C000226215 Fees and Costs — First Trust TCW ESG Premier Equity ETF
Data updated: 2022-11-14
The net expense ratio is 0.85%. There are no sales loads or redemption fees. In fiscal 2022 the fund paid $192 in broker commissions, 0.0151% of average net assets, and portfolio turnover was 17%.
C000226215 Fees and Expenses
Annual operating expenses and sales charges of C000226215. Prospectus, as of December 31, 2021.
| Annual operating expenses | |
|---|---|
| Management fee | 0.85% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.85% |
| Fee waiver | — |
| Net expense ratio | 0.85% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
C000226215 Costs Over Time
On $10,000 invested in C000226215, assuming 5% a year before costs, total costs come to $543 over 5 years, cutting the return by 0.91% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.85%) | $89 | $279 | $484 |
| Trading costs (broker commissions) | $2 | $5 | $9 |
| Lost growth on money paid in costs | $0 | $14 | $50 |
| Total costs | $91 | $298 | $543 |
| Value after costs | $10,409 | $11,278 | $12,220 |
| Impact on return, per year | 0.91% | 0.91% | 0.91% |
C000226215 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending August 31, 2022.
- Explicit cost rate (commissions ÷ average net assets): 0.0151%
- Total broker commissions: $192
- Bought from dealers (principal trades, not a cost): $975K
- Portfolio turnover (prospectus): 17%
- Securities lending: none during the year
C000226215 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| CANTOR FITZGERALD & CO. | $76 | 39.53% |
| RBC CAPITAL MARKETS, LLC | $61 | 31.55% |
| GOLDMAN SACHS & CO. LLC | $42 | 21.93% |
| J.P. MORGAN SECURITIES LLC | $13 | 6.99% |
C000226215 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| CANTOR FITZGERALD & CO. | $975K | 100.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.