FYX — First Trust Small Cap Core AlphaDEX Fund
Data updated: 2026-06-23
FYX — First Trust Small Cap Core AlphaDEX Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Small Cap Blend / Core Equity · $1.21B AUM · 0.58% expense ratio · 53.8% 1-yr return. From SEC regulatory filings.
FYX Fund Overview
FYX — First Trust Small Cap Core AlphaDEX Fund is a US ETF managed by First Trust Exchange-Traded Alphadex Fund, categorised as United States Small Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: First Trust Exchange-Traded Alphadex Fund
- Category: United States Small Cap Blend / Core Equity
- Assets under management: $1.21B
- 1-year return: 53.8%
- Ticker: FYX
- SEC CIK: 0001383496
- SEC series ID: S000017339
- Share class ID: C000047997
FYX Holdings
Top 10 holdings of First Trust Small Cap Core AlphaDEX Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Td Securities (usa) LLC | 1.55% |
| Maxlinear, Inc. | 0.70% |
| Applied Optoelectronics, Inc. | 0.56% |
| Anaptysbio, Inc. | 0.44% |
| Inhibrx Biosciences, Inc. | 0.44% |
| Myr Group, Inc. | 0.41% |
| Kaiser Aluminum Corp. | 0.40% |
| Garrett Motion, Inc. | 0.40% |
| Bel Fuse, Inc. | 0.40% |
| Adeia, Inc. | 0.38% |
FYX Portfolio Allocation
Asset-class allocation of First Trust Small Cap Core AlphaDEX Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 99.9% |
| Cash & Equivalents | 1.8% |
FYX Performance
Total returns for FYX (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 17.4% |
| 1 year | 53.8% |
| 3 years (annualised) | 20.5% |
| 5 years (annualised) | 8.8% |
FYX Risk Information
Risk metrics for FYX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 13.8%
FYX Costs and Fees
FYX costs about $58 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.58%
- Gross expense ratio: 0.58%
- Portfolio turnover: 102%
- Brokerage commissions: 12.06 bps of average net assets (SEC N-CEN)
FYX Cashflows
Over the 12 months to 2026-04, First Trust Small Cap Core AlphaDEX Fund had net inflows of $47.35M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | $44.88M |
| 2026-03 | $12.46M |
| 2026-02 | $24.73M |
| 2026-01 | $29.64M |
| 2025-12 | $0 |
| 2025-11 | $0 |
FYX Debt Constituents
No individual debt constituents are reported in First Trust Small Cap Core AlphaDEX Fund's latest SEC N-PORT filing.
FYX Prospectus and SEC Filings
Official First Trust Small Cap Core AlphaDEX Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Small Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.