GUCPX — Guggenheim Active INvestment Series (GAINS) - Core Plus Fund
Data updated: 2026-08-31
GUCPX — Guggenheim Active INvestment Series (GAINS) - Core Plus Fund. Long Securitized (MBS/ABS/CMBS) Bond. Holdings, fees, performance and SEC filings.
GUCPX Fund Overview
GUCPX — Guggenheim Active INvestment Series (GAINS) - Core Plus Fund is a US mutual fund managed by Guggenheim Funds Trust, categorised as Long Securitized (MBS/ABS/CMBS) Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Guggenheim Funds Trust
- Category: Long Securitized (MBS/ABS/CMBS) Bond
- Assets under management: $185.66M
- 1-year return: 4.1%
- Ticker: GUCPX
- SEC CIK: 0000088525
- SEC series ID: S000085233
- Share class ID: C000250200
GUCPX Holdings
Top 10 holdings of Guggenheim Active INvestment Series (GAINS) - Core Plus Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Federal National Mortgage Association | 1.70% |
| Nlt 2026-Nqm1 Trust | 1.65% |
| Dreyfus Treasury Securities Cash Management | 1.50% |
| Tricon 2026-Sfr2 Trust | 1.35% |
| Madison Park Funding Lxix Ltd. | 1.35% |
| Kkr Clo 16 Ltd. | 1.21% |
| Cross 2026 NQM2 Mortgage Trust | 1.07% |
| Blackstone Strategic Cap Hldng Ii | 1.02% |
| United States Of America - Bureau Of The Public Debt | 0.98% |
| PRP Advisors, LLC | 0.88% |
GUCPX Portfolio Allocation
Asset-class allocation of Guggenheim Active INvestment Series (GAINS) - Core Plus Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Securitized | 74.7% |
| Fixed Income | 34.9% |
| Loans | 10.4% |
| Cash & Equivalents | 1.5% |
| Equity | 0.1% |
GUCPX Performance
Total returns for GUCPX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 0.7% |
| 1 year | 4.1% |
| 3 years (annualised) | 5.6% |
GUCPX Risk Information
Risk metrics for GUCPX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 3.0%
GUCPX Costs and Fees
GUCPX costs about $9 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.09%
- Gross expense ratio: 0.81%
- Portfolio turnover: 28%
- Brokerage commissions: 0.05 bps of average net assets (SEC N-CEN)
GUCPX Cashflows
Over the 12 months to 2026-06, Guggenheim Active INvestment Series (GAINS) - Core Plus Fund had net inflows of $132.28M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | $8.15M |
| 2026-05 | $8.99M |
| 2026-04 | $13.12M |
| 2026-03 | $12.79M |
| 2026-02 | $9.32M |
| 2026-01 | $3.00M |
GUCPX Debt Constituents
Largest debt holdings of Guggenheim Active INvestment Series (GAINS) - Core Plus Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| United States Of America - Bureau Of The Public Debt | 0.98% |
| Series Trust-1 Trust | 0.79% |
| Wells Fargo & Company | 0.68% |
| Charles Schwab Corp. (the) | 0.67% |
| Macquarie Bank Ltd. | 0.67% |
| Cerberus | 0.65% |
| Wyndham Hotels & Resorts, Inc. | 0.56% |
| Atlas Sp Aircraft Loan Participati | 0.54% |
| National Australia Bank Ltd. | 0.51% |
| Amfam Holdings, Inc. | 0.51% |
GUCPX Prospectus and SEC Filings
Official Guggenheim Active INvestment Series (GAINS) - Core Plus Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-01-28
- Prospectus supplement (497) — filed 2025-06-23
- Prospectus supplement (497) — filed 2025-01-31
- Portfolio holdings (N-PORT) — filed 2026-08-31
- Portfolio holdings (N-PORT) — filed 2026-06-01
- Portfolio holdings (N-PORT) — filed 2026-03-02
- Annual census (N-CEN) — filed 2025-12-12
- Annual census (N-CEN) — filed 2024-12-13
Related Funds
Other Long Securitized (MBS/ABS/CMBS) Bond funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.