C000257713 Holdings — iShares Dynamic Equity Active ETF

All 481 reported holdings of iShares Dynamic Equity Active ETF (C000257713) by percentage of net assets, from the fund's latest SEC N-PORT filing.

Holding% of net assetsValue (USD)
Alphabet Inc5.65%$155.43M
NVIDIA Corp5.53%$152.12M
Apple Inc4.47%$122.82M
Blackrock Cash Funds Treasury Sl Agency Shares4.34%$119.41M
Amazon.com Inc3.10%$85.18M
Broadcom Inc2.62%$72.13M
Microsoft Corp2.30%$63.10M
Meta Platforms Inc2.04%$56.06M
Micron Technology Inc1.71%$47.03M
SPDR Gold Shares1.71%$46.92M
Eli Lilly & Co1.64%$45.05M
ASML Holding NV1.50%$41.11M
Walmart Inc1.32%$36.38M
Taiwan Semiconductor Manufacturing Co Ltd1.32%$36.29M
Costco Wholesale Corp1.29%$35.46M
Intesa Sanpaolo SpA1.29%$35.35M
Tesla Inc1.23%$33.79M
Exxon Mobil Corp1.22%$33.63M
Bank of America Corp1.16%$31.91M
JPMorgan Chase & Co1.10%$30.19M
Johnson & Johnson1.02%$28.01M
Boeing Co/The1.02%$27.92M
Cisco Systems Inc0.99%$27.24M
General Electric Co0.98%$26.93M
NextEra Energy Inc0.96%$26.30M
Societe Generale SA0.95%$26.11M
Citigroup Inc0.93%$25.47M
UniCredit SpA0.91%$24.91M
ING Groep NV0.86%$23.75M
Walt Disney Co/The0.84%$23.11M
TJX Cos Inc/The0.82%$22.55M
Shell PLC0.82%$22.53M
Home Depot Inc/The0.79%$21.73M
McKesson Corp0.75%$20.68M
Freeport-McMoRan Inc0.74%$20.35M
Williams Cos Inc/The0.74%$20.33M
Advanced Micro Devices Inc0.73%$19.93M
BlackRock Funds III0.71%$19.64M
National Grid PLC0.71%$19.42M
BAE Systems PLC0.70%$19.19M
AstraZeneca PLC0.70%$19.16M
Fifth Third Bancorp0.69%$19.08M
CSX Corp0.65%$17.80M
McDonald's Corp0.63%$17.21M
British American Tobacco PLC0.62%$16.92M
Cenovus Energy Inc0.61%$16.77M
Trane Technologies PLC0.61%$16.73M
Parker-Hannifin Corp0.59%$16.18M
GE Vernova Inc0.59%$16.14M
Thermo Fisher Scientific Inc0.58%$15.86M
Delta Air Lines Inc0.56%$15.49M
Stryker Corp0.55%$15.04M
Live Nation Entertainment Inc0.55%$14.99M
Tencent Holdings Ltd0.54%$14.96M
Progressive Corp/The0.54%$14.85M
Citizens Financial Group Inc0.53%$14.53M
Philip Morris International Inc0.52%$14.33M
Merck & Co Inc0.50%$13.74M
Cameco Corp0.48%$13.32M
Marsh & McLennan Cos Inc0.48%$13.25M
Hilton Worldwide Holdings Inc0.48%$13.08M
Crh PLC0.47%$12.82M
Mastercard Inc0.47%$12.78M
Dsv A/s0.46%$12.53M
Netflix Inc0.44%$12.18M
UnitedHealth Group Inc0.43%$11.90M
Intel Corp0.43%$11.82M
AbbVie Inc0.42%$11.60M
Union Pacific Corp0.42%$11.57M
Rockwell Automation Inc0.41%$11.32M
Palantir Technologies Inc0.41%$11.28M
Vistra Corp0.41%$11.21M
Lam Research Corp0.41%$11.19M
Goldman Sachs Group Inc/The0.41%$11.18M
Intuitive Surgical Inc0.40%$11.13M
Siemens AG0.40%$10.98M
Edwards Lifesciences Corp0.40%$10.94M
EQT Corp0.39%$10.75M
Oracle Corp0.38%$10.46M
Targa Resources Corp0.38%$10.39M
Roche Holding AG0.37%$10.17M
DR Horton Inc0.37%$10.12M
Airbus SE0.37%$10.06M
Caterpillar Inc0.37%$10.05M
Datadog Inc0.36%$9.79M
Hermes International SCA0.34%$9.42M
Suncor Energy Inc0.34%$9.39M
PepsiCo Inc0.34%$9.30M
Wells Fargo & Co0.34%$9.29M
Relx PLC0.32%$8.84M
Lumentum Holdings Inc0.32%$8.80M
Valero Energy Corp0.32%$8.76M
Vertex Pharmaceuticals Inc0.30%$8.30M
Compass Group PLC0.30%$8.25M
Rolls-Royce Holdings PLC0.30%$8.22M
Vertiv Holdings Co0.29%$7.93M
MongoDB Inc0.27%$7.55M
Cadence Design Systems Inc0.27%$7.42M
Snowflake Inc0.25%$6.94M
Honeywell International Inc0.25%$6.92M
APA Corp0.25%$6.80M
iShares China Large-Cap ETF0.25%$6.78M
Gilead Sciences Inc0.25%$6.75M
BYD Co Ltd0.24%$6.62M
Arista Networks Inc0.24%$6.62M
LVMH Moet Hennessy Louis Vuitton SE0.23%$6.44M
Suncor Energy Inc0.23%$6.31M
Uber Technologies Inc0.21%$5.87M
Starbucks Corp0.21%$5.83M
iShares Russell 2000 ETF0.21%$5.66M
Sanofi SA0.20%$5.61M
Amphenol Corp0.20%$5.56M
Texas Instruments Inc0.19%$5.36M
Mitsubishi UFJ Financial Group Inc0.19%$5.13M
AIA Group Ltd0.18%$4.99M
TotalEnergies SE0.18%$4.95M
Heidelberg Materials AG0.18%$4.87M
Palo Alto Networks Inc0.16%$4.47M
Hitachi Ltd0.16%$4.29M
Booking Holdings Inc0.15%$4.12M
ServiceTitan Inc0.15%$4.10M
Advantest Corp0.14%$3.96M
Autodesk Inc0.14%$3.85M
Bp PLC0.13%$3.60M
Toyota Motor Corp0.13%$3.57M
Cheniere Energy Inc0.13%$3.54M
Antero Resources Corp0.12%$3.39M
Options Clearing Corp.0.12%$3.35M
Sumitomo Mitsui Financial Group Inc0.12%$3.34M
Mitsubishi Corp0.12%$3.29M
Fast Retailing Co Ltd0.12%$3.28M
Mizuho Financial Group Inc0.12%$3.21M
Ross Stores Inc0.12%$3.19M
AppLovin Corp0.12%$3.18M
Tokyo Electron Ltd0.12%$3.18M
Sony Group Corp0.12%$3.17M
KraneShares CSI China Internet ETF0.11%$3.16M
MercadoLibre Inc0.11%$3.06M
Mitsubishi Heavy Industries Ltd0.11%$3.00M
Crowdstrike Holdings Inc0.11%$2.96M
Chicago Mercantile Exchange0.10%$2.84M
Mitsui & Co Ltd0.10%$2.82M
SoftBank Group Corp0.10%$2.71M
Burlington Stores Inc0.09%$2.42M
Murata Manufacturing Co Ltd0.09%$2.38M
Japan Tobacco Inc0.08%$2.31M
State Street SPDR S&P Regional Banking ETF0.08%$2.26M
Tokio Marine Holdings Inc0.08%$2.25M
Options Clearing Corp.0.08%$2.17M
Marubeni Corp0.08%$2.11M
Mitsubishi Electric Corp0.08%$2.09M
Daiwa House Industry Co Ltd0.08%$2.09M
ITOCHU Corp0.07%$2.02M
Kioxia Holdings Corp0.07%$1.98M
TDK Corp0.07%$1.95M
ORIX Corp0.07%$1.95M
Kubota Corp0.07%$1.94M
Recruit Holdings Co Ltd0.07%$1.92M
Hoya Corp0.07%$1.89M
Takeda Pharmaceutical Co Ltd0.07%$1.87M
Denso Corp0.07%$1.84M
Sumitomo Electric Industries Ltd0.06%$1.78M
Royal Caribbean Cruises Ltd0.06%$1.74M
Options Clearing Corp.0.06%$1.68M
Options Clearing Corp.0.06%$1.68M
MS&AD Insurance Group Holdings Inc0.06%$1.65M
Seven & i Holdings Co Ltd0.06%$1.64M
Ajinomoto Co Inc0.06%$1.63M
FANUC Corp0.06%$1.57M
Fujitsu Ltd0.06%$1.55M
Kyocera Corp0.06%$1.54M
Shin-Etsu Chemical Co Ltd0.06%$1.52M
Astellas Pharma Inc0.05%$1.50M
Disco Corp0.05%$1.49M
Siemens Energy AG0.05%$1.43M
SoftBank Corp0.05%$1.40M
iShares MSCI China ETF0.05%$1.41M
Dick's Sporting Goods Inc0.05%$1.38M
Industria de Diseno Textil SA0.05%$1.37M
Sompo Holdings Inc0.05%$1.36M
NEC Corp0.05%$1.35M
Options Clearing Corp.0.05%$1.33M
ENEOS Holdings Inc0.05%$1.31M
Central Japan Railway Co0.05%$1.31M
Darden Restaurants Inc0.05%$1.30M
SMC Corp0.05%$1.30M
Otsuka Holdings Co Ltd0.05%$1.30M
Fujikura Ltd0.05%$1.27M
Ulta Beauty Inc0.05%$1.25M
Options Clearing Corp.0.05%$1.25M
Bridgestone Corp0.05%$1.25M
Japan Post Holdings Co Ltd0.04%$1.21M
Nomura Holdings Inc0.04%$1.21M
Wynn Resorts Ltd0.04%$1.19M
Sumitomo Corp0.04%$1.19M
Daiichi Life Group Inc0.04%$1.17M
Coinbase Global Inc0.04%$1.15M
Options Clearing Corp.0.04%$1.10M
NTT Inc0.04%$1.07M
Nippon Steel Corp0.04%$1.00M
Daikin Industries Ltd0.03%$914.22K
Nintendo Co Ltd0.03%$911.91K
Options Clearing Corp.0.03%$868.29K
Pan Pacific International Holdings Corp0.03%$864.97K
Kajima Corp0.03%$863.07K
Sumitomo Mitsui Trust Group Inc0.03%$861.55K
Options Clearing Corp.0.03%$829.42K
Options Clearing Corp.0.03%$798.52K
Mitsubishi Estate Co Ltd0.03%$798.29K
Inpex Corp0.03%$793.57K
Renesas Electronics Corp0.03%$770.60K
Lasertec Corp0.03%$756.93K
Resona Holdings Inc0.03%$732.24K
Mitsui Fudosan Co Ltd0.03%$729.48K
iShares Core S&P Small-Cap ETF0.03%$726.08K
Kao Corp0.03%$715.67K
Secom Co Ltd0.02%$661.70K
Sumitomo Metal Mining Co Ltd0.02%$617.16K
IHI Corp0.02%$601.82K
Options Clearing Corp.0.02%$596.17K
Options Clearing Corp.0.02%$586.47K
LY Corp0.02%$565.16K
State Street SPDR S&P Homebuilders ETF0.02%$560.74K
Kawasaki Heavy Industries Ltd0.02%$528.14K
Chugai Pharmaceutical Co Ltd0.02%$506.17K
Toyota Tsusho Corp0.02%$496.44K
Panasonic Holdings Corp0.02%$493.40K
Aeon Co Ltd0.02%$481.05K
Korea Exchange (Futures Market)0.02%$460.08K
Morgan Stanley & Co. International PLC0.02%$419.34K
KDDI Corp0.01%$396.94K
Oriental Land Co Ltd/Japan0.01%$376.40K
Options Clearing Corp.0.01%$355.83K
Daiichi Sankyo Co Ltd0.01%$346.60K
Unicharm Corp0.01%$332.55K
Options Clearing Corp.0.01%$328.60K
Options Clearing Corp.0.01%$302.70K
Jp Morgan Chase Bank0.01%$288.11K
Options Clearing Corp.0.01%$241.28K
Obic Co Ltd0.01%$231.77K
Options Clearing Corp.0.01%$224.15K
Options Clearing Corp.0.01%$204.49K
Options Clearing Corp.0.01%$193.20K
East Japan Railway Co0.01%$175.46K
Options Clearing Corp.0.01%$169.31K
Goldman Sachs International0.01%$161.71K
Royal Bank of Canada0.01%$161.97K
FUJIFILM Holdings Corp0.01%$160.19K
Options Clearing Corp.0.01%$158.03K
JPMorgan Chase Bank NA0.01%$152.78K
Komatsu Ltd0.01%$151.22K
Eurex Deutschland0.01%$145.73K
Ebara Corp0.01%$136.72K
Options Clearing Corp.0.00%$133.96K
Options Clearing Corp.0.00%$130.61K
JPMorgan Chase Bank NA0.00%$130.05K
Shimano Inc0.00%$128.94K
Eurex Deutschland0.00%$127.17K
Options Clearing Corp.0.00%$119.20K
Deutsche Bank AG0.00%$111.37K
Options Clearing Corp.0.00%$111.46K
Options Clearing Corp.0.00%$109.35K
Sumitomo Realty & Development Co Ltd0.00%$107.02K
JPMorgan Chase Bank NA0.00%$105.88K
Options Clearing Corp.0.00%$102.73K
Options Clearing Corp.0.00%$100.74K
Morgan Stanley & Co. International PLC0.00%$95.32K
Options Clearing Corp.0.00%$96.84K
Suzuki Motor Corp0.00%$93.59K
Japan Exchange Group0.00%$89.11K
Trend Micro Inc/Japan0.00%$88.45K
Citibank NA0.00%$88.22K
Morgan Stanley & Co. International PLC0.00%$86.54K
JPMorgan Chase Bank NA0.00%$83.09K
Options Clearing Corp.0.00%$77.52K
Suntory Beverage & Food Ltd0.00%$71.65K
Eurex Deutschland0.00%$69.71K
Options Clearing Corp.0.00%$63.59K
JPMorgan Chase Bank NA0.00%$64.20K
JPMorgan Chase Bank NA0.00%$59.67K
Options Clearing Corp.0.00%$57.94K
JPMorgan Chase Bank NA0.00%$57.70K
JPMorgan Chase Bank NA0.00%$53.99K
United Airlines Holdings Inc0.00%$54.09K
Options Clearing Corp.0.00%$50.31K
Royal Bank of Canada0.00%$47.80K
Options Clearing Corp.0.00%$46.64K
The Montreal Exchange/Bourse De Montreal0.00%$41.29K
Options Clearing Corp.0.00%$40.63K
JPMorgan Chase Bank NA0.00%$40.66K
Goldman Sachs International0.00%$34.74K
Options Clearing Corp.0.00%$29.40K
Ubs AG0.00%$26.63K
National Stock Exchange Of India0.00%$23.51K
Options Clearing Corp.0.00%$22.26K
Options Clearing Corp.0.00%$22.64K
Options Clearing Corp.0.00%$18.27K
JPMorgan Chase Bank NA0.00%$18.61K
Options Clearing Corp.0.00%$17.02K
Options Clearing Corp.0.00%$15.29K
Options Clearing Corp.0.00%$16.83K
Options Clearing Corp.0.00%$12.47K
Royal Bank of Canada0.00%$8.71K
Options Clearing Corp.0.00%$8.06K
JPMorgan Chase Bank NA0.00%$7.89K
Estee Lauder Cos Inc/The0.00%$7.13K
Options Clearing Corp.0.00%$8.97K
Options Clearing Corp.0.00%$6.90K
Options Clearing Corp.0.00%$9.52K
Citibank NA0.00%$6.12K
Options Clearing Corp.0.00%$6.37K
JPMorgan Chase Bank NA0.00%$5.11K
JPMorgan Chase Bank NA0.00%$6.25K
Barclays Bank PLC0.00%$6.33K
Morgan Stanley & Co. International PLC0.00%$6.87K
Barclays Bank PLC0.00%$1.39K
Morgan Stanley & Co. International PLC0.00%$4.06K
Abbott Laboratories0.00%$2.72K
Options Clearing Corp.0.00%$2.61K
Options Clearing Corp.0.00%$1.78K
Options Clearing Corp.0.00%$2.61K
Options Clearing Corp.0.00%$3.55K
Options Clearing Corp.0.00%$1.48K
Options Clearing Corp.0.00%$1.56K
Options Clearing Corp.0.00%$1.45K
Options Clearing Corp.0.00%$1.13K
EssilorLuxottica SA0.00%$959
BNP Paribas SA0.00%$-1.34K
ASX Clear (Futures)0.00%$-224
Best Buy Co Inc0.00%$605
CaixaBank SA0.00%$880
Options Clearing Corp.0.00%$900
Options Clearing Corp.0.00%$1.12K
Options Clearing Corp.0.00%$546
Options Clearing Corp.0.00%$255
BNP Paribas SA0.00%$-100
Options Clearing Corp.0.00%$750
Options Clearing Corp.0.00%$1.05K
Options Clearing Corp.0.00%$452
NMC Health PLC0.00%$0
BNP Paribas SA0.00%$218
Morgan Stanley & Co. International PLC0.00%$-643
Options Clearing Corp.0.00%$1.15K
JPMorgan Chase Bank NA0.00%$-1.30K
Options Clearing Corp.-0.00%$-3.00K
Options Clearing Corp.-0.00%$-3.72K
Deutsche Bank AG-0.00%$-2.05K
HSBC Bank PLC-0.00%$-1.63K
Deutsche Bank AG-0.00%$-2.41K
Options Clearing Corp.-0.00%$-2.49K
Options Clearing Corp.-0.00%$-4.07K
Options Clearing Corp.-0.00%$-3.00K
Morgan Stanley & Co. International PLC-0.00%$-3.14K
Options Clearing Corp.-0.00%$-4.57K
Morgan Stanley & Co. International PLC-0.00%$-5.01K
Options Clearing Corp.-0.00%$-5.80K
Options Clearing Corp.-0.00%$-6.38K
Options Clearing Corp.-0.00%$-6.66K
Options Clearing Corp.-0.00%$-4.90K
JPMorgan Chase Bank NA-0.00%$-9.26K
Options Clearing Corp.-0.00%$-8.82K
Options Clearing Corp.-0.00%$-8.77K
Options Clearing Corp.-0.00%$-8.49K
Options Clearing Corp.-0.00%$-7.46K
Options Clearing Corp.-0.00%$-6.90K
Options Clearing Corp.-0.00%$-8.19K
Options Clearing Corp.-0.00%$-8.81K
Options Clearing Corp.-0.00%$-9.13K
Eurex Deutschland-0.00%$-10.62K
Options Clearing Corp.-0.00%$-11.89K
Options Clearing Corp.-0.00%$-10.11K
Options Clearing Corp.-0.00%$-11.90K
Options Clearing Corp.-0.00%$-11.05K
Options Clearing Corp.-0.00%$-11.62K
Options Clearing Corp.-0.00%$-11.48K
Options Clearing Corp.-0.00%$-10.66K
BNP Paribas SA-0.00%$-11.17K
Options Clearing Corp.-0.00%$-14.49K
Options Clearing Corp.-0.00%$-14.75K
Options Clearing Corp.-0.00%$-13.88K
Options Clearing Corp.-0.00%$-14.56K
Options Clearing Corp.-0.00%$-13.59K
JPMorgan Chase Bank NA-0.00%$-14.82K
Options Clearing Corp.-0.00%$-16.44K
BNP Paribas SA-0.00%$-15.66K
Options Clearing Corp.-0.00%$-16.23K
Options Clearing Corp.-0.00%$-16.02K
Options Clearing Corp.-0.00%$-15.60K
Options Clearing Corp.-0.00%$-18.18K
Options Clearing Corp.-0.00%$-17.93K
Options Clearing Corp.-0.00%$-18.10K
Options Clearing Corp.-0.00%$-18.25K
Options Clearing Corp.-0.00%$-19.21K
Options Clearing Corp.-0.00%$-21.04K
Options Clearing Corp.-0.00%$-23.98K
Options Clearing Corp.-0.00%$-24.30K
BNP Paribas SA-0.00%$-26.14K
Options Clearing Corp.-0.00%$-28.79K
Options Clearing Corp.-0.00%$-26.33K
Options Clearing Corp.-0.00%$-27.20K
Options Clearing Corp.-0.00%$-27.93K
Options Clearing Corp.-0.00%$-29.92K
Options Clearing Corp.-0.00%$-29.32K
Options Clearing Corp.-0.00%$-31.30K
Options Clearing Corp.-0.00%$-31.05K
Options Clearing Corp.-0.00%$-33.02K
Options Clearing Corp.-0.00%$-33.80K
Options Clearing Corp.-0.00%$-32.30K
Options Clearing Corp.-0.00%$-36.64K
Options Clearing Corp.-0.00%$-34.83K
Options Clearing Corp.-0.00%$-34.70K
Options Clearing Corp.-0.00%$-34.87K
Options Clearing Corp.-0.00%$-34.60K
Citibank NA-0.00%$-38.75K
JPMorgan Chase Bank NA-0.00%$-38.65K
Options Clearing Corp.-0.00%$-40.75K
Options Clearing Corp.-0.00%$-41.25K
Options Clearing Corp.-0.00%$-42.57K
Japan Exchange Group-0.00%$-41.97K
Options Clearing Corp.-0.00%$-42.68K
Options Clearing Corp.-0.00%$-47.95K
Options Clearing Corp.-0.00%$-45.48K
Options Clearing Corp.-0.00%$-48.84K
Options Clearing Corp.-0.00%$-48.29K
Options Clearing Corp.-0.00%$-49.50K
Options Clearing Corp.-0.00%$-52.77K
Options Clearing Corp.-0.00%$-51.47K
JPMorgan Chase Bank NA-0.00%$-55.61K
Options Clearing Corp.-0.00%$-55.60K
Options Clearing Corp.-0.00%$-54.39K
Options Clearing Corp.-0.00%$-59.02K
Options Clearing Corp.-0.00%$-58.04K
Jp Morgan Chase Bank-0.00%$-56.72K
Options Clearing Corp.-0.00%$-61.09K
Eurex Deutschland-0.00%$-66.49K
JPMorgan Chase Bank NA-0.00%$-64.80K
BNP Paribas SA-0.00%$-68.05K
Options Clearing Corp.-0.00%$-69.38K
Options Clearing Corp.-0.00%$-72.74K
Options Clearing Corp.-0.00%$-76.56K
Options Clearing Corp.-0.00%$-80.21K
Morgan Stanley & Co. International PLC-0.00%$-85.22K
Options Clearing Corp.-0.00%$-84.82K
Options Clearing Corp.-0.00%$-85.64K
Options Clearing Corp.-0.00%$-84.76K
Options Clearing Corp.-0.00%$-89.01K
Ubs AG-0.00%$-89.13K
Options Clearing Corp.-0.00%$-89.67K
Options Clearing Corp.-0.00%$-92.34K
Citibank NA-0.00%$-98.88K
Options Clearing Corp.-0.00%$-101.75K
Options Clearing Corp.-0.00%$-100.80K
Options Clearing Corp.-0.00%$-114.24K
Options Clearing Corp.-0.00%$-118.24K
Options Clearing Corp.-0.00%$-119.68K
Options Clearing Corp.-0.00%$-121.38K
BNP Paribas SA-0.00%$-124.54K
Options Clearing Corp.-0.00%$-127.12K
Options Clearing Corp.-0.01%$-137.25K
Options Clearing Corp.-0.01%$-152.28K
Options Clearing Corp.-0.01%$-156.62K
Options Clearing Corp.-0.01%$-191.68K
Deutsche Bank AG-0.01%$-206.51K
Options Clearing Corp.-0.01%$-218.93K
JPMorgan Chase Bank NA-0.01%$-220.94K
Options Clearing Corp.-0.01%$-237.85K
Options Clearing Corp.-0.01%$-243.20K
BNP Paribas SA-0.01%$-241.47K
Options Clearing Corp.-0.01%$-388.12K
Options Clearing Corp.-0.01%$-394.24K
Options Clearing Corp.-0.02%$-471.24K
JPMorgan Chase Bank NA-0.02%$-514.12K
Options Clearing Corp.-0.02%$-524.69K
Options Clearing Corp.-0.02%$-613.81K
Options Clearing Corp.-0.02%$-665.22K
Options Clearing Corp.-0.03%$-704.56K
Options Clearing Corp.-0.03%$-947.10K
Options Clearing Corp.-0.04%$-1.02M
Options Clearing Corp.-0.04%$-1.18M
Chicago Mercantile Exchange-0.12%$-3.20M
Chicago Mercantile Exchange-0.37%$-10.28M

C000257713 overview: performance, fees, allocation and SEC filings