NUMG Fees and Costs — Nuveen ESG Mid-Cap Growth ETF
Data updated: 2026-09-25
The net expense ratio is 0.31%: a 0.30% management fee plus 0.01% other expenses. There are no sales loads or redemption fees. In fiscal 2025 the fund paid $27K in broker commissions, 0.0065% of average net assets, and portfolio turnover was 95%.
NUMG Fees and Expenses
Annual operating expenses and sales charges of NUMG. Prospectus, as of October 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.30% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.01% |
| Gross expense ratio | 0.31% |
| Fee waiver | — |
| Net expense ratio | 0.31% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
NUMG Costs Over Time
On $10,000 invested in NUMG, assuming 5% a year before costs, total costs come to $201 over 5 years, cutting the return by 0.33% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.31%) | $33 | $102 | $179 |
| Trading costs (broker commissions) | $1 | $2 | $4 |
| Lost growth on money paid in costs | $0 | $5 | $18 |
| Total costs | $33 | $110 | $201 |
| Value after costs | $10,467 | $11,467 | $12,562 |
| Impact on return, per year | 0.33% | 0.33% | 0.33% |
NUMG Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0065%
- Total broker commissions: $27K
- Bought from dealers (principal trades, not a cost): $620.7M
- Portfolio turnover (prospectus): 95%
- Securities on loan, average value: $250K
- Net income from securities lending: $667 (0.000% of average net assets)
NUMG Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Citadel Securities LLC | $25K | 91.62% |
| UBS Securities LLC | $2K | 6.08% |
| Instinet, LLC | $414 | 1.53% |
| Jefferies LLC | $97 | 0.36% |
| Cabrera Capital Markets LLC | $31 | 0.11% |
| Fidelity Brokerage Services LLC | $24 | 0.09% |
| Piper Sandler & Co. | $21 | 0.08% |
| Guzman & Company | $18 | 0.07% |
| Loop Capital Markets LLC | $14 | 0.05% |
| RBC Capital Markets, LLC | $2 | 0.01% |
NUMG Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| BofA Securities, Inc. | $592.3M | 95.42% |
| Virtu Americas LLC | $26.0M | 4.20% |
| Goldman Sachs & Co. LLC | $2.4M | 0.38% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.