HSMTX Fees and Costs — Hartford Small Cap Value Fund, Class R5
Data updated: 2026-09-29
The net expense ratio is 0.91%: a 0.70% management fee plus 0.24% other expenses, less a 0.04% fee waiver. There are no sales loads or redemption fees. In fiscal 2025 the fund paid $147K in broker commissions, 0.0920% of average net assets, and portfolio turnover was 60%.
HSMTX Fees and Expenses
Annual operating expenses and sales charges of HSMTX. Prospectus, as of October 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.70% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.24% |
| Gross expense ratio | 0.95% |
| Fee waiver | −0.04% |
| Net expense ratio | 0.91% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
HSMTX Costs Over Time
On $10,000 invested in HSMTX, assuming 5% a year before costs, total costs come to $627 over 5 years, cutting the return by 1.05% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.91%) | $96 | $298 | $517 |
| Trading costs (broker commissions) | $10 | $30 | $52 |
| Lost growth on money paid in costs | $0 | $16 | $57 |
| Total costs | $105 | $345 | $627 |
| Value after costs | $10,395 | $11,232 | $12,136 |
| Impact on return, per year | 1.05% | 1.05% | 1.05% |
HSMTX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0920%
- Total broker commissions: $147K
- Bought from dealers (principal trades, not a cost): $47.6M
- Portfolio turnover (prospectus): 60%
- Securities on loan, average value: $2.5M
- Net income from securities lending: $9K (0.005% of average net assets)
HSMTX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $26K | 22.63% |
| Morgan Stanley & Co. LLC | $18K | 15.67% |
| J.P. Morgan Securities LLC | $17K | 14.81% |
| TD Securities (USA) LLC | $10K | 9.03% |
| Barclays Capital Inc. | $10K | 8.77% |
| UBS Securities LLC | $9K | 7.70% |
| Jefferies LLC | $9K | 7.58% |
| RBC Capital Markets, LLC | $6K | 5.14% |
| BTIG, LLC | $5K | 4.49% |
| Bancroft Capital, LLC | $5K | 4.19% |
HSMTX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $42.9M | 90.12% |
| Morgan Stanley & Co. LLC | $3.2M | 6.75% |
| Stephens Inc. | $1.3M | 2.65% |
| Jefferies LLC | $61K | 0.13% |
| Barclays Capital Inc. | $61K | 0.13% |
| Goldman Sachs & Co. LLC | $50K | 0.10% |
| Citigroup Global Markets Inc. | $31K | 0.07% |
| J.P. Morgan Securities LLC | $23K | 0.05% |
| Sanford C. Bernstein & Co., LLC | $407 | 0.00% |
Hartford Small Cap Value Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| HSMFX | Class F | 0.81% | none |
| HSMVX | Class R6 | 0.81% | none |
| HSMYX | Class Y | 0.86% | none |
| HSMTX | Class R5 | 0.91% | none |
| HSEIX | Class I | 1.01% | none |
| HSMSX | Class R4 | 1.21% | none |
| HSMAX | Class A | 1.30% | 5.50% |
| HSMRX | Class R3 | 1.51% | none |
| HTSCX | Class C | 2.06% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.