HNSRX Fees and Costs — The Hartford International Small Company Fund, Class R3
Data updated: 2020-01-14
The net expense ratio is 1.65% (1.70% before fee waivers). There are no sales loads or redemption fees. In fiscal 2019 the fund paid $162K in broker commissions, 0.0844% of average net assets, and portfolio turnover was 38%.
HNSRX Fees and Expenses
Annual operating expenses and sales charges of HNSRX. Prospectus, as of February 28, 2019.
| Annual operating expenses | |
|---|---|
| Management fee | 0.90% |
| 12b-1 fee | 0.50% |
| Other expenses | — |
| Gross expense ratio | 1.70% |
| Fee waiver | −0.05% |
| Net expense ratio | 1.65% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
HNSRX Costs Over Time
On $10,000 invested in HNSRX, assuming 5% a year before costs, total costs come to $1,069 over 5 years, cutting the return by 1.82% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.65%) | $173 | $536 | $923 |
| Trading costs (broker commissions) | $9 | $27 | $47 |
| Lost growth on money paid in costs | $0 | $28 | $99 |
| Total costs | $182 | $592 | $1,069 |
| Value after costs | $10,318 | $10,984 | $11,694 |
| Impact on return, per year | 1.82% | 1.82% | 1.82% |
HNSRX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2019.
- Explicit cost rate (commissions ÷ average net assets): 0.0844%
- Total broker commissions: $162K
- Bought from dealers (principal trades, not a cost): $135.1M
- Portfolio turnover (prospectus): 38%
- Securities on loan, average value: $7.0M
- Net income from securities lending: $192K (0.100% of average net assets)
HNSRX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Citigroup Global Markets Inc. | $20K | 17.93% |
| UBS Securities LLC | $18K | 16.32% |
| Credit Suisse Securities (USA) LLC | $16K | 14.51% |
| Barclays Capital Inc. | $11K | 10.08% |
| Virtu Itg LLC | $11K | 9.95% |
| Goldman Sachs & Co. LLC | $9K | 7.63% |
| BofA Securities, Inc. | $7K | 6.45% |
| Morgan Stanley & Co. LLC | $7K | 6.15% |
| Macquarie Capital (USA) Inc. | $6K | 5.52% |
| Societe Generale | $6K | 5.46% |
HNSRX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $133.1M | 98.55% |
| Morgan Stanley & Co. LLC | $1.8M | 1.35% |
| BofA Securities, Inc. | $129K | 0.10% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.