HBAAX Fees and Costs — Hartford Moderate Allocation Fund, Class A
Data updated: 2026-09-29
The net expense ratio is 1.05%. This share class carries a maximum front-end sales load of 5.50%. In fiscal 2025 the fund paid $22K in broker commissions, 0.0068% of average net assets, and portfolio turnover was 39%.
HBAAX Fees and Expenses
Annual operating expenses and sales charges of HBAAX. Prospectus, as of October 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.10% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.20% |
| Gross expense ratio | 1.05% |
| Fee waiver | — |
| Net expense ratio | 1.05% |
| Sales charges | |
|---|---|
| Max front load | 5.50% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
HBAAX Costs Over Time
On $10,000 invested in HBAAX, assuming 5% a year before costs, total costs come to $1,326 over 5 years, cutting the return by 2.28% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $550 | $550 | $550 |
| Fund expenses (net expense ratio 1.05%) | $104 | $325 | $563 |
| Trading costs (broker commissions) | $1 | $2 | $4 |
| Lost growth on money paid in costs | $27 | $103 | $209 |
| Total costs | $682 | $980 | $1,326 |
| Value after costs | $9,818 | $10,596 | $11,437 |
| Impact on return, per year | 6.82% | 3.05% | 2.28% |
HBAAX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0068%
- Total broker commissions: $22K
- Bought from dealers (principal trades, not a cost): $1.3M
- Portfolio turnover (prospectus): 39%
- Securities lending: none during the year
HBAAX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Virtu Americas LLC | $9K | 41.83% |
| Jane Street Execution Services, LLC | $9K | 41.50% |
| Citadel Securities LLC | $3K | 11.63% |
| BofA Securities, Inc. | $1K | 5.04% |
HBAAX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $1.3M | 100.00% |
Hartford Moderate Allocation Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| HBADX | Class F | 0.68% | none |
| HBAIX | Class I | 0.79% | none |
| HBATX | Class R5 | 0.79% | none |
| HBAAX | Class A | 1.05% | 5.50% |
| HBASX | Class R4 | 1.10% | none |
| HBARX | Class R3 | 1.40% | none |
| HBACX | Class C | 1.89% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.