible companies most directly linked to the OpenAI artificial intelligence ecosystem.

Principal investment strategy

The Fund is an actively managed exchange-traded fund that seeks to invest in a focused portfolio of companies that Harbor Capital Advisors, Inc. (the “Advisor”), the investment adviser to the Fund, believes to be most closely positioned to benefit from the success and growth of the OpenAI artificial intelligence ecosystem (“OpenAI Ecosystem Companies”). The Advisor employs a proprietary model-driven thematic scoring process to identify and evaluate OpenAI Ecosystem Companies. Companies are assessed based on the Advisor’s analysis of the strength and materiality of their economic connection to the OpenAI ecosystem, drawing on a range of data sources including company filings, earnings call transcripts, news and media reports, supply-chain data, and market information. These scores are used as a primary input in the selection and weighting of securities in the portfolio.

Portfolio holdings may include companies involved in cloud computing, semiconductors, memory and networking hardware, data center infrastructure, power and cooling systems, enterprise software, artificial intelligence deployment platforms, cybersecurity and other businesses that support or benefit from the development and adoption of OpenAI-related technologies and services. Under normal circumstances, the Fund invests at least 80% of its net assets, plus borrowings for investment purposes, in equity securities of OpenAI Ecosystem Companies. The Fund may invest in U.S. and non-U.S. companies, including those in emerging market countries, and may invest in such companies directly or through depositary receipts. The Fund may also invest in privately offered securities, including Rule 144A securities and securities of companies that have recently completed or are expected to complete initial public offerings (IPOs).

While the Fund may seek to invest directly in OpenAI, such company is not currently publicly traded and may not be available for investment by the Fund. Such investments in privately offered

OAIW Costs and Fees

OAIW costs about $59 per $10,000 invested per year in fund expenses.

• Net expense ratio: 0.59%
• Gross expense ratio: 0.59%

OAIW Debt Constituents

No individual debt constituents are reported in OpenAI Lab Ecosystem ETF's latest SEC N-PORT filing.

OAIW Prospectus and SEC Filings

Official OpenAI Lab Ecosystem ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

• Prospectus (485BPOS) — filed 0001-07-26

Related Funds

Other Emerging Markets Growth Equity funds tracked on ABC INVEST:

• Motley Fool Global Opportunities Fund (FOOLX)
• AMG Managers Special Equity Fund (MGSEX)
• CLS Global Aggressive Equity Fund (CLACX)
• Cavalier Growth Opportunities Fund (CATEX)
• The Tocqueville Opportunity Fund (TOPPX)

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.