GUDPX Fees and Costs — Guggenheim Diversified Income Fund, Class P
Data updated: 2024-02-29
The net expense ratio is 1.60% (4.35% before fee waivers). There are no sales loads or redemption fees. In fiscal 2023 the fund paid $42 in broker commissions, 0.0006% of average net assets, and portfolio turnover was 12%.
GUDPX Fees and Expenses
Annual operating expenses and sales charges of GUDPX. Prospectus, as of January 31, 2023.
| Annual operating expenses | |
|---|---|
| Management fee | 0.75% |
| 12b-1 fee | 0.25% |
| Other expenses | 2.49% |
| Gross expense ratio | 4.35% |
| Fee waiver | −2.75% |
| Net expense ratio | 1.60% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
GUDPX Costs Over Time
On $10,000 invested in GUDPX, assuming 5% a year before costs, total costs come to $989 over 5 years, cutting the return by 1.68% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.60%) | $168 | $521 | $898 |
| Trading costs (broker commissions) | $0 | $0 | $0 |
| Lost growth on money paid in costs | $0 | $26 | $91 |
| Total costs | $168 | $547 | $989 |
| Value after costs | $10,332 | $11,029 | $11,774 |
| Impact on return, per year | 1.68% | 1.68% | 1.68% |
GUDPX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending September 30, 2023.
- Explicit cost rate (commissions ÷ average net assets): 0.0006%
- Total broker commissions: $42
- Bought from dealers (principal trades, not a cost): $93
- Portfolio turnover (prospectus): 12%
- Securities lending: none during the year
GUDPX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Citigroup Global Markets Inc. | $36 | 84.02% |
| Morgan Stanley & Co. LLC | $7 | 15.98% |
GUDPX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| BLOOMBERG TRADEBOOK LLC | $93 | 100.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.