HBGOX Fees and Costs — Hartford Growth Opportunities Hls Fund, Class IB
Data updated: 2020-08-25
The net expense ratio is 0.90%: a 0.61% management fee, a 0.25% 12b-1 fee plus 0.04% other expenses. There are no sales loads or redemption fees. In fiscal 2019 the fund paid $536K in broker commissions, 0.0342% of average net assets, and portfolio turnover was 66%.
HBGOX Fees and Expenses
Annual operating expenses and sales charges of HBGOX. Prospectus, as of December 31, 2019.
| Annual operating expenses | |
|---|---|
| Management fee | 0.61% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.04% |
| Gross expense ratio | 0.90% |
| Fee waiver | — |
| Net expense ratio | 0.90% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
HBGOX Costs Over Time
On $10,000 invested in HBGOX, assuming 5% a year before costs, total costs come to $585 over 5 years, cutting the return by 0.98% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.90%) | $94 | $295 | $512 |
| Trading costs (broker commissions) | $4 | $11 | $19 |
| Lost growth on money paid in costs | $0 | $15 | $54 |
| Total costs | $98 | $321 | $585 |
| Value after costs | $10,402 | $11,255 | $12,178 |
| Impact on return, per year | 0.98% | 0.98% | 0.98% |
HBGOX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2019.
- Explicit cost rate (commissions ÷ average net assets): 0.0342%
- Total broker commissions: $536K
- Bought from dealers (principal trades, not a cost): $1.2B
- Portfolio turnover (prospectus): 66%
- Securities on loan, average value: $18.0M
- Net income from securities lending: $199K (0.013% of average net assets)
HBGOX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Societe Generale | $66K | 18.45% |
| Goldman Sachs & Co. LLC | $58K | 16.22% |
| UBS Securities LLC | $52K | 14.56% |
| Morgan Stanley & Co. LLC | $37K | 10.53% |
| J.P. Morgan Securities LLC | $35K | 9.74% |
| Barclays Capital Inc. | $34K | 9.60% |
| RBC Capital Markets, LLC | $23K | 6.54% |
| Jefferies LLC | $18K | 5.16% |
| Allen & Company LLC | $17K | 4.80% |
| Weeden & Co. L.P. | $16K | 4.40% |
HBGOX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $1.1B | 97.19% |
| J.P. Morgan Securities LLC | $11.8M | 1.01% |
| Morgan Stanley & Co. LLC | $9.4M | 0.80% |
| Citigroup Global Markets Inc. | $6.9M | 0.59% |
| Goldman Sachs & Co. LLC | $3.0M | 0.25% |
| Credit Suisse Securities (USA) LLC | $1.7M | 0.14% |
| Stifel, Nicolaus & Company, Incorporated | $22K | 0.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.