LPFAX — ALPS/Red Rocks Listed Private Equity Fund
Data updated: 2026-06-22
LPFAX — ALPS/Red Rocks Listed Private Equity Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. Global (incl. US) Financials Equity · $44.57M AUM · 2.02% expense ratio · -36.5% 1-yr return. From SEC regulatory filings.
LPFAX Fund Overview
LPFAX — ALPS/Red Rocks Listed Private Equity Fund is a US mutual fund managed by Financial Investors Trust, categorised as Global (incl. US) Financials Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Financial Investors Trust
- Category: Global (incl. US) Financials Equity
- Assets under management: $44.57M
- 1-year return: -36.5%
- Ticker: LPFAX
- SEC CIK: 0000915802
- SEC series ID: S000019569
- Share class ID: C000200954
LPFAX Holdings
Top 10 holdings of ALPS/Red Rocks Listed Private Equity Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Kkr & Co Inc | 4.61% |
| 3i Group Plc | 4.23% |
| Partners Group Holding Ag | 4.21% |
| Brederode Sa | 3.98% |
| Apollo Global Management Inc | 3.95% |
| Berkshire Hathaway Inc | 3.77% |
| Blackstone Inc | 3.70% |
| Ares Management Corp | 3.64% |
| Hgcapital Trust Plc/fund | 3.62% |
| Houlihan Lokey Inc | 2.68% |
LPFAX Portfolio Allocation
Asset-class allocation of ALPS/Red Rocks Listed Private Equity Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 97.8% |
| Cash & Equivalents | 1.9% |
LPFAX Performance
Total returns for LPFAX (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -20.2% |
| 1 year | -36.5% |
| 3 years (annualised) | -39.1% |
| 5 years (annualised) | -45.1% |
LPFAX Risk Information
Risk metrics for LPFAX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 14.8%
LPFAX Costs and Fees
LPFAX costs about $202 per $10,000 invested per year in fund expenses.
- Net expense ratio: 2.02%
- Gross expense ratio: 2.02%
- Portfolio turnover: 31%
- Brokerage commissions: 2.91 bps of average net assets (SEC N-CEN)
LPFAX Cashflows
Over the 12 months to 2026-04, ALPS/Red Rocks Listed Private Equity Fund had net outflows of $6.24M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | $145.07K |
| 2026-03 | −$273.74K |
| 2026-02 | −$965.30K |
| 2026-01 | −$874.76K |
| 2025-12 | $4.56M |
| 2025-11 | −$795.69K |
LPFAX Debt Constituents
No individual debt constituents are reported in ALPS/Red Rocks Listed Private Equity Fund's latest SEC N-PORT filing.
LPFAX Prospectus and SEC Filings
Official ALPS/Red Rocks Listed Private Equity Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Global (incl. US) Financials Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.