GAAEX — Guinness Atkinson Alternative Energy Fund
Data updated: 2026-08-28
GAAEX — Guinness Atkinson Alternative Energy Fund. Global (incl. US) Mid Cap Blend / Core Thematic Equity. Holdings, fees, performance and SEC filings.
GAAEX Fund Overview
GAAEX — Guinness Atkinson Alternative Energy Fund is a US mutual fund managed by Guinness Atkinson Funds, categorised as Global (incl. US) Mid Cap Blend / Core Thematic Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Guinness Atkinson Funds
- Category: Global (incl. US) Mid Cap Blend / Core Thematic Equity
- Assets under management: $20.97M
- 1-year return: 29.9%
- Ticker: GAAEX
- SEC CIK: 0000919160
- SEC series ID: S000009156
- Share class ID: C000024897
GAAEX Holdings
Top 10 holdings of Guinness Atkinson Alternative Energy Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Amphenol Corp.-Cl A | 5.17% |
| Iberdrola SA /eur/ | 4.87% |
| Eaton Corp. PLC | 4.53% |
| Schneider Elec SA /eur/ | 4.41% |
| Hubbell, Inc. | 4.38% |
| Prysmian Spa /eur/ | 4.34% |
| Trane Technologies PLC | 4.30% |
| Infineon Technologies AG /eur/ | 4.30% |
| Siemens AG-Reg /eur/ | 4.27% |
| Legrand SA /eur/ | 4.26% |
GAAEX Portfolio Allocation
Asset-class allocation of Guinness Atkinson Alternative Energy Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 97.6% |
GAAEX Performance
Total returns for GAAEX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 15.0% |
| 1 year | 29.9% |
| 3 years (annualised) | 5.0% |
| 5 years (annualised) | 2.3% |
GAAEX Risk Information
Risk metrics for GAAEX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 18.8%
GAAEX Costs and Fees
GAAEX costs about $111 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.11%
- Gross expense ratio: 1.89%
- Portfolio turnover: 17%
- Brokerage commissions: 1.22 bps of average net assets (SEC N-CEN)
GAAEX Cashflows
Over the 12 months to 2026-06, Guinness Atkinson Alternative Energy Fund had net inflows of $35.05K, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | −$132.70K |
| 2026-05 | −$35.08K |
| 2026-04 | $230.73K |
| 2026-03 | −$52.86K |
| 2026-02 | $198.52K |
| 2026-01 | −$113.86K |
GAAEX Debt Constituents
No individual debt constituents are reported in Guinness Atkinson Alternative Energy Fund's latest SEC N-PORT filing.
GAAEX Prospectus and SEC Filings
Official Guinness Atkinson Alternative Energy Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2025-04-30
- Prospectus supplement (497) — filed 2026-05-05
- Prospectus supplement (497) — filed 2024-05-03
- Portfolio holdings (N-PORT) — filed 2026-08-28
- Portfolio holdings (N-PORT) — filed 2026-05-28
- Portfolio holdings (N-PORT) — filed 2026-02-26
- Annual census (N-CEN) — filed 2026-03-16
- Annual census (N-CEN) — filed 2025-03-11
Related Funds
Other Global (incl. US) Mid Cap Blend / Core Thematic Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.