GAAEX — Guinness Atkinson Alternative Energy Fund
Data updated: 2026-05-28
GAAEX — Guinness Atkinson Alternative Energy Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. Global (incl. US) Thematic Equity · $18.08M AUM · 1.11% expense ratio · 32.4% 1-yr return. From SEC regulatory filings.
GAAEX Fund Overview
GAAEX — Guinness Atkinson Alternative Energy Fund is a US mutual fund managed by Guinness Atkinson Funds, categorised as Global (incl. US) Thematic Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Guinness Atkinson Funds
- Category: Global (incl. US) Thematic Equity
- Assets under management: $18.08M
- 1-year return: 32.4%
- Ticker: GAAEX
- SEC CIK: 0000919160
- SEC series ID: S000009156
- Share class ID: C000024897
GAAEX Holdings
Top 10 holdings of Guinness Atkinson Alternative Energy Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Iberdrola SA /eur/ | 5.18% |
| Nextera Energy, Inc. | 5.00% |
| Hubbell, Inc. | 4.76% |
| Legrand SA /eur/ | 4.53% |
| Eaton Corp. PLC | 4.41% |
| Prysmian Spa /eur/ | 4.32% |
| Amphenol Corp.-Cl A | 4.30% |
| Schneider Elec SA /eur/ | 4.23% |
| Trane Technologies PLC | 4.23% |
| Siemens AG-Reg /eur/ | 3.76% |
GAAEX Portfolio Allocation
Asset-class allocation of Guinness Atkinson Alternative Energy Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 96.2% |
GAAEX Performance
Total returns for GAAEX (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -0.6% |
| 1 year | 32.4% |
| 3 years (annualised) | -0.3% |
| 5 years (annualised) | 0.2% |
GAAEX Risk Information
Risk metrics for GAAEX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 16.5%
GAAEX Costs and Fees
GAAEX costs about $111 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.11%
- Gross expense ratio: 1.89%
- Portfolio turnover: 17%
- Brokerage commissions: 1.22 bps of average net assets (SEC N-CEN)
GAAEX Cashflows
Over the 12 months to 2026-03, Guinness Atkinson Alternative Energy Fund had net outflows of $2.24M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-03 | −$52.86K |
| 2026-02 | $198.52K |
| 2026-01 | −$113.86K |
| 2025-12 | $12.03K |
| 2025-11 | −$164.95K |
| 2025-10 | −$277.68K |
GAAEX Debt Constituents
No individual debt constituents are reported in Guinness Atkinson Alternative Energy Fund's latest SEC N-PORT filing.
GAAEX Prospectus and SEC Filings
Official Guinness Atkinson Alternative Energy Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Global (incl. US) Thematic Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.