EMGRX Fees and Costs — Nuveen Small Cap Select Fund, Class A
Data updated: 2026-09-25
The net expense ratio is 1.20%: a 0.80% management fee, a 0.25% 12b-1 fee plus 0.26% other expenses, less a 0.11% fee waiver. This share class carries a maximum front-end sales load of 5.75%. In fiscal 2025 the fund paid $379K in broker commissions, 0.2188% of average net assets, and portfolio turnover was 76%.
EMGRX Fees and Expenses
Annual operating expenses and sales charges of EMGRX. Prospectus, as of October 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.80% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.26% |
| Gross expense ratio | 1.31% |
| Fee waiver | −0.11% |
| Net expense ratio | 1.20% |
| Sales charges | |
|---|---|
| Max front load | 5.75% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
EMGRX Costs Over Time
On $10,000 invested in EMGRX, assuming 5% a year before costs, total costs come to $1,563 over 5 years, cutting the return by 2.71% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $575 | $575 | $575 |
| Fund expenses (net expense ratio 1.20%) | $119 | $369 | $637 |
| Trading costs (broker commissions) | $22 | $67 | $116 |
| Lost growth on money paid in costs | $29 | $112 | $235 |
| Total costs | $744 | $1,123 | $1,563 |
| Value after costs | $9,756 | $10,453 | $11,199 |
| Impact on return, per year | 7.44% | 3.51% | 2.71% |
EMGRX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.2188%
- Total broker commissions: $379K
- Bought from dealers (principal trades, not a cost): $473.1M
- Portfolio turnover (prospectus): 76%
- Securities on loan, average value: $1.4M
- Net income from securities lending: $5K (0.003% of average net assets)
EMGRX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Liquidnet INC. | $79K | 22.23% |
| RBC Capital Markets, LLC | $65K | 18.29% |
| National Financial Services LLC | $57K | 16.16% |
| Raymond James & Associates Inc. | $34K | 9.64% |
| Wells Fargo Securities, LLC | $29K | 8.27% |
| Robert W. Baird & Co. Incorporated | $27K | 7.73% |
| Cowen and Company | $23K | 6.50% |
| Instinet LLC | $17K | 4.68% |
| Jefferies LLC | $14K | 3.93% |
| Bank of America, National Association | $9K | 2.57% |
EMGRX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| RBC Capital Markets, LLC | $88.6M | 21.26% |
| Liquidnet INC. | $79.5M | 19.09% |
| Bank of America, National Association | $57.8M | 13.88% |
| National Financial Services LLC | $51.3M | 12.31% |
| Morgan Stanley | $27.9M | 6.70% |
| Wells Fargo Securities, LLC | $25.9M | 6.22% |
| Raymond James & Associates Inc. | $23.7M | 5.69% |
| Cowen and Company | $22.2M | 5.33% |
| Robert W. Baird & Co. Incorporated | $22.2M | 5.33% |
| Jefferies LLC | $17.5M | 4.19% |
Nuveen Small Cap Select Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| ASEFX | Class R6 | 0.82% | none |
| ARSTX | Class I | 0.95% | none |
| EMGRX | Class A | 1.20% | 5.75% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.