FTRI Fees and Costs — First Trust Indxx Global Natural Resources Income ETF
Data updated: 2026-08-21
The net expense ratio is 0.70%. There are no sales loads or redemption fees. In fiscal 2024 the fund paid $122K in broker commissions, 0.0636% of average net assets.
FTRI Fees and Expenses
Annual operating expenses and sales charges of FTRI. Prospectus, as of September 30, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.70% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.70% |
| Fee waiver | — |
| Net expense ratio | 0.70% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
FTRI Costs Over Time
On $10,000 invested in FTRI, assuming 5% a year before costs, total costs come to $480 over 5 years, cutting the return by 0.80% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.70%) | $74 | $230 | $400 |
| Trading costs (broker commissions) | $7 | $21 | $36 |
| Lost growth on money paid in costs | $0 | $12 | $44 |
| Total costs | $80 | $263 | $480 |
| Value after costs | $10,420 | $11,313 | $12,283 |
| Impact on return, per year | 0.80% | 0.80% | 0.80% |
FTRI Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending September 30, 2024.
- Explicit cost rate (commissions ÷ average net assets): 0.0636%
- Total broker commissions: $122K
- Bought from dealers (principal trades, not a cost): $100.0M
- Portfolio turnover (prospectus): —
- Securities on loan, average value: $7.8M
- Net income from securities lending: $99K (0.052% of average net assets)
FTRI Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| BOFA SECURITIES, INC. | $105K | 86.50% |
| MIZUHO SECURITIES USA LLC | $6K | 4.59% |
| GOLDMAN SACHS & CO. LLC | $5K | 4.50% |
| J.P. Morgan Securities LLC | $4K | 3.00% |
| LarrainVial Securities US LLC | $921 | 0.76% |
| UBS Securities LLC | $634 | 0.52% |
| CITIGROUP GLOBAL MARKETS INC. | $164 | 0.13% |
FTRI Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| J.P. Morgan Securities LLC | $82.3M | 82.27% |
| UBS SECURITIES LLC | $14.2M | 14.16% |
| Mizuho Securities USA LLC | $3.6M | 3.58% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.