HCCEX — The Small Capitalization-Mid Capitalization Equity Portfolio
Data updated: 2024-05-28
HCCEX — The Small Capitalization-Mid Capitalization Equity Portfolio. Holdings, fees, performance and SEC filings.
HCCEX Fund Overview
HCCEX — The Small Capitalization-Mid Capitalization Equity Portfolio is a US mutual fund managed by Hc Capital Trust, categorised as United States Small Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Hc Capital Trust
- Category: United States Small Cap Blend / Core Equity
- Assets under management: $84.33M
- 1-year return: 23.3%
- Ticker: HCCEX
- SEC CIK: 0000934563
- SEC series ID: S000009380
- Share class ID: C000025695
HCCEX Investment Objective and Strategy
The Small Capitalization-Mid Capitalization Equity Portfolio describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Hc Capital Trust.
Investment objective
The investment objective of The Small Capitalization – Mid Capitalization Equity Portfolio is to provide long-term capital appreciation.
Principal investment strategy
Under normal circumstances, the Portfolio invests primarily (i.e., at least 80% of its net assets) in equity securities of small- capitalization and mid-capitalization issuers. In the unlikely event that a change in this investment policy is adopted by the Board of Trustees, shareholders will receive at least 60 days prior written notice before such change is implemented. The Portfolio, a diversified investment company, is designed to invest primarily in equity securities of U.S. issuers which have market capitalizations that are comparable to the capitalization of companies in the Russell 3000 Index that are classified as Small or Medium at the time of purchase. The Portfolio may invest in securities issued by other investment companies, including ETFs, that invest in equity securities of small cap and/or mid cap issuers.
The Portfolio will invest in both dividend paying securities and securities that do not pay dividends. Also, consistent with their respective investment styles, the Portfolios Specialist Managers may use instruments such as option or futures contracts in order to gain market exposure pending investment or to hedge against fluctuations in market price of the securities in which the Portfolio invests. In accordance with applicable interpretations of the SEC, certain derivative instruments may be counted as equity securities for purposes of the Portfolios policies regarding investments in equity securities, to the extent that such derivative instruments have economic characteristics similar to those of equity securities. As of the date of this Prospectus, the market capitalization range of companies in the Russell 3000 Index that were classified as Small or Medium was between approximately $159 million and $34.7 billion.
Additionally, a portion of the Portfolio may be managed using a passive investment approach designed to approximate as closely as practicable, before expenses, the performance of either the Portfolios benchmark index or, from time to time, one or more identifiable subsets or other portions of that index. The Portfolio is authorized to operate on a multi-manager basis. This means that a single Portfolio may be managed by more than one Specialist Manager. The multi-manager structure is generally designed to provide investors access to broadly diversified investment styles. The Trust seeks to engage skilled Specialist Managers to provide a broad exposure to the relevant asset class and returns in excess of the Portfolios benchmark over time.
HCCEX Holdings
Top 10 holdings of The Small Capitalization-Mid Capitalization Equity Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Viking Therapeutics Inc | 1.60% |
| Microstrategy Incorporated | 1.46% |
| Super Micro Computer, Inc. | 1.41% |
| Allegheny Technologies Incorporated | 1.05% |
| Modine Manufacturing Company | 1.04% |
| Macom Technology Solutions Holdings, Inc. | 0.94% |
| Ss Inst Treas Plus Mm Fun | 0.78% |
| Federated Hermes Treasury Obli | 0.75% |
| E.l.f. Beauty, Inc. | 0.70% |
| Madrigal Pharmaceuticals, Inc. | 0.70% |
HCCEX Portfolio Allocation
Asset-class allocation of The Small Capitalization-Mid Capitalization Equity Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 99.0% |
| Cash & Equivalents | 1.5% |
| Other | 0.2% |
HCCEX Performance
Total returns for HCCEX (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | 23.3% |
| 3 years (annualised) | 2.2% |
HCCEX Risk Information
Risk metrics for HCCEX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 23.0%
HCCEX Costs and Fees
HCCEX costs about $26 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.26%
- Gross expense ratio: 0.26%
- Portfolio turnover: 81%
- Brokerage commissions: 7.92 bps of average net assets (SEC N-CEN)
HCCEX Cashflows
Over the 12 months to 2024-03, The Small Capitalization-Mid Capitalization Equity Portfolio had net inflows of $1.71M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2024-03 | −$82.40K |
| 2024-02 | −$775.34K |
| 2024-01 | −$276.18K |
| 2023-12 | $506.14K |
| 2023-11 | $481.14K |
| 2023-10 | $251.95K |
HCCEX Debt Constituents
No individual debt constituents are reported in The Small Capitalization-Mid Capitalization Equity Portfolio's latest SEC N-PORT filing.
HCCEX Prospectus and SEC Filings
Official The Small Capitalization-Mid Capitalization Equity Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2023-10-30
- Prospectus (485BPOS) — filed 2022-10-28
- Prospectus supplement (497) — filed 2021-11-01
- Portfolio holdings (N-PORT) — filed 2024-05-28
- Portfolio holdings (N-PORT) — filed 2024-02-27
- Portfolio holdings (N-PORT) — filed 2023-11-24
- Annual census (N-CEN) — filed 2023-09-13
- Annual census (N-CEN) — filed 2022-09-08
Related Funds
Other United States Small Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.