HNSAX Fees and Costs — The Hartford International Small Company Fund, Class A
Data updated: 2020-01-14
The net expense ratio is 1.46%. This share class carries a maximum front-end sales load of 5.50%. In fiscal 2019 the fund paid $162K in broker commissions, 0.0844% of average net assets, and portfolio turnover was 38%.
HNSAX Fees and Expenses
Annual operating expenses and sales charges of HNSAX. Prospectus, as of February 28, 2019.
| Annual operating expenses | |
|---|---|
| Management fee | 0.90% |
| 12b-1 fee | 0.25% |
| Other expenses | — |
| Gross expense ratio | 1.46% |
| Fee waiver | — |
| Net expense ratio | 1.46% |
| Sales charges | |
|---|---|
| Max front load | 5.50% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
HNSAX Costs Over Time
On $10,000 invested in HNSAX, assuming 5% a year before costs, total costs come to $1,605 over 5 years, cutting the return by 2.78% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $550 | $550 | $550 |
| Fund expenses (net expense ratio 1.46%) | $145 | $449 | $775 |
| Trading costs (broker commissions) | $8 | $26 | $45 |
| Lost growth on money paid in costs | $27 | $110 | $235 |
| Total costs | $731 | $1,136 | $1,605 |
| Value after costs | $9,769 | $10,440 | $11,158 |
| Impact on return, per year | 7.31% | 3.55% | 2.78% |
HNSAX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2019.
- Explicit cost rate (commissions ÷ average net assets): 0.0844%
- Total broker commissions: $162K
- Bought from dealers (principal trades, not a cost): $135.1M
- Portfolio turnover (prospectus): 38%
- Securities on loan, average value: $7.0M
- Net income from securities lending: $192K (0.100% of average net assets)
HNSAX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Citigroup Global Markets Inc. | $20K | 17.93% |
| UBS Securities LLC | $18K | 16.32% |
| Credit Suisse Securities (USA) LLC | $16K | 14.51% |
| Barclays Capital Inc. | $11K | 10.08% |
| Virtu Itg LLC | $11K | 9.95% |
| Goldman Sachs & Co. LLC | $9K | 7.63% |
| BofA Securities, Inc. | $7K | 6.45% |
| Morgan Stanley & Co. LLC | $7K | 6.15% |
| Macquarie Capital (USA) Inc. | $6K | 5.52% |
| Societe Generale | $6K | 5.46% |
HNSAX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $133.1M | 98.55% |
| Morgan Stanley & Co. LLC | $1.8M | 1.35% |
| BofA Securities, Inc. | $129K | 0.10% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.