DUKX — Ocean Park International ETF
Data updated: 2026-08-27
DUKX — Ocean Park International ETF. Alternative · $3.70M AUM · 1.03% expense ratio · 21.5% 1-yr return. Holdings, fees, performance and SEC filings.
DUKX Fund Overview
DUKX — Ocean Park International ETF is a US ETF managed by Northern Lights Fund Trust, categorised as Alternative. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: Northern Lights Fund Trust
- Category: Alternative
- Assets under management: $3.70M
- 1-year return: 21.5%
- Ticker: DUKX
- SEC CIK: 0001314414
- SEC series ID: S000085659
- Share class ID: C000250993
DUKX Investment Objective and Strategy
Ocean Park International ETF describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Northern Lights Fund Trust.
Investment objective
Investment Objectives: The Fund has two objectives, to provide total return and to limit exposure to downside risk.
Principal investment strategy
Principal Investment Strategies: The Fund is an actively managed exchange-traded fund (ETF) that seeks to achieve its investment objective by tactically allocating the Funds assets between unaffiliated international equity ETFs (Underlying ETFs) and cash equivalents. The universe of Underlying ETFs is unconstrained and includes, but is not limited to, those based on market capitalization, investment styles, factors, regions and countries. Underlying ETFs may invest in international developed market equities and emerging market equities of any market capitalization. The Underlying ETFs that the Fund invests in may be passively managed or actively managed. The Fund may invest without constraint in emerging market equity ETFs. The Fund considers Underlying ETFs which principally invest in emerging market equity issues to be emerging market equity ETFs.
The Fund considers emerging market equity issuers to be those located in countries represented in the Morningstar Emerging Markets Index. The Fund uses a fund of funds approach and may engage in frequent trading. Under normal market conditions, the Fund expects to invest substantially all of its assets in Underlying ETFs. At times, the Fund may be fully or partially invested in cash equivalents. The Fund may also engage in securities lending of its portfolio securities. The Funds investment adviser, Ocean Park Asset Management, LLC (the Adviser), employs a proprietary trend following strategy to generate buy and sell signals for Underlying ETFs. The Adviser calculates upper and lower bands for each Underlying ETF. The upper and lower bands are offset above and below a short-term exponential moving average.
A Buy signal, which identifies a potential uptrend for an Underlying ETF candidate, is determined by a securitys price rising above both the recent low of its upper band and a secondary moving average. The Adviser uses quantitative analysis to determine which Underlying ETFs to purchase. The Fund has no limits or constraints on the number or type of Underlying ETFs in which it can invest. An Underlying ETF is sold when a securitys price falls below the recent high of its lower band (a Sell signal), the goal being to limit drawdowns of the overall Fund. When a position is sold, the proceeds may be invested in an alternative Underlying ETF or temporarily invested in cash equivalents. Cash equivalents may include, but are not limited to, U.S. Treasury bills, money market funds and ETFs that primarily invest in investment grade short-term bonds.
The Adviser periodically reviews the allocation of the Underlying ETFs and may make adjustments to the Underlying ETF holdings, including adding or removing Underlying ETFs.
DUKX Holdings
Top 10 holdings of Ocean Park International ETF by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Vanguard Star Funds | 44.62% |
| Spdr Index Shares Funds | 24.74% |
| Ishares, Inc. | 5.11% |
| Ishares Trust | 4.85% |
| J.p. Morgan Exchange-Traded Fund Trust | 4.73% |
| Schwab Strategic Trust | 4.70% |
| Franklin Templeton ETF Trust | 2.90% |
| Franklin Templeton ETF Trust | 2.79% |
| Franklin Templeton ETF Trust | 2.49% |
| Ishares, Inc. | 2.34% |
DUKX Portfolio Allocation
Asset-class allocation of Ocean Park International ETF by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 99.3% |
| Cash & Equivalents | 1.0% |
DUKX Performance
Total returns for DUKX (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 10.1% |
| 1 year | 21.5% |
| 3 years (annualised) | 9.4% |
DUKX Risk Information
Risk metrics for DUKX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 13.3%
DUKX Costs and Fees
DUKX costs about $103 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.03%
- Gross expense ratio: 11.33%
- Portfolio turnover: 356%
- Brokerage commissions: 14.15 bps of average net assets (SEC N-CEN)
DUKX Cashflows
Over the 12 months to 2026-06, Ocean Park International ETF had net inflows of $529.56K, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | $0 |
| 2026-05 | −$4.23K |
| 2026-04 | $272.59K |
| 2026-03 | −$266.35K |
| 2026-02 | $830.98K |
| 2026-01 | −$299.97K |
DUKX Debt Constituents
No individual debt constituents are reported in Ocean Park International ETF's latest SEC N-PORT filing.
DUKX Prospectus and SEC Filings
Official Ocean Park International ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Alternative funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.