HISFX — Hennessy Small Cap Financial Fund
Data updated: 2026-06-25
HISFX — Hennessy Small Cap Financial Fund. United States Small Cap Blend / Core Financials Equity · $72.35M AUM. Holdings, fees, performance and SEC filings.
HISFX Fund Overview
HISFX — Hennessy Small Cap Financial Fund is a US mutual fund managed by Hennessy Funds Trust, categorised as United States Small Cap Blend / Core Financials Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Hennessy Funds Trust
- Category: United States Small Cap Blend / Core Financials Equity
- Assets under management: $72.35M
- 1-year return: 33.8%
- Ticker: HISFX
- SEC CIK: 0000891944
- SEC series ID: S000038531
- Share class ID: C000118919
HISFX Holdings
Top 10 holdings of Hennessy Small Cap Financial Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| ConnectOne Bancorp Inc | 5.65% |
| Provident Financial Services I | 5.64% |
| OceanFirst Financial Corp | 5.14% |
| Hingham Institution For Saving | 5.11% |
| Banc of California Inc | 5.05% |
| WaFd Inc | 4.89% |
| NB Bancorp Inc | 4.88% |
| Eagle Bancorp Inc | 4.82% |
| Avidia Bancorp Inc | 4.51% |
| Beacon Financial Corp | 4.42% |
HISFX Portfolio Allocation
Asset-class allocation of Hennessy Small Cap Financial Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 99.1% |
| Cash & Equivalents | 1.0% |
HISFX Performance
Total returns for HISFX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 7.3% |
| 1 year | 33.8% |
| 3 years (annualised) | 21.3% |
| 5 years (annualised) | 5.9% |
HISFX Risk Information
Risk metrics for HISFX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 15.7%
HISFX Costs and Fees
HISFX costs about $133 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.33%
- Gross expense ratio: 1.33%
- Portfolio turnover: 35%
- Brokerage commissions: 12.46 bps of average net assets (SEC N-CEN)
HISFX Cashflows
Over the 12 months to 2026-04, Hennessy Small Cap Financial Fund had net outflows of $4.07M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | −$642.10K |
| 2026-03 | −$1.04M |
| 2026-02 | −$804.10K |
| 2026-01 | −$3.14M |
| 2025-12 | $7.89M |
| 2025-11 | −$977.79K |
HISFX Debt Constituents
No individual debt constituents are reported in Hennessy Small Cap Financial Fund's latest SEC N-PORT filing.
HISFX Prospectus and SEC Filings
Official Hennessy Small Cap Financial Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-03-02
- Prospectus (485BPOS) — filed 2025-02-28
- Prospectus (485BPOS) — filed 2024-02-29
- Portfolio holdings (N-PORT) — filed 2026-06-25
- Portfolio holdings (N-PORT) — filed 2026-03-31
- Portfolio holdings (N-PORT) — filed 2025-12-29
- Annual census (N-CEN) — filed 2026-01-13
- Annual census (N-CEN) — filed 2025-01-13
Related Funds
Other United States Small Cap Blend / Core Financials Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.