ITHAX Fees and Costs — The Hartford Capital Appreciation Fund, Class A
Data updated: 2026-09-29
The net expense ratio is 1.05%: a 0.67% management fee, a 0.25% 12b-1 fee plus 0.13% other expenses. This share class carries a maximum front-end sales load of 5.50%. In fiscal 2025 the fund paid $2.4M in broker commissions, 0.0391% of average net assets, and portfolio turnover was 94%.
ITHAX Fees and Expenses
Annual operating expenses and sales charges of ITHAX. Prospectus, as of October 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.67% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.13% |
| Gross expense ratio | 1.05% |
| Fee waiver | — |
| Net expense ratio | 1.05% |
| Sales charges | |
|---|---|
| Max front load | 5.50% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
ITHAX Costs Over Time
On $10,000 invested in ITHAX, assuming 5% a year before costs, total costs come to $1,345 over 5 years, cutting the return by 2.31% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $550 | $550 | $550 |
| Fund expenses (net expense ratio 1.05%) | $104 | $325 | $563 |
| Trading costs (broker commissions) | $4 | $12 | $21 |
| Lost growth on money paid in costs | $27 | $103 | $211 |
| Total costs | $686 | $990 | $1,345 |
| Value after costs | $9,814 | $10,586 | $11,418 |
| Impact on return, per year | 6.86% | 3.08% | 2.31% |
ITHAX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0391%
- Total broker commissions: $2.4M
- Bought from dealers (principal trades, not a cost): $5.9B
- Portfolio turnover (prospectus): 94%
- Securities on loan, average value: $14.7M
- Net income from securities lending: $86K (0.001% of average net assets)
ITHAX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $256K | 16.12% |
| Jefferies LLC | $226K | 14.25% |
| Morgan Stanley & Co. LLC | $208K | 13.08% |
| RBC Capital Markets, LLC | $167K | 10.53% |
| BofA Securities, Inc. | $167K | 10.50% |
| UBS Securities LLC | $163K | 10.27% |
| Barclays Capital Inc. | $119K | 7.50% |
| J.P. Morgan Securities LLC | $98K | 6.18% |
| TD Securities (USA) LLC | $96K | 6.02% |
| BTIG, LLC | $88K | 5.54% |
ITHAX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $5.8B | 99.03% |
| BofA Securities, Inc. | $25.5M | 0.43% |
| Morgan Stanley & Co. LLC | $18.3M | 0.31% |
| J.P. Morgan Securities LLC | $6.0M | 0.10% |
| Goldman Sachs & Co. LLC | $5.7M | 0.10% |
| Jefferies LLC | $585K | 0.01% |
| Citigroup Global Markets Inc. | $412K | 0.01% |
| Barclays Capital Inc. | $326K | 0.01% |
The Hartford Capital Appreciation Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| HCAFX | Class F | 0.70% | none |
| ITHVX | Class R6 | 0.70% | none |
| ITHIX | Class I | 0.79% | none |
| HCAYX | Class Y | 0.81% | none |
| ITHTX | Class R5 | 0.81% | none |
| ITHAX | Class A | 1.05% | 5.50% |
| ITHSX | Class R4 | 1.11% | none |
| ITHRX | Class R3 | 1.42% | none |
| HCACX | Class C | 1.86% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.