CHAT Fees and Costs — Roundhill Generative AI & Technology ETF
Data updated: 2026-09-28
The net expense ratio is 0.75%. There are no sales loads or redemption fees. In fiscal 2026 the fund paid $461K in broker commissions, 0.0586% of average net assets, and portfolio turnover was 92%.
CHAT Fees and Expenses
Annual operating expenses and sales charges of CHAT. Prospectus, as of August 25, 2026.
| Annual operating expenses | |
|---|---|
| Management fee | 0.75% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.75% |
| Fee waiver | — |
| Net expense ratio | 0.75% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
CHAT Costs Over Time
On $10,000 invested in CHAT, assuming 5% a year before costs, total costs come to $508 over 5 years, cutting the return by 0.85% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.75%) | $79 | $246 | $428 |
| Trading costs (broker commissions) | $6 | $19 | $33 |
| Lost growth on money paid in costs | $0 | $13 | $46 |
| Total costs | $85 | $279 | $508 |
| Value after costs | $10,415 | $11,298 | $12,255 |
| Impact on return, per year | 0.85% | 0.85% | 0.85% |
CHAT Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending April 30, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.0586%
- Total broker commissions: $461K
- Bought from dealers (principal trades, not a cost): —
- Portfolio turnover (prospectus): 92%
- Securities lending: none during the year
CHAT Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| GOLDMAN SACHS & CO. LLC | $187K | 40.53% |
| BTIG LLC | $104K | 22.46% |
| CREDIT AGRICOLE SECURITIES (USA) INC. | $51K | 11.09% |
| CITIGROUP GLOBAL MARKETS INC. | $34K | 7.43% |
| MIRAE ASSET SECURITIES (USA) INC. | $31K | 6.76% |
| CLSA AMERICAS LLC | $26K | 5.68% |
| MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED | $13K | 2.74% |
| MORGAN STANLEY & CO. LLC | $9K | 1.98% |
| ROBERT W. BAIRD & CO. INCORPORATED | $4K | 0.93% |
| J.P. MORGAN SECURITIES LLC | $2K | 0.39% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.