GOOY Fees and Costs — YieldMax GOOGL Option Income Strategy ETF
Data updated: 2026-09-28
The net expense ratio is 1.14%: a 0.99% management fee plus 0.15% other expenses. There are no sales loads or redemption fees. In fiscal 2025 the fund paid $571K in broker commissions, 0.4644% of average net assets, and portfolio turnover was 30%.
GOOY Fees and Expenses
Annual operating expenses and sales charges of GOOY. Prospectus, as of February 24, 2026.
| Annual operating expenses | |
|---|---|
| Management fee | 0.99% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.15% |
| Gross expense ratio | 1.14% |
| Fee waiver | — |
| Net expense ratio | 1.14% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
GOOY Costs Over Time
On $10,000 invested in GOOY, assuming 5% a year before costs, total costs come to $992 over 5 years, cutting the return by 1.68% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.14%) | $120 | $371 | $640 |
| Trading costs (broker commissions) | $49 | $151 | $261 |
| Lost growth on money paid in costs | $0 | $26 | $91 |
| Total costs | $168 | $548 | $992 |
| Value after costs | $10,332 | $11,028 | $11,771 |
| Impact on return, per year | 1.68% | 1.68% | 1.68% |
GOOY Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.4644%
- Total broker commissions: $571K
- Bought from dealers (principal trades, not a cost): $412.8M
- Portfolio turnover (prospectus): 30%
- Securities lending: none during the year
GOOY Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| CANTOR FITZGERALD & CO. | $492K | 86.06% |
| CF SECURED LLC | $22K | 3.85% |
| SUSQUEHANNA FINANCIAL GROUP LLLP | $21K | 3.65% |
| JANE STREET EXECUTION SERVICES LLC | $19K | 3.28% |
| CITADEL SECURITIES LLC | $10K | 1.78% |
| IMC-CHICAGO LLC | $4K | 0.65% |
| WALLACHBETH CAPITAL LLC | $3K | 0.48% |
| SIGMA FINANCIAL CORPORATION | $1K | 0.25% |
GOOY Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| U.S. BANCORP INVESTMENTS INC. | $312.9M | 75.79% |
| MORGAN STANLEY & CO. LLC | $54.3M | 13.16% |
| RBC CAPITAL MARKETS LLC | $28.8M | 6.98% |
| BMO CAPITAL MARKETS CORP. | $4.6M | 1.13% |
| JEFFERIES LLC | $4.6M | 1.12% |
| BARCLAYS CAPITAL INC. | $2.5M | 0.61% |
| PERSHING LLC | $2.5M | 0.61% |
| OPPENHEIMER & CO. INC. | $2.5M | 0.61% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.