NBSM SEC Filings — Neuberger Berman Small-Mid Cap ETF

NBSM Prospectus (485BPOS / 497)

Objective, strategy, fees and risks. 4 filings on SEC EDGAR.

• Filed Mar 2, 2026 · 497
• Filed Apr 1, 2025 · 497
• Filed Dec 13, 2024 · 485BPOS
• Filed Mar 4, 2024 · 485BPOS

NBSM Portfolio holdings (N-PORT)

Full holdings and monthly flows, filed quarterly. 9 filings on SEC EDGAR.

• Filed Jul 27, 2026
• Filed Apr 24, 2026
• Filed Jan 26, 2026
• Filed Oct 27, 2025
• Filed Jul 28, 2025
• Filed Apr 28, 2025
• Filed Jan 28, 2025
• Filed Oct 29, 2024
• Filed Jul 29, 2024

NBSM Annual census (N-CEN)

Service providers, brokerage and operations. 2 filings on SEC EDGAR.

• Filed Nov 5, 2025
• Filed Nov 12, 2024

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, and annual data from Form N-CEN.

For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.