FFBFX — Emerald Banking and Finance Fund
Data updated: 2026-08-28
FFBFX — Emerald Banking and Finance Fund. United States Small Cap Blend / Core Financials Equity · $44.17M AUM. Holdings, fees, performance and SEC filings.
FFBFX Fund Overview
FFBFX — Emerald Banking and Finance Fund is a US mutual fund managed by Financial Investors Trust, categorised as United States Small Cap Blend / Core Financials Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Financial Investors Trust
- Category: United States Small Cap Blend / Core Financials Equity
- Assets under management: $44.17M
- 1-year return: 14.7%
- Ticker: FFBFX
- SEC CIK: 0000915802
- SEC series ID: S000036389
- Share class ID: C000111286
FFBFX Holdings
Top 10 holdings of Emerald Banking and Finance Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Customers Bancorp Inc | 4.88% |
| Axos Financial Inc | 4.85% |
| Northeast Bank | 4.79% |
| Metropolitan Bank Holding Corp | 4.61% |
| Lendingclub Corp | 4.48% |
| Bancorp Inc/the | 4.45% |
| Esquire Financial Holdings Inc | 4.41% |
| Pathward Financial Inc | 4.22% |
| Coastal Financial Corp/wa | 3.52% |
| Pinnacle Financial Partners Inc | 3.21% |
FFBFX Portfolio Allocation
Asset-class allocation of Emerald Banking and Finance Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 98.3% |
| Cash & Equivalents | 1.4% |
FFBFX Performance
Total returns for FFBFX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -2.7% |
| 1 year | 14.7% |
| 3 years (annualised) | 18.9% |
| 5 years (annualised) | -7.3% |
FFBFX Risk Information
Risk metrics for FFBFX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 18.4%
FFBFX Costs and Fees
FFBFX costs about $178 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.78%
- Gross expense ratio: 1.78%
- Portfolio turnover: 63%
- Brokerage commissions: 9.90 bps of average net assets (SEC N-CEN)
FFBFX Cashflows
Over the 12 months to 2026-04, Emerald Banking and Finance Fund had net outflows of $8.41M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | −$128.54K |
| 2026-03 | −$411.63K |
| 2026-02 | −$1.22M |
| 2026-01 | −$759.93K |
| 2025-12 | −$1.22M |
| 2025-11 | −$190.10K |
FFBFX Debt Constituents
No individual debt constituents are reported in Emerald Banking and Finance Fund's latest SEC N-PORT filing.
FFBFX Prospectus and SEC Filings
Official Emerald Banking and Finance Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-08-28
- Prospectus (485BPOS) — filed 2025-08-28
- Prospectus (485BPOS) — filed 2024-08-16
- Portfolio holdings (N-PORT) — filed 2026-06-22
- Portfolio holdings (N-PORT) — filed 2026-03-26
- Portfolio holdings (N-PORT) — filed 2025-12-29
- Annual census (N-CEN) — filed 2025-07-10
- Annual census (N-CEN) — filed 2024-07-15
Related Funds
Other United States Small Cap Blend / Core Financials Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.