DFGBX Holdings — Dfa Five-Year Global Fixed Income Portfolio
All 389 reported holdings of Dfa Five-Year Global Fixed Income Portfolio (DFGBX) by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets | Value (USD) |
|---|---|---|
| Kingdom of Belgium Government Bonds | 2.90% | $275.19M |
| Efsf | 2.83% | $268.57M |
| European Union | 2.69% | $255.20M |
| New Zealand Government | 2.60% | $246.84M |
| Province Of Alberta | 2.49% | $235.66M |
| Asian Development Bank | 2.04% | $193.24M |
| Province Of Quebec | 1.91% | $181.58M |
| European Investment Bank | 1.66% | $156.99M |
| Kommunalbanken As | 1.49% | $141.55M |
| Neder Waterschapsbank | 1.47% | $138.98M |
| European Bk Recon & Dev | 1.37% | $129.81M |
| Bng Bank NV | 1.35% | $127.70M |
| Finland Government Bonds | 1.34% | $126.93M |
| Cppib Capital, Inc. | 1.26% | $119.76M |
| Land Niedersachsen | 1.22% | $115.94M |
| Ontario (province Of) | 1.13% | $107.34M |
| French Republic Government Bonds OAT | 1.09% | $103.61M |
| United Overseas Bank Ltd. | 1.06% | $100.27M |
| Canada Housing Trust | 1.04% | $99.06M |
| Psp Capital, Inc. | 1.03% | $97.81M |
| Cppib Capital, Inc. | 1.02% | $97.07M |
| Inter-American Devel Bk | 0.99% | $94.26M |
| Cdp Financial, Inc. | 0.98% | $92.69M |
| Intl Development Assoc | 0.93% | $88.24M |
| Kuntarahoitus Oyj | 0.92% | $87.24M |
| Skandinaviska Enskilda | 0.86% | $82.00M |
| Sanofi SA | 0.86% | $81.97M |
| Province Of Quebec | 0.86% | $81.14M |
| Kfw | 0.82% | $78.10M |
| Neder Waterschapsbank | 0.81% | $76.88M |
| Abn Amro Bank NV | 0.79% | $75.29M |
| Kfw | 0.76% | $71.85M |
| Kuntarahoitus Oyj | 0.75% | $71.21M |
| Canada Government Bonds | 0.74% | $69.93M |
| Cdp Financial, Inc. | 0.73% | $68.82M |
| Caisse Des Depots Et Con | 0.72% | $68.00M |
| Abn Amro Bank NV | 0.71% | $67.22M |
| Land Niedersachsen | 0.69% | $65.47M |
| Cooperat Rabobank Ua/ny | 0.69% | $65.20M |
| Bng Bank NV | 0.66% | $62.83M |
| Caisse D'amort Dette Soc | 0.64% | $60.99M |
| Nrw.bank | 0.62% | $58.72M |
| Inter-American Devel Bk | 0.62% | $58.70M |
| Land Berlin | 0.62% | $58.62M |
| Ontario (province Of) | 0.61% | $58.02M |
| Land Sachsen-Anhalt | 0.61% | $57.47M |
| Ontario (province Of) | 0.59% | $56.29M |
| Chevron USA, Inc. | 0.56% | $53.35M |
| European Investment Bank | 0.56% | $53.00M |
| Inter-American Devel Bk | 0.54% | $51.03M |
| Westpac Banking Corp. | 0.53% | $50.16M |
| Asian Infrastructure Inv | 0.52% | $49.35M |
| Cooperat Rabobank Ua/ny | 0.52% | $49.31M |
| National Australia Bank | 0.52% | $49.18M |
| Svenska Handelsbanken Ab | 0.52% | $48.98M |
| Nz Local Govt Fund Agenc | 0.51% | $48.75M |
| Cppib Capital, Inc. | 0.51% | $48.40M |
| Nestle Finance Intl Ltd. | 0.51% | $48.19M |
| Nz Local Govt Fund Agenc | 0.50% | $47.38M |
| Nordea Bank Abp | 0.49% | $46.59M |
| Land Rheinland-Pfalz | 0.49% | $46.42M |
| Intl Finance Corp. | 0.49% | $46.25M |
| Netherlands Government Bonds | 0.49% | $46.16M |
| Intl Bk Recon & Develop | 0.48% | $45.59M |
| National Australia Bank | 0.47% | $44.86M |
| Land Nordrhein-Westfalen | 0.47% | $44.83M |
| National Australia Bank | 0.47% | $44.78M |
| Siemens Financieringsmat | 0.46% | $43.76M |
| Commonwealth Bank Aust | 0.46% | $43.60M |
| Rabobank Ua/au | 0.46% | $43.36M |
| British Columbia Prov Of | 0.45% | $42.87M |
| Commonwealth Bank Aust | 0.45% | $42.35M |
| Psp Capital, Inc. | 0.45% | $42.22M |
| Republic of Austria Government Bonds | 0.44% | $41.40M |
| Bng Bank NV | 0.42% | $40.13M |
| Aust & Nz Banking Group | 0.42% | $39.86M |
| Lvmh Moet Hennessy Vuitt | 0.41% | $39.07M |
| Freie Hansestadt Hamburg | 0.41% | $38.52M |
| Caisse D'amort Dette Soc | 0.39% | $36.84M |
| Nordea Bank Abp | 0.39% | $36.72M |
| National Australia Bank | 0.38% | $36.19M |
| L'oreal SA | 0.38% | $35.82M |
| Westpac Banking Corp. | 0.38% | $35.71M |
| Bayerische Landesboden | 0.37% | $35.54M |
| Alphabet, Inc. | 0.37% | $35.34M |
| Novo Nordisk Finance Nl | 0.37% | $34.83M |
| Psp Capital, Inc. | 0.37% | $34.80M |
| Nz Local Govt Fund Agenc | 0.36% | $34.59M |
| Kuntarahoitus Oyj | 0.36% | $34.37M |
| British Columbia Prov Of | 0.36% | $34.21M |
| Commonwealth Bank Aust | 0.36% | $34.08M |
| Investitionsbank Berlin | 0.36% | $33.95M |
| Ontario (province Of) | 0.36% | $33.85M |
| French Republic Government Bonds OAT | 0.35% | $33.47M |
| Eli Lilly & Co. | 0.35% | $32.91M |
| Procter & Gamble Co/the | 0.35% | $32.90M |
| Westpac Banking Corp. | 0.35% | $32.73M |
| Eli Lilly & Co. | 0.34% | $32.08M |
| Amazon.com, Inc. | 0.34% | $31.93M |
| Kommunekredit | 0.32% | $30.20M |
| Svenska Handelsbanken Ab | 0.31% | $29.85M |
| Nestle Holdings, Inc. | 0.31% | $29.13M |
| Kfw | 0.31% | $29.11M |
| Intl Bk Recon & Develop | 0.31% | $29.09M |
| Kfw | 0.30% | $28.57M |
| Westpac Banking Corp. | 0.30% | $28.39M |
| Berkshire Hathaway Fin | 0.30% | $28.17M |
| Landwirtsch. Rentenbank | 0.29% | $27.89M |
| Allianz Finance Ii B.v. | 0.29% | $27.70M |
| Land Hessen | 0.29% | $27.23M |
| Chevron USA, Inc. | 0.29% | $27.07M |
| Deutsche Bahn AG | 0.28% | $26.63M |
| Macquarie Bank Ltd. | 0.28% | $26.51M |
| Aust & Nz Banking Group | 0.28% | $26.40M |
| European Bk Recon & Dev | 0.28% | $26.28M |
| Kuntarahoitus Oyj | 0.28% | $26.15M |
| Westpac Banking Corp. | 0.28% | $26.11M |
| Rabobank Ua/au | 0.27% | $25.25M |
| European Union | 0.26% | $25.01M |
| Kfw | 0.26% | $24.30M |
| Op Corporate Bank PLC | 0.25% | $24.14M |
| Visa, Inc. | 0.25% | $23.82M |
| New Zealand Government Bonds | 0.25% | $23.33M |
| European Investment Bank | 0.24% | $22.81M |
| European Investment Bank | 0.24% | $22.81M |
| Cdp Financial, Inc. | 0.24% | $22.70M |
| Rabobank Ua/au | 0.24% | $22.54M |
| Canada Housing Trust | 0.24% | $22.52M |
| Canada Housing Trust | 0.23% | $22.12M |
| Temasek Financial I Ltd. | 0.23% | $21.87M |
| Intl Bk Recon & Develop | 0.23% | $21.73M |
| State Street Corp. | 0.22% | $20.95M |
| Land Hessen | 0.21% | $20.23M |
| Westpac Banking Corp. | 0.21% | $19.78M |
| Lvmh Moet Hennessy Vuitt | 0.21% | $19.48M |
| Siemens Financieringsmat | 0.20% | $18.99M |
| Nestle Finance Intl Ltd. | 0.20% | $18.85M |
| Province Of Alberta | 0.19% | $18.44M |
| L'oreal SA | 0.19% | $18.15M |
| Ontario (province Of) | 0.19% | $18.15M |
| Canadian Government | 0.19% | $18.10M |
| Bank Of Montreal | 0.19% | $17.99M |
| Roche Finance Europe Bv | 0.19% | $17.90M |
| Inter-American Devel Bk | 0.18% | $17.21M |
| Province Of Alberta | 0.18% | $17.09M |
| Aust & Nz Banking Group | 0.18% | $16.90M |
| Deutsche Boerse AG | 0.18% | $16.72M |
| Nz Local Govt Fund Agenc | 0.17% | $16.59M |
| National Australia Bank | 0.17% | $15.96M |
| Aust & Nz Banking Group | 0.17% | $15.74M |
| Commonwealth Bank Aust | 0.17% | $15.68M |
| Finland Government Bonds | 0.16% | $15.64M |
| Swedish Export Credit | 0.16% | $15.17M |
| Intl Finance Corp. | 0.16% | $15.04M |
| Mastercard, Inc. | 0.16% | $15.01M |
| National Australia Bank | 0.16% | $14.90M |
| United Overseas Bank/syd | 0.15% | $14.43M |
| National Australia Bank | 0.15% | $14.36M |
| United Overseas Bank/syd | 0.15% | $14.33M |
| Aust & Nz Banking Group | 0.14% | $13.75M |
| Housing New Zealand Ltd. | 0.14% | $13.57M |
| National Australia Bank | 0.14% | $13.50M |
| Sanofi SA | 0.14% | $13.44M |
| National Secs Clearing | 0.14% | $13.27M |
| Cooperat Rabobank Ua/ny | 0.14% | $13.27M |
| Export Developmnt Canada | 0.13% | $12.69M |
| Inter-American Devel Bk | 0.13% | $12.35M |
| Dbs Bank Ltd/australia | 0.13% | $12.27M |
| Axa SA | 0.13% | $12.23M |
| Finnvera PLC | 0.13% | $12.17M |
| Region Of Ile De France | 0.13% | $12.12M |
| National Australia Bank | 0.13% | $12.09M |
| Aust & Nz Banking Group | 0.12% | $11.62M |
| Nestle Finance Intl Ltd. | 0.12% | $11.52M |
| Colgate-Palmolive Co. | 0.12% | $11.35M |
| Land Baden-Wuerttemberg | 0.12% | $11.26M |
| United Overseas Bank/syd | 0.12% | $11.18M |
| Caisse D'amort Dette Soc | 0.12% | $11.12M |
| Bank Of Nova Scotia | 0.12% | $11.00M |
| Aust & Nz Banking Group | 0.11% | $10.83M |
| Abn Amro Bank NV | 0.11% | $10.72M |
| Kommunalbanken As | 0.11% | $10.72M |
| Province Of Alberta | 0.11% | $10.72M |
| Land Niedersachsen | 0.11% | $10.62M |
| Canada Housing Trust | 0.11% | $10.58M |
| Autobahn Schnell AG | 0.11% | $10.40M |
| Merck & Co., Inc. | 0.11% | $10.37M |
| Canada Housing Trust | 0.11% | $10.27M |
| Eurofima | 0.11% | $10.15M |
| Deutsche Bahn AG | 0.10% | $9.55M |
| Walmart, Inc. | 0.10% | $9.41M |
| Cooperat Rabobank Ua/ny | 0.10% | $9.08M |
| Aust & Nz Banking Group | 0.10% | $9.03M |
| Commonwealth Bank Aust | 0.10% | $9.02M |
| Flemish Community | 0.09% | $8.84M |
| Dbs Group Holdings Ltd. | 0.09% | $8.83M |
| Commonwealth Bank Aust | 0.09% | $8.83M |
| Landwirtsch. Rentenbank | 0.09% | $8.71M |
| Rabobank Ua/au | 0.09% | $8.38M |
| Rabobank Ua/au | 0.09% | $8.31M |
| Asian Development Bank | 0.09% | $8.24M |
| Lfa Foerderbank Bayern | 0.09% | $8.19M |
| Lvmh Moet Hennessy Vuitt | 0.08% | $7.88M |
| Svenska Handelsbanken Ab | 0.08% | $7.82M |
| Nestle Finance Intl Ltd. | 0.08% | $7.81M |
| African Development Bank | 0.08% | $7.75M |
| Allianz Finance II BV | 0.08% | $7.72M |
| Allianz Finance Ii B.v. | 0.08% | $7.68M |
| European Investment Bank | 0.08% | $7.50M |
| Landwirtsch. Rentenbank | 0.08% | $7.30M |
| Land Berlin | 0.08% | $7.30M |
| Sanofi SA | 0.08% | $7.26M |
| Aust & Nz Banking Group | 0.08% | $7.19M |
| Province Of Quebec | 0.07% | $6.89M |
| Macquarie Bank Ltd. | 0.07% | $6.80M |
| Swedbank Ab | 0.07% | $6.60M |
| Land Niedersachsen | 0.07% | $6.37M |
| Aust & Nz Banking Group | 0.07% | $6.18M |
| European Investment Bank | 0.06% | $5.99M |
| Manitoba (province Of) | 0.06% | $5.96M |
| Johnson & Johnson | 0.06% | $5.80M |
| Omers Finance Trust | 0.06% | $5.77M |
| European Investment Bank | 0.06% | $5.75M |
| Svenska Handelsbanken Ab | 0.06% | $5.68M |
| Cooperat Rabobank Ua/ny | 0.06% | $5.54M |
| Intl Bk Recon & Develop | 0.06% | $5.54M |
| Nordea Bank Abp | 0.06% | $5.42M |
| Sfil SA | 0.06% | $5.40M |
| L-Bank Bw Foerderbank | 0.06% | $5.30M |
| National Australia Bank | 0.05% | $5.03M |
| Inter-American Devel Bk | 0.05% | $4.93M |
| Council Of Europe | 0.05% | $4.65M |
| Aust & Nz Banking Group | 0.05% | $4.45M |
| Kommunalbanken As | 0.05% | $4.30M |
| Nz Local Govt Fund Agenc | 0.04% | $4.11M |
| Kuntarahoitus Oyj | 0.04% | $4.07M |
| Swedbank Ab | 0.04% | $4.04M |
| United Overseas Bank/syd | 0.04% | $4.04M |
| Commonwealth Bank Aust | 0.04% | $3.98M |
| Euroclear Holding SA | 0.04% | $3.94M |
| Province Of Quebec | 0.04% | $3.78M |
| Siemens Financieringsmat | 0.04% | $3.71M |
| Manitoba (province Of) | 0.04% | $3.65M |
| Nestle Finance Intl Ltd. | 0.04% | $3.61M |
| Apple, Inc. | 0.04% | $3.53M |
| British Columbia Prov Of | 0.04% | $3.51M |
| Commonwealth Bank Aust | 0.04% | $3.37M |
| Caisse Des Depots Et Con | 0.04% | $3.35M |
| Kingdom of Belgium Government Bonds | 0.04% | $3.35M |
| Intl Bk Recon & Develop | 0.03% | $3.14M |
| Aust & Nz Banking Group | 0.03% | $3.07M |
| Aust & Nz Banking Group | 0.03% | $2.90M |
| European Investment Bank | 0.03% | $2.79M |
| Landwirtsch. Rentenbank | 0.03% | $2.75M |
| Westpac Banking Corp. | 0.03% | $2.74M |
| Novo Nordisk Finance Nl | 0.03% | $2.70M |
| Land Nordrhein-Westfalen | 0.03% | $2.67M |
| Province Of Saskatchewan | 0.03% | $2.61M |
| Wells Fargo Bank Na | 0.02% | $2.28M |
| Procter & Gamble Co/the | 0.02% | $2.21M |
| City Of Montreal | 0.02% | $2.14M |
| Anz Bank New Zealand Ltd. | 0.02% | $2.07M |
| Kuntarahoitus Oyj | 0.02% | $2.08M |
| Sfil SA | 0.02% | $2.03M |
| Roche Finance Europe Bv | 0.02% | $1.91M |
| Westpac Banking Corp. | 0.02% | $1.82M |
| Freie Hansestadt Hamburg | 0.02% | $1.62M |
| Regie Autonome Des Trans | 0.02% | $1.51M |
| Bank Of America Na | 0.02% | $1.45M |
| Bank of New York Mellon | 0.01% | $1.21M |
| Efsf | 0.01% | $1.09M |
| Royal Bank of Canada | 0.01% | $885.66K |
| Australia & New Zealand Banking Group Ltd. | 0.01% | $844.85K |
| Citibank NA | 0.01% | $791.19K |
| National Australia Bank | 0.01% | $705.68K |
| Asian Development Bank | 0.01% | $657.69K |
| Societe Generale SA | 0.01% | $655.53K |
| Commonwealth Bank Aust | 0.01% | $544.80K |
| The DFA Investment Trust Company | 0.01% | $527.58K |
| Royal Bank of Canada | 0.01% | $518.77K |
| Dimensional Holdings Inc. | 0.01% | $517.50K |
| Aust & Nz Banking Group | 0.01% | $514.08K |
| Australia & New Zealand Banking Group Ltd. | 0.01% | $508.27K |
| Dbs Bank Ltd/australia | 0.01% | $505.08K |
| Royal Bank of Canada | 0.01% | $497.99K |
| Societe Generale SA | 0.01% | $491.37K |
| Royal Bank of Canada | 0.00% | $455.07K |
| Morgan Stanley Bank Na | 0.00% | $401.44K |
| HSBC Bank PLC | 0.00% | $240.05K |
| Bank of New York Mellon | 0.00% | $209.01K |
| Australia & New Zealand Banking Group Ltd. | 0.00% | $194.56K |
| Bpifrance Saca | 0.00% | $105.94K |
| Australia & New Zealand Banking Group Ltd. | 0.00% | $103.58K |
| Bank of New York Mellon | 0.00% | $51.76K |
| State Street Bank & Trust Co. | 0.00% | $50.16K |
| State Street Bank & Trust Co. | 0.00% | $33.44K |
| Goldman Sachs Bank USA | 0.00% | $32.18K |
| Australia & New Zealand Banking Group Ltd. | 0.00% | $31.01K |
| Australia & New Zealand Banking Group Ltd. | 0.00% | $31.41K |
| State Street Bank & Trust Co. | 0.00% | $32.43K |
| Goldman Sachs Bank USA | 0.00% | $31.50K |
| Citibank NA | 0.00% | $31.08K |
| State Street Bank & Trust Co. | 0.00% | $31.01K |
| Goldman Sachs Bank USA | 0.00% | $32.54K |
| State Street Bank & Trust Co. | 0.00% | $31.31K |
| Australia & New Zealand Banking Group Ltd. | 0.00% | $32.46K |
| State Street Bank & Trust Co. | 0.00% | $31.18K |
| Citibank NA | 0.00% | $-790 |
| Citibank NA | 0.00% | $-728 |
| Citibank NA | 0.00% | $-811 |
| Australia & New Zealand Banking Group Ltd. | -0.00% | $-5.23K |
| State Street Bank & Trust Co. | -0.00% | $-12.63K |
| Australia & New Zealand Banking Group Ltd. | -0.00% | $-5.26K |
| Australia & New Zealand Banking Group Ltd. | -0.00% | $-5.71K |
| Australia & New Zealand Banking Group Ltd. | -0.00% | $-5.45K |
| Goldman Sachs Bank USA | -0.00% | $-4.83K |
| Australia & New Zealand Banking Group Ltd. | -0.00% | $-4.97K |
| Citibank NA | -0.00% | $-8.40K |
| Bank of America NA | -0.00% | $-15.36K |
| Bank of America NA | -0.00% | $-30.31K |
| State Street Bank & Trust Co. | -0.00% | $-69.52K |
| Bank of New York Mellon | -0.00% | $-69.88K |
| Societe Generale SA | -0.00% | $-65.95K |
| Citibank NA | -0.00% | $-79.99K |
| Citibank NA | -0.00% | $-87.87K |
| Citibank NA | -0.00% | $-81.25K |
| Citibank NA | -0.00% | $-91.25K |
| Bank of America NA | -0.00% | $-130.79K |
| Bank of New York Mellon | -0.00% | $-148.56K |
| Royal Bank of Canada | -0.00% | $-155.61K |
| Bank of New York Mellon | -0.00% | $-150.47K |
| State Street Bank & Trust Co. | -0.00% | $-159.35K |
| Citibank NA | -0.00% | $-172.47K |
| Bank of New York Mellon | -0.00% | $-193.36K |
| Citibank NA | -0.00% | $-222.31K |
| HSBC Bank PLC | -0.00% | $-236.83K |
| Royal Bank of Canada | -0.00% | $-245.46K |
| Royal Bank of Canada | -0.00% | $-295.88K |
| Royal Bank of Canada | -0.00% | $-291.75K |
| State Street Bank & Trust Co. | -0.00% | $-297.90K |
| Citibank NA | -0.00% | $-392.11K |
| HSBC Bank PLC | -0.00% | $-404.68K |
| Citibank NA | -0.01% | $-484.99K |
| Australia & New Zealand Banking Group Ltd. | -0.01% | $-510.18K |
| Ubs AG | -0.01% | $-508.98K |
| State Street Bank & Trust Co. | -0.01% | $-510.64K |
| Ubs AG | -0.01% | $-523.08K |
| Societe Generale SA | -0.01% | $-528.01K |
| HSBC Bank PLC | -0.01% | $-581.71K |
| Australia & New Zealand Banking Group Ltd. | -0.01% | $-587.30K |
| Bank of New York Mellon | -0.01% | $-730.22K |
| Citibank NA | -0.01% | $-742.85K |
| Australia & New Zealand Banking Group Ltd. | -0.01% | $-738.78K |
| HSBC Bank PLC | -0.01% | $-828.72K |
| Bank of New York Mellon | -0.01% | $-1.01M |
| Australia & New Zealand Banking Group Ltd. | -0.01% | $-1.02M |
| Societe Generale SA | -0.01% | $-1.08M |
| Societe Generale SA | -0.01% | $-1.14M |
| Bank of New York Mellon | -0.01% | $-1.23M |
| Societe Generale SA | -0.02% | $-1.45M |
| Australia & New Zealand Banking Group Ltd. | -0.02% | $-1.48M |
| Royal Bank of Canada | -0.02% | $-1.59M |
| Bank of New York Mellon | -0.02% | $-1.61M |
| Bank of New York Mellon | -0.02% | $-1.64M |
| Societe Generale SA | -0.02% | $-1.67M |
| Societe Generale SA | -0.02% | $-2.04M |
| Australia & New Zealand Banking Group Ltd. | -0.02% | $-2.08M |
| Citibank NA | -0.02% | $-2.15M |
| Societe Generale SA | -0.02% | $-2.19M |
| Australia & New Zealand Banking Group Ltd. | -0.02% | $-2.21M |
| Societe Generale SA | -0.02% | $-2.21M |
| Societe Generale SA | -0.02% | $-2.30M |
| State Street Bank & Trust Co. | -0.02% | $-2.32M |
| Royal Bank of Canada | -0.03% | $-2.38M |
| Australia & New Zealand Banking Group Ltd. | -0.03% | $-2.39M |
| HSBC Bank PLC | -0.03% | $-2.42M |
| Royal Bank of Canada | -0.03% | $-2.44M |
| Bank of New York Mellon | -0.03% | $-2.44M |
| Australia & New Zealand Banking Group Ltd. | -0.03% | $-2.45M |
| Citibank NA | -0.03% | $-2.72M |
| Citibank NA | -0.03% | $-2.75M |
| Societe Generale SA | -0.03% | $-2.89M |
| Societe Generale SA | -0.03% | $-3.05M |
| Citibank NA | -0.03% | $-3.30M |
| Bank of New York Mellon | -0.04% | $-3.35M |
| Australia & New Zealand Banking Group Ltd. | -0.04% | $-3.36M |
| Bank of New York Mellon | -0.04% | $-3.54M |
| Citibank NA | -0.04% | $-3.95M |
| Australia & New Zealand Banking Group Ltd. | -0.04% | $-4.25M |
DFGBX overview: performance, fees, allocation and SEC filings