CSSAX Fees and Costs — Carillon Chartwell Small Cap Fund, Class A
Data updated: 2026-08-27
The net expense ratio is 1.14%: a 0.60% management fee, a 0.25% 12b-1 fee plus 0.29% other expenses. This share class carries a maximum front-end sales load of 4.75%. In fiscal 2025 the fund paid $602K in broker commissions, 0.2719% of average net assets, and portfolio turnover was 154%.
CSSAX Fees and Expenses
Annual operating expenses and sales charges of CSSAX. Prospectus, as of December 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.60% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.29% |
| Gross expense ratio | 1.14% |
| Fee waiver | — |
| Net expense ratio | 1.14% |
| Sales charges | |
|---|---|
| Max front load | 4.75% |
| Max deferred load | 0.00% |
| Redemption fee | 0.00% |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | Yes |
CSSAX Costs Over Time
On $10,000 invested in CSSAX, assuming 5% a year before costs, total costs come to $1,441 over 5 years, cutting the return by 2.49% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $475 | $475 | $475 |
| Fund expenses (net expense ratio 1.14%) | $114 | $354 | $612 |
| Trading costs (broker commissions) | $27 | $84 | $146 |
| Lost growth on money paid in costs | $24 | $97 | $208 |
| Total costs | $640 | $1,010 | $1,441 |
| Value after costs | $9,860 | $10,566 | $11,322 |
| Impact on return, per year | 6.40% | 3.15% | 2.49% |
CSSAX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.2719%
- Total broker commissions: $602K
- Bought from dealers (principal trades, not a cost): $221K
- Portfolio turnover (prospectus): 154%
- Securities on loan, average value: $2.3M
- Net income from securities lending: $18K (0.008% of average net assets)
CSSAX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| PERSHING LLC | $118K | 21.35% |
| RBC CAPITAL MARKETS LLC | $93K | 16.83% |
| JEFFERIES LLC | $82K | 14.76% |
| INSTINET LLC | $66K | 11.90% |
| J.P. MORGAN SECURITIES LLC | $52K | 9.45% |
| MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED | $40K | 7.26% |
| STIFEL NICOLAUS & COMPANY INCORPORATED | $30K | 5.36% |
| WELLS FARGO SECURITIES LLC | $28K | 5.00% |
| ROBERT W. BAIRD & CO. INCORPORATED | $23K | 4.23% |
| BNY MELLON CAPITAL MARKETS LLC | $21K | 3.86% |
CSSAX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| JEFFERIES LLC | $221K | 100.00% |
Carillon Chartwell Small Cap Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| CSSVX | Class R-6 | 0.80% | none |
| UMBHX | Class I | 0.89% | none |
| CSSAX | Class A | 1.14% | 4.75% |
| CSSJX | Class C | 1.87% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.