HCOM Fees and Costs — Hartford Schroders Commodity Strategy ETF
Data updated: 2025-06-27
The net expense ratio is 0.59% (0.67% before fee waivers). There are no sales loads or redemption fees. In fiscal 2024 the fund paid $15K in broker commissions, 0.1152% of average net assets, and portfolio turnover was 328%.
HCOM Fees and Expenses
Annual operating expenses and sales charges of HCOM. Prospectus, as of November 30, 2024.
| Annual operating expenses | |
|---|---|
| Management fee | 0.59% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.67% |
| Fee waiver | −0.08% |
| Net expense ratio | 0.59% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
HCOM Costs Over Time
On $10,000 invested in HCOM, assuming 5% a year before costs, total costs come to $444 over 5 years, cutting the return by 0.74% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.59%) | $62 | $194 | $337 |
| Trading costs (broker commissions) | $12 | $38 | $66 |
| Lost growth on money paid in costs | $0 | $11 | $41 |
| Total costs | $74 | $243 | $444 |
| Value after costs | $10,426 | $11,333 | $12,319 |
| Impact on return, per year | 0.74% | 0.74% | 0.74% |
HCOM Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending July 31, 2024.
- Explicit cost rate (commissions ÷ average net assets): 0.1152%
- Total broker commissions: $15K
- Bought from dealers (principal trades, not a cost): $66.5M
- Portfolio turnover (prospectus): 328%
- Securities lending: none during the year
HCOM Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $14K | 92.02% |
| National Financial Services LLC | $415 | 2.79% |
| Cowen and Company, LLC | $314 | 2.12% |
| UBS Securities LLC | $142 | 0.96% |
| BofA Securities, Inc. | $118 | 0.80% |
| Citigroup Global Markets Inc. | $63 | 0.43% |
| BMO Capital Markets Corp. | $54 | 0.37% |
| Morgan Stanley & Co. LLC | $46 | 0.31% |
| J.P. Morgan Securities LLC | $20 | 0.14% |
| CLSA Americas, LLC | $13 | 0.09% |
HCOM Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $19.4M | 30.13% |
| BMO Capital Markets Corp. | $14.1M | 21.97% |
| Citadel Securities LLC | $11.0M | 17.06% |
| J.P. Morgan Securities LLC | $4.7M | 7.29% |
| BofA Securities, Inc. | $4.5M | 6.93% |
| Citigroup Global Markets Inc. | $3.3M | 5.15% |
| Deutsche Bank Securities Inc. | $2.5M | 3.93% |
| Barclays Capital Inc. | $1.9M | 3.01% |
| Morgan Stanley & Co. LLC | $1.6M | 2.46% |
| SG Americas Securities, LLC | $1.3M | 2.06% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.