FYC — First Trust Small Cap Growth AlphaDEX Fund
Data updated: 2026-06-23
FYC — First Trust Small Cap Growth AlphaDEX Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Small Cap Growth Equity · $1.05B AUM · 0.70% expense ratio · 62.9% 1-yr return. From SEC regulatory filings.
FYC Fund Overview
FYC — First Trust Small Cap Growth AlphaDEX Fund is a US ETF managed by First Trust Exchange-Traded Alphadex Fund, categorised as United States Small Cap Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: First Trust Exchange-Traded Alphadex Fund
- Category: United States Small Cap Growth Equity
- Assets under management: $1.05B
- 1-year return: 62.9%
- Ticker: FYC
- SEC CIK: 0001383496
- SEC series ID: S000031806
- Share class ID: C000099061
FYC Holdings
Top 10 holdings of First Trust Small Cap Growth AlphaDEX Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Td Securities (usa) LLC | 2.00% |
| Maxlinear, Inc. | 1.81% |
| Applied Optoelectronics, Inc. | 1.08% |
| Anaptysbio, Inc. | 0.87% |
| Inhibrx Biosciences, Inc. | 0.86% |
| Custom Truck One Source, Inc. | 0.84% |
| Myr Group, Inc. | 0.80% |
| Kaiser Aluminum Corp. | 0.79% |
| Garrett Motion, Inc. | 0.79% |
| Bel Fuse, Inc. | 0.78% |
FYC Portfolio Allocation
Asset-class allocation of First Trust Small Cap Growth AlphaDEX Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 100.0% |
| Cash & Equivalents | 2.3% |
FYC Performance
Total returns for FYC (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 15.9% |
| 1 year | 62.9% |
| 3 years (annualised) | 25.9% |
| 5 years (annualised) | 10.1% |
FYC Risk Information
Risk metrics for FYC, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 17.2%
FYC Costs and Fees
FYC costs about $70 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.70%
- Gross expense ratio: 0.70%
- Portfolio turnover: 137%
- Brokerage commissions: 14.89 bps of average net assets (SEC N-CEN)
FYC Cashflows
Over the 12 months to 2026-04, First Trust Small Cap Growth AlphaDEX Fund had net inflows of $344.67M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | $13.02M |
| 2026-03 | −$339.71K |
| 2026-02 | $15.14M |
| 2026-01 | $131.42M |
| 2025-12 | $52.93M |
| 2025-11 | $37.21M |
FYC Debt Constituents
No individual debt constituents are reported in First Trust Small Cap Growth AlphaDEX Fund's latest SEC N-PORT filing.
FYC Prospectus and SEC Filings
Official First Trust Small Cap Growth AlphaDEX Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Small Cap Growth Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.