HFSI Fees and Costs — Hartford Strategic Income ETF
Data updated: 2026-10-13
The net expense ratio is 0.49%. There are no sales loads or redemption fees. In fiscal 2026 the fund paid $94K in broker commissions, 0.0175% of average net assets, and portfolio turnover was 136%.
HFSI Fees and Expenses
Annual operating expenses and sales charges of HFSI. Prospectus, as of July 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.49% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.49% |
| Fee waiver | — |
| Net expense ratio | 0.49% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
HFSI Costs Over Time
On $10,000 invested in HFSI, assuming 5% a year before costs, total costs come to $321 over 5 years, cutting the return by 0.53% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.49%) | $51 | $161 | $281 |
| Trading costs (broker commissions) | $2 | $6 | $10 |
| Lost growth on money paid in costs | $0 | $8 | $29 |
| Total costs | $53 | $175 | $321 |
| Value after costs | $10,447 | $11,401 | $12,442 |
| Impact on return, per year | 0.53% | 0.53% | 0.53% |
HFSI Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending July 31, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.0175%
- Total broker commissions: $94K
- Bought from dealers (principal trades, not a cost): $7.7B
- Portfolio turnover (prospectus): 136%
HFSI Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $76K | 81.27% |
| Jane Street Execution Services, LLC | $12K | 13.30% |
| TD Securities (USA) LLC | $4K | 4.59% |
| Virtu Americas LLC | $300 | 0.32% |
| Liquidnet, Inc. | $243 | 0.26% |
| BofA Securities, Inc. | $92 | 0.10% |
| UBS Securities LLC | $67 | 0.07% |
| Jefferies LLC | $31 | 0.03% |
| Morgan Stanley & Co. LLC | $28 | 0.03% |
| J.P. Morgan Securities LLC | $24 | 0.03% |
HFSI Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| J.P. Morgan Securities LLC | $2.6B | 37.64% |
| Goldman Sachs & Co. LLC | $1.2B | 16.72% |
| Morgan Stanley & Co. LLC | $971.4M | 14.13% |
| BofA Securities, Inc. | $690.8M | 10.04% |
| Wells Fargo Securities, LLC | $413.4M | 6.01% |
| Barclays Capital Inc. | $378.9M | 5.51% |
| State Street Bank and Trust Company | $245.4M | 3.57% |
| Jane Street Capital, LLC | $162.1M | 2.36% |
| BMO Capital Markets Corp. | $144.1M | 2.10% |
| Deutsche Bank Securities Inc. | $132.5M | 1.93% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.