Horizon Small/Mid Cap Core Equity ETF
Data updated: 2026-07-10
C000265417 — Horizon Small/Mid Cap Core Equity ETF. United States Mid Cap Blend / Core Equity · $60.07M AUM. Holdings, fees, performance and SEC filings.
C000265417 Fund Overview
Horizon Small/Mid Cap Core Equity ETF is a US ETF managed by Horizon Funds, categorised as United States Mid Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: Horizon Funds
- Category: United States Mid Cap Blend / Core Equity
- Assets under management: $60.07M
- SEC CIK: 0001643174
- SEC series ID: S000096537
- Share class ID: C000265417
C000265417 Investment Objective and Strategy
Horizon Small/Mid Cap Core Equity ETF describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Horizon Funds.
Investment objective
The Horizon Small/Mid Cap Core Equity ETF (the “Small/Mid Cap Core Equity Fund” or the “Fund”) seeks capital appreciation.
Principal investment strategy
The Small/Mid Cap Core Equity Fund is an actively managed exchange-traded fund (“ETF”) that seeks to achieve its investment objective by investing primarily in equity securities of U.S. small- and mid-capitalization companies and equity interests of Real Estate Investment Trusts (“REITs”). The Fund’s investment adviser, Horizon Investments, LLC (“Horizon”), employs a flexible approach that combines active management and quantitative models to allocate the Fund’s portfolio among issuers, sectors, and/or factors (such as growth, value, momentum, quality, size, and volatility). Horizon selects securities believed to offer the highest projected return for a given level of risk, using a multi-disciplinary approach that includes economic, quantitative, and fundamental analysis. The Fund may engage in frequent trading to achieve its objective and, depending on Horizon’s outlook and market conditions, may focus its investments in particular sectors or areas of the economy.
Under normal circumstances, the Small/Mid Cap Core Equity Fund will invest at least 80% of the value of its net assets (plus any borrowings for investment purposes) in equity securities of small- and mid-cap issuers. For purposes of this policy: (A) small- and mid-cap issuers are those companies whose market capitalizations, at the time of purchase, fall within the ranges of the S&P SmallCap 600 Index and S&P MidCap 400 Index, respectively; and (B) equity securities means common and preferred stock, convertible debt securities, American Depositary Receipts (“ADRs”), REITs, derivative instruments that provide exposure to or are otherwise related to such securities as well as other investment companies that invest primarily in these instruments. Options : The Fund may, at times, seek to generate income through the use of an options strategy involving primarily put spreads on broad-based securities indices (including, without limitation, the S&P 500) or ETFs that track broad-based securities indices.
Put spr
C000265417 Holdings
Top 10 holdings of Horizon Small/Mid Cap Core Equity ETF by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Coherent Corp | 1.62% |
| Casey's General Stores Inc | 1.33% |
| Curtiss-Wright Corp | 1.26% |
| TechnipFMC PLC | 1.24% |
| TD SYNNEX Corp | 1.22% |
| United Therapeutics Corp | 1.17% |
| Alcoa Corp | 1.07% |
| nVent Electric PLC | 1.07% |
| Twilio Inc | 1.05% |
| Tenet Healthcare Corp | 0.92% |
C000265417 Portfolio Allocation
Asset-class allocation of Horizon Small/Mid Cap Core Equity ETF by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 98.6% |
| Cash & Equivalents | 0.8% |
C000265417 Performance
Total returns for C000265417 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 15.9% |
C000265417 Costs and Fees
C000265417 costs about $75 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.75%
- Gross expense ratio: 0.75%
- Portfolio turnover: 0%
C000265417 Cashflows
Over the 12 months to 2026-05, Horizon Small/Mid Cap Core Equity ETF had net inflows of $51.13M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-05 | $578.44K |
| 2026-04 | $0 |
| 2026-03 | $511.88K |
| 2026-02 | −$570.50K |
| 2026-01 | −$515.18K |
| 2025-12 | $51.13M |
C000265417 Debt Constituents
No individual debt constituents are reported in Horizon Small/Mid Cap Core Equity ETF's latest SEC N-PORT filing.
C000265417 Prospectus and SEC Filings
Official Horizon Small/Mid Cap Core Equity ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Mid Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.